Franklin Senior Loan ETF (FLBL)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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New York Life Investment Management LLC

DECREASED

Shares3,365,696 from 4,268,479

Change-902,783 (-21%)

Value$77.4M (-$20.4M)

Filed 2026-11-04

Bank of New York Mellon Corp

INCREASED

Shares1,755,270 from 1,744,923

Change+10,347 (+1%)

Value$40.4M (+$377.6K)

Filed 2026-11-05

Curran Financial Partners, LLC

INCREASED

Shares937,749 from 831,237

Change+106,512 (+13%)

Value$21.6M (+$2.5M)

Filed 2026-11-04

Prentice Wealth Management LLC

INCREASED

Shares723,393 from 646,864

Change+76,529 (+12%)

Value$16.6M (+$1.8M)

Filed 2026-10-20

Assetmark, Inc

INCREASED

Shares549,386 from 509,695

Change+39,691 (+8%)

Value$12.6M (+$953.7K)

Filed 2026-10-21

Fifth Third Securities, Inc.

INCREASED

Shares382,865 from 289,209

Change+93,656 (+32%)

Value$8.8M (+$2.2M)

Filed 2026-10-21

Dorval Corp

INCREASED

Shares355,372 from 346,058

Change+9,314 (+3%)

Value$8.2M (+$241.9K)

Filed 2026-10-29

Sage Advisory Services, Ltd.Co.

DECREASED

Shares342,983 from 694,133

Change-351,150 (-51%)

Value$7.9M (-$8.0M)

Filed 2026-10-29

Independence Financial Advisors, LLC

INCREASED

Shares316,116 from 298,880

Change+17,236 (+6%)

Value$7.3M (+$420.3K)

Filed 2026-10-08

Aire Advisors, LLC

INCREASED

Shares297,109 from 272,527

Change+24,582 (+9%)

Value$6.8M (+$587.2K)

Filed 2026-10-22

Truist Financial Corp

DECREASED

Shares211,510 from 211,967

Change-457 (0%)

Value$4.9M (+$6.5K)

Filed 2026-10-30

Calamos Advisors LLC

UNCHANGED

Shares146,337 from 146,337

Change0 (0%)

Value$3.4M (+$11.7K)

Filed 2026-11-02

Cambridge Investment Research Advisors, Inc.

DECREASED

Shares145,754 from 159,572

Change-13,818 (-9%)

Value$3.4M (-$305.0K)

Filed 2026-11-02

American Financial & TAX Strategies Inc

UNCHANGED

Shares119,785 from 119,785

Change0 (0%)

Value$2.8M (+$9.6K)

Filed 2026-10-16

Kathmere Capital Management, LLC

INCREASED

Shares107,309 from 101,413

Change+5,896 (+6%)

Value$2.5M (+$143.7K)

Filed 2026-10-20

Foguth Wealth Management, Llc.

DECREASED

Shares101,339 from 130,078

Change-28,739 (-22%)

Value$2.3M (-$695.6K)

Filed 2026-10-19

Farther Finance Advisors, LLC

INCREASED

Shares93,846 from 87,954

Change+5,892 (+7%)

Value$2.2M (+$142.6K)

Filed 2026-10-08

WealthPlan Investment Management, LLC

DECREASED

Shares75,613 from 148,764

Change-73,151 (-49%)

Value$1.7M (-$1.7M)

Filed 2026-10-15

Rooted Wealth Advisors, Inc.

UNCHANGED

Shares73,106 from 73,106

Change0 (0%)

Value$1.7M ($0)

Filed 2026-11-03

Collaborative Fund Advisors, LLC

NEW

Shares59,903

Change+59,903

Value$1.4M

Filed 2026-11-02

Cordoba Advisory Partners LLC

INCREASED

Shares59,421 from 43,375

Change+16,046 (+37%)

Value$1.4M (+$372.5K)

Filed 2026-10-19

Fiduciary Alliance LLC

DECREASED

Shares57,241 from 57,795

Change-554 (-1%)

Value$1.3M (-$8.1K)

Filed 2026-10-13

Insight Wealth Strategies, LLC

INCREASED

Shares53,059 from 48,681

Change+4,378 (+9%)

Value$1.2M (+$107.0K)

Filed 2026-10-09

FDx Advisors, Inc.

