Fortress Investment Group LL

Q2 2017 vs Q3 2017

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Morgan Stanley

DECREASED

Shares12,962,377 from 15,467,635

Change-2,505,258 (-16%)

Value$103.3K (-$20.3K)

Filed 2017-11-14

JPMorgan Chase & Co

DECREASED

Shares12,849,449 from 12,877,133

Change-27,684 (0%)

Value$100.9K (-$2.0K)

Filed 2017-11-09

Credit Suisse AG/

INCREASED

Shares10,901,261 from 8,399,879

Change+2,501,382 (+30%)

Value$86.9K (+$19.8K)

Filed 2017-11-14

Water Island Capital LLC

INCREASED

Shares10,502,410 from 8,800,847

Change+1,701,563 (+19%)

Value$83.7K (+$13.4K)

Filed 2017-11-14

Citigroup Inc

DECREASED

Shares9,350,919 from 10,432,867

Change-1,081,948 (-10%)

Value$74.5K (-$8.8K)

Filed 2017-11-13

UBS Group AG

DECREASED

Shares9,123,257 from 9,146,214

Change-22,957 (0%)

Value$72.7K (-$365)

Filed 2017-11-14

Deutsche Bank Ag\

DECREASED

Shares8,470,800 from 9,032,802

Change-562,002 (-6%)

Value$67.5K (-$4.7K)

Filed 2017-11-14

Westchester Capital Management, LLC

INCREASED

Shares7,770,719 from 6,485,131

Change+1,285,588 (+20%)

Value$61.9K (+$10.1K)

Filed 2017-11-14

Bank of America Corp

INCREASED

Shares7,153,399 from 6,792,423

Change+360,976 (+5%)

Value$57.0K (+$2.7K)

Filed 2017-11-14

Goldman Sachs Group Inc

DECREASED

Shares6,392,963 from 9,903,759

Change-3,510,796 (-35%)

Value$51.0K (-$28.2K)

Filed 2017-11-14

York Capital Management Global Advisors, LLC

DECREASED

Shares5,833,801 from 6,795,244

Change-961,443 (-14%)

Value$46.5K (-$7.8K)

Filed 2017-11-14

Omni Partners LLP

INCREASED

Shares3,863,657 from 3,169,778

Change+693,879 (+22%)

Value$31.0K (+$5.6K)

Filed 2017-11-13

HSBC Holdings PLC

INCREASED

Shares3,843,498 from 2,456,366

Change+1,387,132 (+56%)

Value$30.6K (+$11.0K)

Filed 2017-11-14

Diamond Hill Capital Management, LLC (Investment Advisor)

DECREASED

Shares3,779,284 from 3,815,028

Change-35,744 (-1%)

Value$30.1K (-$361)

Filed 2017-10-18

SG Americas Securities, LLC

INCREASED

Shares3,663,600 from 3,112,040

Change+551,560 (+18%)

Value$29.2K (+$4.3K)

Filed 2017-11-07

Gabelli Funds LLC

INCREASED

Shares2,746,844 from 2,458,245

Change+288,599 (+12%)

Value$21.9K (+$2.3K)

Filed 2017-11-01

Omers Administration Corp

INCREASED

Shares2,330,700 from 1,939,700

Change+391,000 (+20%)

Value$18.6K (+$3.1K)

Filed 2018-05-14

Wells Fargo & Company

DECREASED

Shares2,118,093 from 2,398,585

Change-280,492 (-12%)

Value$16.9K (-$2.3K)

Filed 2017-11-09

Renaissance Technologies LLC

INCREASED

Shares1,958,500 from 875,800

Change+1,082,700 (+124%)

Value$15.6K (+$8.6K)

Filed 2017-11-13

Coronation Fund Managers Ltd.

UNCHANGED

Shares1,919,873 from 1,919,873

Change0 (0%)

Value$15.3K (-$39)

Filed 2017-11-14

Segantii Capital Management Ltd

INCREASED

Shares1,895,042 from 1,189,692

Change+705,350 (+59%)

Value$15.1K (+$5.6K)

Filed 2017-11-03

Oxford Asset Management LLP

UNCHANGED

Shares1,886,532 from 1,886,532

Change0 (0%)

Value$14.8K (-$264)

Filed 2019-05-16

Overland Advisors, LLC

UNCHANGED

Shares1,801,512 from 1,801,512

Change0 (0%)

Value$14.4K (-$36)

Filed 2017-11-14

Chicago Capital Management, LLC

UNCHANGED

Shares1,699,263 from 1,699,263

Change0 (0%)

Value$13.5K (-$34)

Filed 2017-10-11

Walleye Trading LLC

INCREASED

Shares1,347,210 from 709,496

Change+637,714 (+90%)

Value$10.7K (+$5.1K)

Filed 2017-11-14

Commonwealth of Pennsylvania Public School Empls Retrmt SYS

UNCHANGED

Shares1,300,064 from 1,300,064

Change0 (0%)

