Fort Dearborn Income Secs in

Q4 2015 vs Q1 2016

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Karpus Management, Inc.

DECREASED

Shares1,406,842 from 1,496,412

Change-89,570 (-6%)

Value$20.3K (-$1.4K)

Filed 2016-05-13

Wells Fargo & Company

DECREASED

Shares760,697 from 760,794

Change-97 (0%)

Value$11.0K (-$63)

Filed 2016-05-16

1607 Capital Partners, LLC

DECREASED

Shares734,742 from 753,051

Change-18,309 (-2%)

Value$10.6K (-$325)

Filed 2016-05-16

SIT Investment Associates Inc

INCREASED

Shares432,011 from 189,582

Change+242,429 (+128%)

Value$6.2K (+$3.5K)

Filed 2016-04-14

Icon Advisers Inc

INCREASED

Shares318,950 from 285,773

Change+33,177 (+12%)

Value$4.6K (+$455)

Filed 2016-05-05

Morgan Stanley

DECREASED

Shares96,018 from 114,195

Change-18,177 (-16%)

Value$1.4K (-$272)

Filed 2016-05-12

Oxbow Advisors, LLC

DECREASED

Shares48,609 from 48,850

Change-241 (0%)

Value$701 (-$8)

Filed 2016-05-02

LPL Financial LLC

INCREASED

Shares21,502 from 18,752

Change+2,750 (+15%)

Value$311 (+$40)

Filed 2016-05-16

Citigroup Inc

INCREASED

Shares21,412 from 12,706

Change+8,706 (+69%)

Value$309 (+$125)

Filed 2016-05-13

SII Investments Inc

INCREASED

Shares18,450 from 10,560

Change+7,890 (+75%)

Value$267 (+$113)

Filed 2016-04-27

Segall Bryant & Hamill, LLC

UNCHANGED

Shares12,000 from 12,000

Change0 (0%)

Value$173 (-$1)

Filed 2016-05-12

Delta Asset Management LLC

UNCHANGED

Shares9,925 from 9,925

Change0 (0%)

Value$143 (-$1)

Filed 2016-04-25

Ladenburg Thalmann Financial Services Inc

UNCHANGED

Shares2,227 from 2,227

Change0 (0%)

Value$32 ($0)

Filed 2016-05-16

UBS Group AG

DECREASED

Shares2,047 from 2,121

Change-74 (-3%)

Value$30 (-$1)

Filed 2016-05-12

Royal Bank of Canada

DECREASED

Shares1,800 from 4,800

Change-3,000 (-62%)

Value$26 (-$44)

Filed 2016-06-08

Bruderman Asset Management, LLC

UNCHANGED

Shares1,000 from 1,000

Change0 (0%)

Value$14 (-$1)

Filed 2016-05-09

Benjamin F. Edwards & Company, Inc.

UNCHANGED

Shares1,000 from 1,000

Change0 (0%)

Value$14 (-$1)

Filed 2016-04-13

Howe & Rusling Inc

UNCHANGED

Shares1,000 from 1,000

Change0 (0%)

Value$14 (-$1)

Filed 2016-05-16

PNC Financial Services Group, Inc.

UNCHANGED

Shares934 from 934

Change0 (0%)

Value$13 (-$1)

Filed 2016-05-06

TCI Wealth Advisors, Inc.

UNCHANGED

Shares625 from 625

Change0 (0%)

Value$9 ($0)

Filed 2016-04-29

Bank of America Corp

DECREASED

Shares600 from 2,875

Change-2,275 (-79%)

Value$8 (-$33)

Filed 2016-05-13

JPMorgan Chase & Co

UNCHANGED

Shares598 from 598

Change0 (0%)

Value$9 ($0)

Filed 2016-05-10

Creative Planning

UNCHANGED

Shares350 from 350

Change0 (0%)

Value$5 ($0)

Filed 2016-04-08

MetLife Securities, Inc

UNCHANGED

Shares51 from 51

Change0 (0%)

Value$1 ($0)

Filed 2016-04-22

HighTower Advisors, LLC

CLOSED

Shares0 from 14,800

Change-14,800 (-100%)

Value$0 (-$215)

Filed 2016-05-16

IFP Advisors, Inc

CLOSED

Shares0 from 13,245

Change-13,245 (-100%)

Value$0 (-$192)

Filed 2019-06-03

American International Group, Inc.