INCREASED

Shares49,203 from 42,275

Change+6,928 (+16%)

Value$1.1M (+$163.0K)

Filed 2026-11-05

Comprehensive Wealth Management, LLC

INCREASED

Shares49,073 from 48,917

Change+156 (+0%)

Value$1.1M (+$7.5K)

Filed 2026-11-02

Focus Financial Network, Inc.

INCREASED

Shares47,417 from 42,219

Change+5,198 (+12%)

Value$1.1M (+$122.9K)

Filed 2026-10-14

Eagle Global Advisors LLC

DECREASED

Shares40,499 from 50,044

Change-9,545 (-19%)

Value$931.5K (-$215.5K)

Filed 2026-11-02

IFP Advisors, Inc

INCREASED

Shares40,004 from 27,577

Change+12,427 (+45%)

Value$920.1K (+$288.0K)

Filed 2026-10-16

Acorn Wealth Advisors, LLC

DECREASED

Shares34,486 from 36,187

Change-1,701 (-5%)

Value$793.2K (-$36.2K)

Filed 2026-10-19

Fortitude Family Office, LLC

DECREASED

Shares34,437 from 73,556

Change-39,119 (-53%)

Value$792.1K (-$893.9K)

Filed 2026-10-14

Atria Investments, Inc

INCREASED

Shares34,085 from 31,343

Change+2,742 (+9%)

Value$784.0K (+$65.6K)

Filed 2026-10-15

Waterfront Wealth Inc.

INCREASED

Shares33,632 from 31,398

Change+2,234 (+7%)

Value$766.7K (+$49.2K)

Filed 2026-11-03

Center For Asset Management LLC

NEW

Shares30,187

Change+30,187

Value$694.3K

Filed 2026-10-16

Wealthcare Advisory Partners LLC

INCREASED

Shares27,813 from 19,028

Change+8,785 (+46%)

Value$639.7K (+$203.6K)

Filed 2026-10-21

Strategic Blueprint, LLC

NEW

Shares27,618

Change+27,618

Value$635.2K

Filed 2026-10-22

Tenzing Financial LLC

INCREASED

Shares27,606 from 25,783

Change+1,823 (+7%)

Value$628.3K (+$38.9K)

Filed 2026-11-03

Evolution Wealth Advisors, LLC

DECREASED

Shares27,146 from 28,308

Change-1,162 (-4%)

Value$624.3K (-$24.5K)

Filed 2026-11-03

Simplicity Wealth,LLC

DECREASED

Shares26,200 from 30,618

Change-4,418 (-14%)

Value$602.6K (-$99.2K)

Filed 2026-10-23

WealthPLAN Partners, LLC

DECREASED

Shares22,207 from 65,689

Change-43,482 (-66%)

Value$510.8K (-$994.8K)

Filed 2026-10-15

Tactive Advisors, LLC

INCREASED

Shares20,775 from 15,511

Change+5,264 (+34%)

Value$477.8K (+$122.3K)

Filed 2026-10-08

Wealth Enhancement Advisory Services, LLC

DECREASED

Shares19,919 from 23,438

Change-3,519 (-15%)

Value$453.0K (-$82.6K)

Filed 2026-10-13

Sigma Planning Corp

NEW

Shares19,088

Change+19,088

Value$439.0K

Filed 2026-10-23

Perigon Wealth Management, LLC

DECREASED

Shares17,547 from 23,257

Change-5,710 (-25%)

Value$403.6K (-$129.5K)

Filed 2026-10-22

Keudell ison Wealth Management

DECREASED

Shares17,125 from 18,675

Change-1,550 (-8%)

Value$393.9K (-$34.2K)

Filed 2026-10-16

Elm3 Financial Group, LLC

DECREASED

Shares16,348 from 16,615

Change-267 (-2%)