Value$10.4K (-$26)

Filed 2017-11-09

Artemis Investment Management LLP

UNCHANGED

Shares1,200,000 from 1,200,000

Change0 (0%)

Value$9.5K (-$60)

Filed 2017-10-31

Marshall Wace, LLP

NEW

Shares962,764

Change+962,764

Value$7.7K

Filed 2017-11-13

Barclays PLC

INCREASED

Shares945,423 from 911,576

Change+33,847 (+4%)

Value$7.5K (+$252)

Filed 2017-11-14

Royal Bank of Canada

INCREASED

Shares922,127 from 916,605

Change+5,522 (+1%)

Value$7.4K (+$26)

Filed 2017-11-14

Alpine Global Management, LLC

INCREASED

Shares901,400 from 500,000

Change+401,400 (+80%)

Value$7.2K (+$3.2K)

Filed 2017-11-14

Nine Masts Capital Ltd

DECREASED

Shares776,582 from 1,004,730

Change-228,148 (-23%)

Value$6.2K (-$1.8K)

Filed 2017-11-13

Quad Capital Management Advisors LLC

NEW

Shares774,375

Change+774,375

Value$6.2K

Filed 2017-11-14

Bank of Montreal

DECREASED

Shares719,700 from 1,603,700

Change-884,000 (-55%)

Value$5.7K (-$7.1K)

Filed 2017-10-16

Polar Asset Management Partners Inc.

INCREASED

Shares700,000 from 500,000

Change+200,000 (+40%)

Value$5.6K (+$1.6K)

Filed 2017-11-14

Ameriprise Financial Inc

INCREASED

Shares651,162 from 600,498

Change+50,664 (+8%)

Value$5.2K (+$392)

Filed 2017-11-07

Opera Trading Capital

INCREASED

Shares586,251 from 301,200

Change+285,051 (+95%)

Value$4.7K (+$2.3K)

Filed 2017-11-06

Gamco Investors, Inc. ET AL

DECREASED

Shares573,150 from 575,500

Change-2,350 (0%)

Value$4.6K (-$30)

Filed 2017-11-01

Two Sigma Investments, LP

INCREASED

Shares553,636 from 222,677

Change+330,959 (+149%)

Value$4.4K (+$2.6K)

Filed 2017-11-14

22NW, LPA

UNCHANGED

Shares508,166 from 508,166

Change0 (0%)

Value$4.1K (-$10)

Filed 2017-11-14

Raymond James Financial Services Advisors, Inc.

DECREASED

Shares433,766 from 435,802

Change-2,036 (0%)

Value$3.5K (-$25)

Filed 2017-10-26

CSS LLC

NEW

Shares408,004

Change+408,004

Value$3.3K

Filed 2017-11-14

Marshall Wace North America, L.P.

NEW

Shares391,724

Change+391,724

Value$3.1K

Filed 2017-11-13

Kellner Capital, LLC

UNCHANGED

Shares369,600 from 369,600

Change0 (0%)

Value$2.9K (-$7)

Filed 2017-11-13

Telemetry Investments, L.L.C.

INCREASED

Shares338,668 from 332,668

Change+6,000 (+2%)

Value$2.7K (+$41)

Filed 2017-11-14

Dupont Capital Management Corp

UNCHANGED

Shares326,200 from 326,200

Change0 (0%)

Value$2.6K (-$6)

Filed 2017-10-31

Highland Capital Management LP

INCREASED

Shares320,623 from 198,400

Change+122,223 (+62%)

Value$2.6K (+$970)

Filed 2017-11-14

IndexIQ Advisors LLC

INCREASED

Shares314,021 from 263,217

Change+50,804 (+19%)

Value$2.5K (+$400)

Filed 2017-11-02

Perella Weinberg Partners Capital Management LP

UNCHANGED

Shares294,395 from 294,395

Change0 (0%)

Value$2.3K (-$6)

Filed 2017-11-14

S. Muoio & Co. LLC

INCREASED

Shares290,000 from 150,000

Change+140,000 (+93%)

Value$2.3K (+$1.1K)

Filed 2017-11-13

Texas Yale Capital Corp.

UNCHANGED

Shares269,800 from 269,800

Change0 (0%)

Value$2.2K (-$6)

Filed 2017-11-08

Susquehanna International Group, LLP

DECREASED

Shares258,493 from 431,161

Change-172,668 (-40%)

Value$2.1K (-$1.4K)

Filed 2017-11-20

California Public Employees Retirement System

INCREASED

Shares255,029 from 237,600

Change+17,429 (+7%)

Value$2.0K (+$135)

Filed 2017-11-15

ING Groep NV

NEW

Shares250,000

Change+250,000

Value$2.0K

Filed 2017-11-08

Vanguard Group Inc

UNCHANGED

Shares231,800 from 231,800

Change0 (0%)

Value$1.8K (-$5)

Filed 2017-11-14

Gabelli & Co Investment Advisers, Inc.