CLOSED

Shares0 from 91

Change-91 (-100%)

Value$0 (-$1.0K)

Filed 2016-05-12

	Status
Karpus Management, Inc.	DECREASED	1,406,842	1,496,412	-89,570	-6%	$21.7K	$20.3K	-$1.4K	2016-05-13
Wells Fargo & Company	DECREASED	760,697	760,794	-97	0%	$11.0K	$11.0K	-$63	2016-05-16
1607 Capital Partners, LLC	DECREASED	734,742	753,051	-18,309	-2%	$10.9K	$10.6K	-$325	2016-05-16
SIT Investment Associates Inc	INCREASED	432,011	189,582	+242,429	+128%	$2.8K	$6.2K	+$3.5K	2016-04-14
Icon Advisers Inc	INCREASED	318,950	285,773	+33,177	+12%	$4.1K	$4.6K	+$455	2016-05-05
Morgan Stanley	DECREASED	96,018	114,195	-18,177	-16%	$1.7K	$1.4K	-$272	2016-05-12
Oxbow Advisors, LLC	DECREASED	48,609	48,850	-241	0%	$709	$701	-$8	2016-05-02
LPL Financial LLC	INCREASED	21,502	18,752	+2,750	+15%	$271	$311	+$40	2016-05-16
Citigroup Inc	INCREASED	21,412	12,706	+8,706	+69%	$184	$309	+$125	2016-05-13
SII Investments Inc	INCREASED	18,450	10,560	+7,890	+75%	$154	$267	+$113	2016-04-27
Segall Bryant & Hamill, LLC	UNCHANGED	12,000	12,000	0	0%	$174	$173	-$1	2016-05-12
Delta Asset Management LLC	UNCHANGED	9,925	9,925	0	0%	$144	$143	-$1	2016-04-25
Ladenburg Thalmann Financial Services Inc	UNCHANGED	2,227	2,227	0	0%	$32	$32	$0	2016-05-16
UBS Group AG	DECREASED	2,047	2,121	-74	-3%	$31	$30	-$1	2016-05-12
Royal Bank of Canada	DECREASED	1,800	4,800	-3,000	-62%	$70	$26	-$44	2016-06-08
Bruderman Asset Management, LLC	UNCHANGED	1,000	1,000	0	0%	$15	$14	-$1	2016-05-09
Benjamin F. Edwards & Company, Inc.	UNCHANGED	1,000	1,000	0	0%	$15	$14	-$1	2016-04-13
Howe & Rusling Inc	UNCHANGED	1,000	1,000	0	0%	$15	$14	-$1	2016-05-16
PNC Financial Services Group, Inc.	UNCHANGED	934	934	0	0%	$14	$13	-$1	2016-05-06
TCI Wealth Advisors, Inc.	UNCHANGED	625	625	0	0%	$9	$9	$0	2016-04-29
Bank of America Corp	DECREASED	600	2,875	-2,275	-79%	$41	$8	-$33	2016-05-13
JPMorgan Chase & Co	UNCHANGED	598	598	0	0%	$9	$9	$0	2016-05-10
Creative Planning	UNCHANGED	350	350	0	0%	$5	$5	$0	2016-04-08
MetLife Securities, Inc	UNCHANGED	51	51	0	0%	$1	$1	$0	2016-04-22
HighTower Advisors, LLC	CLOSED	0	14,800	-14,800	-100%	$215	$0	-$215	2016-05-16
IFP Advisors, Inc	CLOSED	0	13,245	-13,245	-100%	$192	$0	-$192	2019-06-03
American International Group, Inc.	CLOSED	0	91	-91	-100%	$1.0K	$0	-$1.0K	2016-05-12

Showing 27 of 27 institutions