Value$376.0K (-$4.8K)

Filed 2026-10-07

KWB Wealth

DECREASED

Shares14,630 from 16,673

Change-2,043 (-12%)

Value$336.5K (-$45.7K)

Filed 2026-10-16

McAdam, LLC

DECREASED

Shares13,415 from 16,551

Change-3,136 (-19%)

Value$308.5K (-$70.8K)

Filed 2026-10-21

Andina Capital Management, LLC

DECREASED

Shares12,983 from 19,023

Change-6,040 (-32%)

Value$298.6K (-$137.4K)

Filed 2026-10-21

Integrity Alliance, Llc.

DECREASED

Shares12,661 from 12,692

Change-31 (0%)

Value$291.2K (+$301)

Filed 2026-10-29

Keeler Thomas Management LLC

INCREASED

Shares12,129 from 9,589

Change+2,540 (+26%)

Value$279.0K (+$59.2K)

Filed 2026-10-29

Equity Wealth Partners, LLC

INCREASED

Shares10,888 from 10,703

Change+185 (+2%)

Value$250.4K (+$5.1K)

Filed 2026-10-26

ProCore Advisors, LLC

DECREASED

Shares9,702 from 11,275

Change-1,573 (-14%)

Value$223.1K (-$35.3K)

Filed 2026-10-14

Park Avenue Securities LLC

DECREASED

Shares9,128 from 9,934

Change-806 (-8%)

Value$210.0K (-$18.0K)

Filed 2026-10-26

Kelleher Financial Advisors

INCREASED

Shares5,727 from 5,064

Change+663 (+13%)

Value$131.7K (+$15.6K)

Filed 2026-10-30

TD Private Client Wealth LLC

UNCHANGED

Shares3,380 from 3,380

Change0 (0%)

Value$77.7K (+$270)

Filed 2026-10-28

Private Trust Co NA

DECREASED

Shares2,104 from 2,106

Change-2 (0%)

Value$48.4K (+$122)

Filed 2026-10-20

Cape Investment Advisory, Inc.

DECREASED

Shares1,603 from 2,242

Change-639 (-28%)

Value$36.9K (-$14.5K)

Filed 2026-10-13

Fifth Third Bancorp

INCREASED

Shares1,412 from 1,188

Change+224 (+19%)

Value$32.5K (+$5.2K)

Filed 2026-11-05

Signature Equity Partners, LLC

INCREASED

Shares1,402 from 1,112

Change+290 (+26%)

Value$32.2K (+$6.8K)

Filed 2026-10-29

Lanark Financial, Inc.

INCREASED

Shares1,133 from 1,101

Change+32 (+3%)

Value$26.1K (+$825)

Filed 2026-10-26

Ashton Thomas Private Wealth, LLC

UNCHANGED

Shares714 from 714

Change0 (0%)

Value$16.4K (+$57)

Filed 2026-11-03

CoreCap Advisors, LLC

DECREASED

Shares693 from 696

Change-3 (0%)

Value$16.0K (+$10)

Filed 2026-10-08

Silver Grove Financial Group, Inc.

NEW

Shares551

Change+551

Value$12.7K

Filed 2026-11-05

Meriwether Wealth & Planning, LLC

NEW

Shares410

Change+410

Value$9.4K

Filed 2026-10-13

US Bancorp \de\

UNCHANGED

Shares338 from 338

Change0 (0%)

Value$7.8K (+$27)

Filed 2026-11-05

Blue Jean Financial LLC

CLOSED

Shares0 from 68,820

Change-68,820 (-100%)

Value$0 (-$1.6M)

Filed 2026-10-20

Sovran Advisors, LLC

CLOSED

Shares0 from 67,907

Change-67,907 (-100%)

Value$0 (-$1.6M)

Filed 2026-11-02

Key Client Fiduciary Advisors, LLC

CLOSED

Shares0 from 40,741

Change-40,741 (-100%)

Value$0 (-$933.8K)