INCREASED

Shares176,800 from 130,700

Change+46,100 (+35%)

Value$1.4K (+$365)

Filed 2017-11-01

Capstone Investment Advisors, LLC

DECREASED

Shares168,414 from 250,000

Change-81,586 (-33%)

Value$1.3K (-$655)

Filed 2017-11-14

Two Sigma Securities, LLC

INCREASED

Shares155,747 from 27,876

Change+127,871 (+459%)

Value$1.2K (+$1.0K)

Filed 2017-11-14

Mizuho Securities USA Inc.

DECREASED

Shares150,000 from 200,000

Change-50,000 (-25%)

Value$1.2K (-$402)

Filed 2017-10-23

Public Employees Retirement System of Ohio

UNCHANGED

Shares150,000 from 150,000

Change0 (0%)

Value$1.2K (-$3)

Filed 2017-11-20

Oppenheimer Funds Inc

UNCHANGED

Shares143,491 from 143,491

Change0 (0%)

Value$1.1K (-$2)

Filed 2017-11-13

Ancora Advisors LLCA

INCREASED

Shares137,550 from 130,350

Change+7,200 (+6%)

Value$1.1K (+$55)

Filed 2017-11-14

State of Wisconsin Investment Board

UNCHANGED

Shares114,000 from 114,000

Change0 (0%)

Value$909 (-$2)

Filed 2017-11-01

Panagora Asset Management Inc

INCREASED

Shares112,821 from 85,099

Change+27,722 (+33%)

Value$899 (+$219)

Filed 2017-11-14

Mraz, Amerine & Associates, Inc.

DECREASED

Shares106,550 from 107,050

Change-500 (0%)

Value$849 (-$6)

Filed 2017-11-06

Mint Tower Capital Management B.V.

NEW

Shares100,000

Change+100,000

Value$797

Filed 2017-11-13

Coe Capital Management, LLC

UNCHANGED

Shares96,995 from 96,995

Change0 (0%)

Value$773 (-$2)

Filed 2017-11-15

Sandell Asset Management Corp

UNCHANGED

Shares68,400 from 68,400

Change0 (0%)

Value$545 (-$2)

Filed 2017-11-14

Moors & Cabot, Inc.

UNCHANGED

Shares63,650 from 63,650

Change0 (0%)

Value$508 ($0)

Filed 2017-11-16

Steel Grove Capital Advisors, LLC

UNCHANGED

Shares46,504 from 46,504

Change0 (0%)

Value$371 (-$1)

Filed 2017-11-15

Red Alder LLC

DECREASED

Shares44,306 from 44,672

Change-366 (-1%)

Value$353 (-$4)

Filed 2017-11-14

Brevan Howard Capital Management LP

NEW

Shares44,303

Change+44,303

Value$353

Filed 2017-11-14

Quinn Opportunity Partners LLC

NEW

Shares44,000

Change+44,000

Value$351

Filed 2017-11-14

Jefferies Group LLC

UNCHANGED

Shares39,707 from 39,707

Change0 (0%)

Value$316 (-$1)

Filed 2017-11-14

Raymond James & Associates

DECREASED

Shares37,503 from 40,284

Change-2,781 (-7%)

Value$299 (-$23)

Filed 2017-11-13

LPL Financial LLC

DECREASED

Shares36,900 from 41,300

Change-4,400 (-11%)

Value$294 (-$36)

Filed 2017-11-14

Dreman Value Management, L L C

UNCHANGED

Shares35,744 from 35,744

Change0 (0%)

Value$285 (-$1)

Filed 2017-11-14

Guinness Asset Management LTD

UNCHANGED

Shares26,020 from 26,020

Change0 (0%)

Value$207 (-$1)

Filed 2017-10-13

Veritable, L.P.

DECREASED

Shares25,140 from 64,046

Change-38,906 (-61%)

Value$200 (-$312)

Filed 2017-11-14

Lapides Asset Management, LLC

UNCHANGED

Shares24,900 from 24,900

Change0 (0%)

Value$198 (-$1)

Filed 2017-11-07

Virtu Financial LLC

DECREASED

Shares24,743 from 44,486

Change-19,743 (-44%)

Value$197 (-$158)

Filed 2017-11-20

Baird Financial Group, Inc.

UNCHANGED

Shares24,500 from 24,500

Change0 (0%)

Value$195 (-$1)

Filed 2017-11-14

Blair William & Co

UNCHANGED

Shares20,000 from 20,000

Change0 (0%)

Value$159 (-$1)

Filed 2017-11-13

MML Investors Services, LLC

INCREASED

Shares16,523 from 13,523

Change+3,000 (+22%)

Value$132 (+$24)

Filed 2017-11-14

Parallax Volatility Advisers, L.P.