Filed 2026-10-19

Clear Creek Financial Management, LLC

CLOSED

Shares0 from 30,259

Change-30,259 (-100%)

Value$0 (-$693.5K)

Filed 2026-10-28

Fermata Advisors, LLC

CLOSED

Shares0 from 12,216

Change-12,216 (-100%)

Value$0 (-$280.0K)

Filed 2026-10-13

Intrua Financial, LLC

CLOSED

Shares0 from 11,828

Change-11,828 (-100%)

Value$0 (-$271.1K)

Filed 2026-10-28

AdvisorNet Financial, Inc

CLOSED

Shares0 from 4,761

Change-4,761 (-100%)

Value$0 (-$109.1K)

Filed 2026-10-15

International Assets Investment Management, LLC

CLOSED

Shares0 from 346

Change-346 (-100%)

Value$0 (-$7.9K)

Filed 2026-11-02

Blue Trust, Inc.

CLOSED

Shares0 from 175

Change-175 (-100%)

Value$0 (-$4.0K)

Filed 2026-10-15

Security National Bank

CLOSED

Shares0 from 66

Change-66 (-100%)

Value$0 (-$1.5K)

Filed 2026-10-26

Cornerstone Planning Group LLC

CLOSED

Shares0 from 20

Change-20 (-100%)

Value$0 (-$461)

Filed 2026-10-16

Hantz Financial Services, Inc.

N/A

Shares— from 3,734,487

Change-3,734,487 (-100%)

Value—

LPL Financial LLC

N/A

Shares— from 1,234,032

Change-1,234,032 (-100%)

Value—

SHP Wealth Management

N/A

Shares— from 1,128,010

Change-1,128,010 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 1,063,913

Change-1,063,913 (-100%)

Value—

Franklin Resources Inc

N/A

Shares— from 906,213

Change-906,213 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 876,493

Change-876,493 (-100%)

Value—

Ameriprise Financial Inc

N/A

Shares— from 638,924

Change-638,924 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 548,795

Change-548,795 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 345,503

Change-345,503 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 265,740

Change-265,740 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 237,069

Change-237,069 (-100%)

Value—

Advisory Services Network, LLC

N/A

Shares— from 203,666

Change-203,666 (-100%)

Value—

MML Investors Services, LLC

N/A

Shares— from 191,164

Change-191,164 (-100%)

Value—

Mission Hills Financial Advisory, LLC

N/A

Shares— from 190,163

Change-190,163 (-100%)

Value—

Integrated Wealth Concepts LLC

N/A

Shares— from 188,231

Change-188,231 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 175,650

Change-175,650 (-100%)

Value—

Bank of America Corp

N/A

Shares— from 171,371

Change-171,371 (-100%)

Value—

Clark Capital Management Group, Inc.

N/A

Shares— from 121,691

Change-121,691 (-100%)

Value—

PNC Financial Services Group, Inc.

N/A

Shares— from 98,965

Change-98,965 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 84,004

Change-84,004 (-100%)

Value—

SEI Investments Co

N/A

Shares— from 69,665

Change-69,665 (-100%)

Value—

Equitable Holdings, Inc.

N/A

Shares— from 64,870

Change-64,870 (-100%)

Value—

Sanctuary Advisors, LLC

N/A

Shares— from 58,952

Change-58,952 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 51,616

Change-51,616 (-100%)

Value—

Cerity Partners LLC

N/A

Shares— from 44,835

Change-44,835 (-100%)

Value—

Stifel Financial Corp

N/A

Shares— from 42,873

Change-42,873 (-100%)

Value—

World Investment Advisors

N/A

Shares— from 39,814

Change-39,814 (-100%)

Value—

Mercer Global Advisors Inc

N/A

Shares— from 35,714

Change-35,714 (-100%)

Value—

Dakota Wealth Management

N/A

Shares— from 26,718

Change-26,718 (-100%)

Value—

Seeds Investor LLC

N/A

Shares— from 24,128

Change-24,128 (-100%)

Value—

Kovack Advisors, Inc.

N/A

Shares— from 20,247

Change-20,247 (-100%)

Value—

Janney Montgomery Scott LLC

N/A

Shares— from 19,593

Change-19,593 (-100%)

Value—

Principal Securities, Inc.

N/A

Shares— from 18,740

Change-18,740 (-100%)

Value—

Arkadios Wealth Advisors

N/A

Shares— from 18,516

Change-18,516 (-100%)

Value—

Zurcher Kantonalbank (Zurich Cantonalbank)

N/A

Shares— from 17,251

Change-17,251 (-100%)

Value—

Regal Investment Advisors LLC

N/A

Shares— from 11,296

Change-11,296 (-100%)

Value—

Advisory Alpha, LLC

N/A

Shares— from 9,947

Change-9,947 (-100%)

Value—

Tower Research Capital LLC (TRC)

N/A

Shares— from 6,301

Change-6,301 (-100%)

Value—

BlackRock, Inc.

N/A

Shares— from 5,846

Change-5,846 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 2,195

Change-2,195 (-100%)

Value—

Geneos Wealth Management Inc.

N/A

Shares— from 2,050

Change-2,050 (-100%)

Value—

Global Retirement Partners, LLC

N/A

Shares— from 1,912

Change-1,912 (-100%)

Value—

PlanVest Financial, Inc

N/A

Shares— from 1,860

Change-1,860 (-100%)

Value—

AE Wealth Management LLC

N/A

Shares— from 445

Change-445 (-100%)

Value—

Smartleaf Asset Management LLC

N/A

Shares— from 281

Change-281 (-100%)

Value—

Bank of Montreal

N/A

Shares— from 255

Change-255 (-100%)

Value—

BFC Planning, Inc.

N/A

Shares— from 222

Change-222 (-100%)

Value—

Northwestern Mutual Wealth Management Co

N/A

Shares— from 134

Change-134 (-100%)

Value—

Crews Bank & Trust

N/A

Shares— from 65

Change-65 (-100%)

Value—

WealthShield Partners, LLC

N/A

Shares— from 55

Change-55 (-100%)

Value—

Park Square Financial Group, LLC

N/A

Shares— from 42

Change-42 (-100%)

Value—

Financial Gravity Companies, Inc.

N/A

Shares— from 4

Change-4 (-100%)

Value—

Harbour Investments, Inc.

N/A

Shares— from 3

Change-3 (-100%)