NEW

Shares14,580

Change+14,580

Value$116

Filed 2017-11-14

CIBC Asset Management Inc

DECREASED

Shares13,963 from 15,665

Change-1,702 (-11%)

Value$111 (-$14)

Filed 2017-11-06

HRT Financial LP

NEW

Shares12,600

Change+12,600

Value$100

Filed 2017-11-14

HighTower Advisors, LLC

DECREASED

Shares12,361 from 134,798

Change-122,437 (-91%)

Value$99 (-$979)

Filed 2017-11-14

Raymond James Trust N.A.

UNCHANGED

Shares12,200 from 12,200

Change0 (0%)

Value$97 ($0)

Filed 2017-10-24

Infrastructure Capital Advisors, LLC

NEW

Shares12,000

Change+12,000

Value$96

Filed 2017-11-13

Manufacturers Life Insurance Company, the

INCREASED

Shares11,883 from 11,779

Change+104 (+1%)

Value$95 (+$1)

Filed 2017-11-14

Advisory Services Network, LLC

DECREASED

Shares10,225 from 10,375

Change-150 (-1%)

Value$81 (-$2)

Filed 2017-10-12

Tower Research Capital LLC (TRC)

DECREASED

Shares4,815 from 6,227

Change-1,412 (-23%)

Value$39 (-$11)

Filed 2017-11-14

Penserra Capital Management LLC

DECREASED

Shares4,632 from 11,170

Change-6,538 (-59%)

Value$37 (-$51)

Filed 2017-10-26

Ladenburg Thalmann Financial Services Inc

UNCHANGED

Shares4,277 from 4,277

Change0 (0%)

Value$34 ($0)

Filed 2017-11-15

Group One Trading LLC

DECREASED

Shares3,891 from 635,191

Change-631,300 (-99%)

Value$31 (-$5.0K)

Filed 2017-11-15

Highlander Capital Management, LLC

UNCHANGED

Shares3,250 from 3,250

Change0 (0%)

Value$26 ($0)

Filed 2017-11-15

Advisor Group, Inc.

INCREASED

Shares2,876 from 75

Change+2,801 (+3735%)

Value$23 (+$22)

Filed 2017-11-06

Simplex Trading, LLC

DECREASED

Shares2,233 from 6,233

Change-4,000 (-64%)

Value$17 (-$32)

Filed 2017-10-25

Farmers & Merchants Investments Inc

UNCHANGED

Shares2,100 from 2,100

Change0 (0%)

Value$17 ($0)

Filed 2017-10-19

Cutler Group LP

DECREASED

Shares2,000 from 32,677

Change-30,677 (-94%)

Value$15 (-$246)

Filed 2017-10-17

Financial Architects, Inc

UNCHANGED

Shares1,500 from 1,500

Change0 (0%)

Value$12 ($0)

Filed 2017-11-01

Jnba Financial Advisors

UNCHANGED

Shares750 from 750

Change0 (0%)

Value$6 ($0)

Filed 2017-11-13

Envestnet Asset Management Inc

UNCHANGED

Shares736 from 736

Change0 (0%)

Value$6 ($0)

Filed 2017-11-13

IFP Advisors, Inc

UNCHANGED

Shares679 from 679

Change0 (0%)

Value$5 ($0)

Filed 2017-10-30

Glenmede Trust Co NA

DECREASED

Shares51 from 158

Change-107 (-68%)

Value$0 ($0)

Filed 2017-11-14

PNC Financial Services Group, Inc.

UNCHANGED

Shares36 from 36

Change0 (0%)

Value$0 ($0)

Filed 2017-11-13

Driehaus Capital Management LLC

CLOSED

Shares0 from 1,478,713

Change-1,478,713 (-100%)

Value$0 (-$11.8K)

Filed 2017-11-14

683 Capital Management, LLC

CLOSED

Shares0 from 1,052,300

Change-1,052,300 (-100%)

Value$0 (-$8.4K)

Filed 2017-12-07

First Trust Capital Management L.P.

CLOSED

Shares0 from 601,597

Change-601,597 (-100%)

Value$0 (-$4.8M)

Filed 2017-11-13

Onex Canada Asset Management Inc.

CLOSED

Shares0 from 356,330

Change-356,330 (-100%)

Value$0 (-$2.8K)

Filed 2017-11-01

FMR LLC

CLOSED

Shares0 from 298,096

Change-298,096 (-100%)

Value$0 (-$2.4K)

Filed 2017-11-13

Lombard Odier Asset Management (USA) Corp

CLOSED

Shares0 from 250,000

Change-250,000 (-100%)

Value$0 (-$2.0K)

Filed 2017-11-14

Guggenheim Capital LLC

CLOSED

Shares0 from 170,351

Change-170,351 (-100%)

Value$0 (-$1.4K)

Filed 2017-11-14

Invesco Ltd.

CLOSED

Shares0 from 137,564

Change-137,564 (-100%)

Value$0 (-$1.1K)

Filed 2017-11-14

Vertex One Asset Management Inc.

CLOSED

Shares0 from 133,915

Change-133,915 (-100%)

Value$0 (-$1.1K)

Filed 2017-11-13

Steinberg Global Asset Management

CLOSED

Shares0 from 114,329

Change-114,329 (-100%)

Value$0 (-$913)

Filed 2017-10-24

Bluefin Trading, LLC

CLOSED

Shares0 from 94,139

Change-94,139 (-100%)

Value$0 (-$752)

Filed 2017-11-14

Bank of New York Mellon Corp

CLOSED

Shares0 from 83,789

Change-83,789 (-100%)

Value$0 (-$670)

Filed 2017-11-06

Citadel Advisors LLC

CLOSED

Shares0 from 60,898

Change-60,898 (-100%)

Value$0 (-$487)

Filed 2017-11-09

Debussy Capital Management LP

CLOSED

Shares0 from 54,503

Change-54,503 (-100%)

Value$0 (-$435.5K)

Filed 2017-11-13

Two Sigma Advisers, LP

CLOSED

Shares0 from 15,100

Change-15,100 (-100%)

Value$0 (-$121)

Filed 2017-11-14

Acrospire Investment Management LLC

CLOSED

Shares0 from 1,511

Change-1,511 (-100%)

Value$0 (-$12)

Filed 2017-10-26

Creative Planning

CLOSED

Shares0 from 500

Change-500 (-100%)

Value$0 (-$4)

Filed 2017-10-17

Alpine Group Usvi, LLC

N/A

Shares— from 500,000

Change-500,000 (-100%)

Value—

KCG Holdings, Inc.

N/A

Shares— from 66,601

Change-66,601 (-100%)