Value—

	Status
New York Life Investment Management LLC	DECREASED	3,365,696	4,268,479	-902,783	-21%	$97.8M	$77.4M	-$20.4M	2026-11-04
Bank of New York Mellon Corp	INCREASED	1,755,270	1,744,923	+10,347	+1%	$40.0M	$40.4M	+$377.6K	2026-11-05
Curran Financial Partners, LLC	INCREASED	937,749	831,237	+106,512	+13%	$19.1M	$21.6M	+$2.5M	2026-11-04
Prentice Wealth Management LLC	INCREASED	723,393	646,864	+76,529	+12%	$14.8M	$16.6M	+$1.8M	2026-10-20
Assetmark, Inc	INCREASED	549,386	509,695	+39,691	+8%	$11.7M	$12.6M	+$953.7K	2026-10-21
Fifth Third Securities, Inc.	INCREASED	382,865	289,209	+93,656	+32%	$6.6M	$8.8M	+$2.2M	2026-10-21
Dorval Corp	INCREASED	355,372	346,058	+9,314	+3%	$7.9M	$8.2M	+$241.9K	2026-10-29
Sage Advisory Services, Ltd.Co.	DECREASED	342,983	694,133	-351,150	-51%	$15.9M	$7.9M	-$8.0M	2026-10-29
Independence Financial Advisors, LLC	INCREASED	316,116	298,880	+17,236	+6%	$6.9M	$7.3M	+$420.3K	2026-10-08
Aire Advisors, LLC	INCREASED	297,109	272,527	+24,582	+9%	$6.2M	$6.8M	+$587.2K	2026-10-22
Truist Financial Corp	DECREASED	211,510	211,967	-457	0%	$4.9M	$4.9M	+$6.5K	2026-10-30
Calamos Advisors LLC	UNCHANGED	146,337	146,337	0	0%	$3.4M	$3.4M	+$11.7K	2026-11-02
Cambridge Investment Research Advisors, Inc.	DECREASED	145,754	159,572	-13,818	-9%	$3.7M	$3.4M	-$305.0K	2026-11-02
American Financial & TAX Strategies Inc	UNCHANGED	119,785	119,785	0	0%	$2.7M	$2.8M	+$9.6K	2026-10-16
Kathmere Capital Management, LLC	INCREASED	107,309	101,413	+5,896	+6%	$2.3M	$2.5M	+$143.7K	2026-10-20
Foguth Wealth Management, Llc.	DECREASED	101,339	130,078	-28,739	-22%	$3.0M	$2.3M	-$695.6K	2026-10-19
Farther Finance Advisors, LLC	INCREASED	93,846	87,954	+5,892	+7%	$2.0M	$2.2M	+$142.6K	2026-10-08
WealthPlan Investment Management, LLC	DECREASED	75,613	148,764	-73,151	-49%	$3.4M	$1.7M	-$1.7M	2026-10-15
Rooted Wealth Advisors, Inc.	UNCHANGED	73,106	73,106	0	0%	$1.7M	$1.7M	$0	2026-11-03
Collaborative Fund Advisors, LLC	NEW	59,903	—	+59,903	—	—	$1.4M	—	2026-11-02
Cordoba Advisory Partners LLC	INCREASED	59,421	43,375	+16,046	+37%	$994.2K	$1.4M	+$372.5K	2026-10-19
Fiduciary Alliance LLC	DECREASED	57,241	57,795	-554	-1%	$1.3M	$1.3M	-$8.1K	2026-10-13
Insight Wealth Strategies, LLC	INCREASED	53,059	48,681	+4,378	+9%	$1.1M	$1.2M	+$107.0K	2026-10-09
FDx Advisors, Inc.	INCREASED	49,203	42,275	+6,928	+16%	$969.0K	$1.1M	+$163.0K	2026-11-05
Comprehensive Wealth Management, LLC	INCREASED	49,073	48,917	+156	+0%	$1.1M	$1.1M	+$7.5K	2026-11-02
Focus Financial Network, Inc.	INCREASED	47,417	42,219	+5,198	+12%	$967.7K	$1.1M	+$122.9K	2026-10-14
Eagle Global Advisors LLC	DECREASED	40,499	50,044	-9,545	-19%	$1.1M	$931.5K	-$215.5K	2026-11-02
IFP Advisors, Inc	INCREASED	40,004	27,577	+12,427	+45%	$632.1K	$920.1K	+$288.0K	2026-10-16
Acorn Wealth Advisors, LLC	DECREASED	34,486	36,187	-1,701	-5%	$829.4K	$793.2K	-$36.2K	2026-10-19
Fortitude Family Office, LLC	DECREASED	34,437	73,556	-39,119	-53%	$1.7M	$792.1K	-$893.9K	2026-10-14
Atria Investments, Inc	INCREASED	34,085	31,343	+2,742	+9%	$718.4K	$784.0K	+$65.6K	2026-10-15