Value—

	Status
Morgan Stanley	DECREASED	12,962,377	15,467,635	-2,505,258	-16%	$123.6K	$103.3K	-$20.3K	2017-11-14
JPMorgan Chase & Co	DECREASED	12,849,449	12,877,133	-27,684	0%	$102.9K	$100.9K	-$2.0K	2017-11-09
Credit Suisse AG/	INCREASED	10,901,261	8,399,879	+2,501,382	+30%	$67.1K	$86.9K	+$19.8K	2017-11-14
Water Island Capital LLC	INCREASED	10,502,410	8,800,847	+1,701,563	+19%	$70.3K	$83.7K	+$13.4K	2017-11-14
Citigroup Inc	DECREASED	9,350,919	10,432,867	-1,081,948	-10%	$83.4K	$74.5K	-$8.8K	2017-11-13
UBS Group AG	DECREASED	9,123,257	9,146,214	-22,957	0%	$73.1K	$72.7K	-$365	2017-11-14
Deutsche Bank Ag\	DECREASED	8,470,800	9,032,802	-562,002	-6%	$72.2K	$67.5K	-$4.7K	2017-11-14
Westchester Capital Management, LLC	INCREASED	7,770,719	6,485,131	+1,285,588	+20%	$51.8K	$61.9K	+$10.1K	2017-11-14
Bank of America Corp	INCREASED	7,153,399	6,792,423	+360,976	+5%	$54.3K	$57.0K	+$2.7K	2017-11-14
Goldman Sachs Group Inc	DECREASED	6,392,963	9,903,759	-3,510,796	-35%	$79.1K	$51.0K	-$28.2K	2017-11-14
York Capital Management Global Advisors, LLC	DECREASED	5,833,801	6,795,244	-961,443	-14%	$54.3K	$46.5K	-$7.8K	2017-11-14
Omni Partners LLP	INCREASED	3,863,657	3,169,778	+693,879	+22%	$25.3K	$31.0K	+$5.6K	2017-11-13
HSBC Holdings PLC	INCREASED	3,843,498	2,456,366	+1,387,132	+56%	$19.6K	$30.6K	+$11.0K	2017-11-14
Diamond Hill Capital Management, LLC (Investment Advisor)	DECREASED	3,779,284	3,815,028	-35,744	-1%	$30.5K	$30.1K	-$361	2017-10-18
SG Americas Securities, LLC	INCREASED	3,663,600	3,112,040	+551,560	+18%	$24.9K	$29.2K	+$4.3K	2017-11-07
Gabelli Funds LLC	INCREASED	2,746,844	2,458,245	+288,599	+12%	$19.6K	$21.9K	+$2.3K	2017-11-01
Omers Administration Corp	INCREASED	2,330,700	1,939,700	+391,000	+20%	$15.5K	$18.6K	+$3.1K	2018-05-14
Wells Fargo & Company	DECREASED	2,118,093	2,398,585	-280,492	-12%	$19.2K	$16.9K	-$2.3K	2017-11-09
Renaissance Technologies LLC	INCREASED	1,958,500	875,800	+1,082,700	+124%	$7.0K	$15.6K	+$8.6K	2017-11-13
Coronation Fund Managers Ltd.	UNCHANGED	1,919,873	1,919,873	0	0%	$15.3K	$15.3K	-$39	2017-11-14
Segantii Capital Management Ltd	INCREASED	1,895,042	1,189,692	+705,350	+59%	$9.5K	$15.1K	+$5.6K	2017-11-03
Oxford Asset Management LLP	UNCHANGED	1,886,532	1,886,532	0	0%	$15.1K	$14.8K	-$264	2019-05-16
Overland Advisors, LLC	UNCHANGED	1,801,512	1,801,512	0	0%	$14.4K	$14.4K	-$36	2017-11-14
Chicago Capital Management, LLC	UNCHANGED	1,699,263	1,699,263	0	0%	$13.6K	$13.5K	-$34	2017-10-11
Walleye Trading LLC	INCREASED	1,347,210	709,496	+637,714	+90%	$5.7K	$10.7K	+$5.1K	2017-11-14
Commonwealth of Pennsylvania Public School Empls Retrmt SYS	UNCHANGED	1,300,064	1,300,064	0	0%	$10.4K	$10.4K	-$26	2017-11-09
Artemis Investment Management LLP	UNCHANGED	1,200,000	1,200,000	0	0%	$9.6K	$9.5K	-$60	2017-10-31
Marshall Wace, LLP	NEW	962,764	—	+962,764	—	—	$7.7K	—	2017-11-13
Barclays PLC	INCREASED	945,423	911,576	+33,847	+4%	$7.3K	$7.5K	+$252	2017-11-14
Royal Bank of Canada	INCREASED	922,127	916,605	+5,522	+1%	$7.3K	$7.4K	+$26	2017-11-14
Alpine Global Management, LLC	INCREASED	901,400	500,000	+401,400	+80%	$4.0K	$7.2K	+$3.2K	2017-11-14
Nine Masts Capital Ltd	DECREASED	776,582	1,004,730	-228,148	-23%	$8.0K	$6.2K	-$1.8K	2017-11-13
Quad Capital Management Advisors LLC	NEW	774,375	—	+774,375	—	—	$6.2K	—	2017-11-14
Bank of Montreal	DECREASED	719,700	1,603,700	-884,000	-55%	$12.8K	$5.7K	-$7.1K	2017-10-16
Polar Asset Management Partners Inc.	INCREASED	700,000	500,000	+200,000	+40%	$4.0K	$5.6K	+$1.6K	2017-11-14
Ameriprise Financial Inc	INCREASED	651,162	600,498	+50,664	+8%	$4.8K	$5.2K	+$392	2017-11-07
Opera Trading Capital	INCREASED	586,251	301,200	+285,051	+95%	$2.4K	$4.7K	+$2.3K	2017-11-06
Gamco Investors, Inc. ET AL	DECREASED	573,150	575,500	-2,350	0%	$4.6K	$4.6K	-$30	2017-11-01
Two Sigma Investments, LP	INCREASED	553,636	222,677	+330,959	+149%	$1.8K	$4.4K	+$2.6K	2017-11-14
22NW, LPA	UNCHANGED	508,166	508,166	0	0%	$4.1K	$4.1K	-$10	2017-11-14
Raymond James Financial Services Advisors, Inc.	DECREASED	433,766	435,802	-2,036	0%	$3.5K	$3.5K	-$25	2017-10-26
CSS LLC	NEW	408,004	—	+408,004	—	—	$3.3K	—	2017-11-14
Marshall Wace North America, L.P.	NEW	391,724	—	+391,724	—	—	$3.1K	—	2017-11-13
Kellner Capital, LLC	UNCHANGED	369,600	369,600	0	0%	$3.0K	$2.9K	-$7	2017-11-13
Telemetry Investments, L.L.C.	INCREASED	338,668	332,668	+6,000	+2%	$2.7K	$2.7K	+$41	2017-11-14
Dupont Capital Management Corp	UNCHANGED	326,200	326,200	0	0%	$2.6K	$2.6K	-$6	2017-10-31
Highland Capital Management LP	INCREASED	320,623	198,400	+122,223	+62%	$1.6K	$2.6K	+$970	2017-11-14
IndexIQ Advisors LLC	INCREASED	314,021	263,217	+50,804	+19%	$2.1K	$2.5K	+$400	2017-11-02
Perella Weinberg Partners Capital Management LP	UNCHANGED	294,395	294,395	0	0%	$2.4K	$2.3K	-$6	2017-11-14
S. Muoio & Co. LLC	INCREASED	290,000	150,000	+140,000	+93%	$1.2K	$2.3K	+$1.1K	2017-11-13
Texas Yale Capital Corp.	UNCHANGED	269,800	269,800	0	0%	$2.2K	$2.2K	-$6	2017-11-08
Susquehanna International Group, LLP	DECREASED	258,493	431,161	-172,668	-40%	$3.4K	$2.1K	-$1.4K	2017-11-20
California Public Employees Retirement System	INCREASED	255,029	237,600	+17,429	+7%	$1.9K	$2.0K	+$135	2017-11-15
ING Groep NV	NEW	250,000	—	+250,000	—	—	$2.0K	—	2017-11-08
Vanguard Group Inc	UNCHANGED	231,800	231,800	0	0%	$1.9K	$1.8K	-$5	2017-11-14
Gabelli & Co Investment Advisers, Inc.	INCREASED	176,800	130,700	+46,100	+35%	$1.0K	$1.4K	+$365	2017-11-01
Capstone Investment Advisors, LLC	DECREASED	168,414	250,000	-81,586	-33%	$2.0K	$1.3K	-$655	2017-11-14
Two Sigma Securities, LLC	INCREASED	155,747	27,876	+127,871	+459%	$223	$1.2K	+$1.0K	2017-11-14
Mizuho Securities USA Inc.	DECREASED	150,000	200,000	-50,000	-25%	$1.6K	$1.2K	-$402	2017-10-23
Public Employees Retirement System of Ohio	UNCHANGED	150,000	150,000	0	0%	$1.2K	$1.2K	-$3	2017-11-20
Oppenheimer Funds Inc	UNCHANGED	143,491	143,491	0	0%	$1.1K	$1.1K	-$2	2017-11-13
Ancora Advisors LLCA	INCREASED	137,550	130,350	+7,200	+6%	$1.0K	$1.1K	+$55	2017-11-14
State of Wisconsin Investment Board	UNCHANGED	114,000	114,000	0	0%	$911	$909	-$2	2017-11-01
Panagora Asset Management Inc	INCREASED	112,821	85,099	+27,722	+33%	$680	$899	+$219	2017-11-14
Mraz, Amerine & Associates, Inc.	DECREASED	106,550	107,050	-500	0%	$855	$849	-$6	2017-11-06
Mint Tower Capital Management B.V.	NEW	100,000	—	+100,000	—	—	$797	—	2017-11-13
Coe Capital Management, LLC	UNCHANGED	96,995	96,995	0	0%	$775	$773	-$2	2017-11-15
Sandell Asset Management Corp	UNCHANGED	68,400	68,400	0	0%	$547	$545	-$2	2017-11-14
Moors & Cabot, Inc.	UNCHANGED	63,650	63,650	0	0%	$508	$508	$0	2017-11-16
Steel Grove Capital Advisors, LLC	UNCHANGED	46,504	46,504	0	0%	$372	$371	-$1	2017-11-15
Red Alder LLC	DECREASED	44,306	44,672	-366	-1%	$357	$353	-$4	2017-11-14
Brevan Howard Capital Management LP	NEW	44,303	—	+44,303	—	—	$353	—	2017-11-14
Quinn Opportunity Partners LLC	NEW	44,000	—	+44,000	—	—	$351	—	2017-11-14
Jefferies Group LLC	UNCHANGED	39,707	39,707	0	0%	$317	$316	-$1	2017-11-14
Raymond James & Associates	DECREASED	37,503	40,284	-2,781	-7%	$322	$299	-$23	2017-11-13
LPL Financial LLC	DECREASED	36,900	41,300	-4,400	-11%	$330	$294	-$36	2017-11-14
Dreman Value Management, L L C	UNCHANGED	35,744	35,744	0	0%	$286	$285	-$1	2017-11-14
Guinness Asset Management LTD	UNCHANGED	26,020	26,020	0	0%	$208	$207	-$1	2017-10-13
Veritable, L.P.	DECREASED	25,140	64,046	-38,906	-61%	$512	$200	-$312	2017-11-14
Lapides Asset Management, LLC	UNCHANGED	24,900	24,900	0	0%	$199	$198	-$1	2017-11-07
Virtu Financial LLC	DECREASED	24,743	44,486	-19,743	-44%	$355	$197	-$158	2017-11-20
Baird Financial Group, Inc.	UNCHANGED	24,500	24,500	0	0%	$196	$195	-$1	2017-11-14
Blair William & Co	UNCHANGED	20,000	20,000	0	0%	$160	$159	-$1	2017-11-13
MML Investors Services, LLC	INCREASED	16,523	13,523	+3,000	+22%	$108	$132	+$24	2017-11-14
Parallax Volatility Advisers, L.P.	NEW	14,580	—	+14,580	—	—	$116	—	2017-11-14
CIBC Asset Management Inc	DECREASED	13,963	15,665	-1,702	-11%	$125	$111	-$14	2017-11-06
HRT Financial LP	NEW	12,600	—	+12,600	—	—	$100	—	2017-11-14
HighTower Advisors, LLC	DECREASED	12,361	134,798	-122,437	-91%	$1.1K	$99	-$979	2017-11-14
Raymond James Trust N.A.	UNCHANGED	12,200	12,200	0	0%	$97	$97	$0	2017-10-24
Infrastructure Capital Advisors, LLC	NEW	12,000	—	+12,000	—	—	$96	—	2017-11-13
Manufacturers Life Insurance Company, the	INCREASED	11,883	11,779	+104	+1%	$94	$95	+$1	2017-11-14
Advisory Services Network, LLC	DECREASED	10,225	10,375	-150	-1%	$83	$81	-$2	2017-10-12
Tower Research Capital LLC (TRC)	DECREASED	4,815	6,227	-1,412	-23%	$50	$39	-$11	2017-11-14
Penserra Capital Management LLC	DECREASED	4,632	11,170	-6,538	-59%	$88	$37	-$51	2017-10-26
Ladenburg Thalmann Financial Services Inc	UNCHANGED	4,277	4,277	0	0%	$34	$34	$0	2017-11-15
Group One Trading LLC	DECREASED	3,891	635,191	-631,300	-99%	$5.1K	$31	-$5.0K	2017-11-15
Highlander Capital Management, LLC	UNCHANGED	3,250	3,250	0	0%	$26	$26	$0	2017-11-15
Advisor Group, Inc.	INCREASED	2,876	75	+2,801	+3735%	$1	$23	+$22	2017-11-06
Simplex Trading, LLC	DECREASED	2,233	6,233	-4,000	-64%	$49	$17	-$32	2017-10-25
Farmers & Merchants Investments Inc	UNCHANGED	2,100	2,100	0	0%	$17	$17	$0	2017-10-19
Cutler Group LP	DECREASED	2,000	32,677	-30,677	-94%	$261	$15	-$246	2017-10-17
Financial Architects, Inc	UNCHANGED	1,500	1,500	0	0%	$12	$12	$0	2017-11-01
Jnba Financial Advisors	UNCHANGED	750	750	0	0%	$6	$6	$0	2017-11-13
Envestnet Asset Management Inc	UNCHANGED	736	736	0	0%	$6	$6	$0	2017-11-13
IFP Advisors, Inc	UNCHANGED	679	679	0	0%	$5	$5	$0	2017-10-30
Glenmede Trust Co NA	DECREASED	51	158	-107	-68%	$0	$0	$0	2017-11-14
PNC Financial Services Group, Inc.	UNCHANGED	36	36	0	0%	$0	$0	$0	2017-11-13
Driehaus Capital Management LLC	CLOSED	0	1,478,713	-1,478,713	-100%	$11.8K	$0	-$11.8K	2017-11-14
683 Capital Management, LLC	CLOSED	0	1,052,300	-1,052,300	-100%	$8.4K	$0	-$8.4K	2017-12-07
First Trust Capital Management L.P.	CLOSED	0	601,597	-601,597	-100%	$4.8M	$0	-$4.8M	2017-11-13
Onex Canada Asset Management Inc.	CLOSED	0	356,330	-356,330	-100%	$2.8K	$0	-$2.8K	2017-11-01
FMR LLC	CLOSED	0	298,096	-298,096	-100%	$2.4K	$0	-$2.4K	2017-11-13
Lombard Odier Asset Management (USA) Corp	CLOSED	0	250,000	-250,000	-100%	$2.0K	$0	-$2.0K	2017-11-14
Guggenheim Capital LLC	CLOSED	0	170,351	-170,351	-100%	$1.4K	$0	-$1.4K	2017-11-14
Invesco Ltd.	CLOSED	0	137,564	-137,564	-100%	$1.1K	$0	-$1.1K	2017-11-14
Vertex One Asset Management Inc.	CLOSED	0	133,915	-133,915	-100%	$1.1K	$0	-$1.1K	2017-11-13
Steinberg Global Asset Management	CLOSED	0	114,329	-114,329	-100%	$913	$0	-$913	2017-10-24
Bluefin Trading, LLC	CLOSED	0	94,139	-94,139	-100%	$752	$0	-$752	2017-11-14
Bank of New York Mellon Corp	CLOSED	0	83,789	-83,789	-100%	$670	$0	-$670	2017-11-06
Citadel Advisors LLC	CLOSED	0	60,898	-60,898	-100%	$487	$0	-$487	2017-11-09
Debussy Capital Management LP	CLOSED	0	54,503	-54,503	-100%	$435.5K	$0	-$435.5K	2017-11-13
Two Sigma Advisers, LP	CLOSED	0	15,100	-15,100	-100%	$121	$0	-$121	2017-11-14
Acrospire Investment Management LLC	CLOSED	0	1,511	-1,511	-100%	$12	$0	-$12	2017-10-26
Creative Planning	CLOSED	0	500	-500	-100%	$4	$0	-$4	2017-10-17
Alpine Group Usvi, LLC	N/A	—	500,000	-500,000	-100%	$4.0K	—	—	—
KCG Holdings, Inc.	N/A	—	66,601	-66,601	-100%	$532	—	—	—

Showing 126 of 126 institutions