Waterfront Wealth Inc.	INCREASED	33,632	31,398	+2,234	+7%	$717.4K	$766.7K	+$49.2K	2026-11-03
Center For Asset Management LLC	NEW	30,187	—	+30,187	—	—	$694.3K	—	2026-10-16
Wealthcare Advisory Partners LLC	INCREASED	27,813	19,028	+8,785	+46%	$436.1K	$639.7K	+$203.6K	2026-10-21
Strategic Blueprint, LLC	NEW	27,618	—	+27,618	—	—	$635.2K	—	2026-10-22
Tenzing Financial LLC	INCREASED	27,606	25,783	+1,823	+7%	$589.4K	$628.3K	+$38.9K	2026-11-03
Evolution Wealth Advisors, LLC	DECREASED	27,146	28,308	-1,162	-4%	$648.8K	$624.3K	-$24.5K	2026-11-03
Simplicity Wealth,LLC	DECREASED	26,200	30,618	-4,418	-14%	$701.8K	$602.6K	-$99.2K	2026-10-23
WealthPLAN Partners, LLC	DECREASED	22,207	65,689	-43,482	-66%	$1.5M	$510.8K	-$994.8K	2026-10-15
Tactive Advisors, LLC	INCREASED	20,775	15,511	+5,264	+34%	$355.5K	$477.8K	+$122.3K	2026-10-08
Wealth Enhancement Advisory Services, LLC	DECREASED	19,919	23,438	-3,519	-15%	$535.6K	$453.0K	-$82.6K	2026-10-13
Sigma Planning Corp	NEW	19,088	—	+19,088	—	—	$439.0K	—	2026-10-23
Perigon Wealth Management, LLC	DECREASED	17,547	23,257	-5,710	-25%	$533.1K	$403.6K	-$129.5K	2026-10-22
Keudell ison Wealth Management	DECREASED	17,125	18,675	-1,550	-8%	$428.0K	$393.9K	-$34.2K	2026-10-16
Elm3 Financial Group, LLC	DECREASED	16,348	16,615	-267	-2%	$380.8K	$376.0K	-$4.8K	2026-10-07
KWB Wealth	DECREASED	14,630	16,673	-2,043	-12%	$382.1K	$336.5K	-$45.7K	2026-10-16
McAdam, LLC	DECREASED	13,415	16,551	-3,136	-19%	$379.3K	$308.5K	-$70.8K	2026-10-21
Andina Capital Management, LLC	DECREASED	12,983	19,023	-6,040	-32%	$436.0K	$298.6K	-$137.4K	2026-10-21
Integrity Alliance, Llc.	DECREASED	12,661	12,692	-31	0%	$290.9K	$291.2K	+$301	2026-10-29
Keeler Thomas Management LLC	INCREASED	12,129	9,589	+2,540	+26%	$219.8K	$279.0K	+$59.2K	2026-10-29
Equity Wealth Partners, LLC	INCREASED	10,888	10,703	+185	+2%	$245.3K	$250.4K	+$5.1K	2026-10-26
ProCore Advisors, LLC	DECREASED	9,702	11,275	-1,573	-14%	$258.4K	$223.1K	-$35.3K	2026-10-14
Park Avenue Securities LLC	DECREASED	9,128	9,934	-806	-8%	$228.0K	$210.0K	-$18.0K	2026-10-26
Kelleher Financial Advisors	INCREASED	5,727	5,064	+663	+13%	$116.1K	$131.7K	+$15.6K	2026-10-30
TD Private Client Wealth LLC	UNCHANGED	3,380	3,380	0	0%	$77.5K	$77.7K	+$270	2026-10-28
Private Trust Co NA	DECREASED	2,104	2,106	-2	0%	$48.3K	$48.4K	+$122	2026-10-20
Cape Investment Advisory, Inc.	DECREASED	1,603	2,242	-639	-28%	$51.4K	$36.9K	-$14.5K	2026-10-13
Fifth Third Bancorp	INCREASED	1,412	1,188	+224	+19%	$27.2K	$32.5K	+$5.2K	2026-11-05
Signature Equity Partners, LLC	INCREASED	1,402	1,112	+290	+26%	$25.5K	$32.2K	+$6.8K	2026-10-29
Lanark Financial, Inc.	INCREASED	1,133	1,101	+32	+3%	$25.2K	$26.1K	+$825	2026-10-26
Ashton Thomas Private Wealth, LLC	UNCHANGED	714	714	0	0%	$16.4K	$16.4K	+$57	2026-11-03
CoreCap Advisors, LLC	DECREASED	693	696	-3	0%	$15.9K	$16.0K	+$10	2026-10-08
Silver Grove Financial Group, Inc.	NEW	551	—	+551	—	—	$12.7K	—	2026-11-05
Meriwether Wealth & Planning, LLC	NEW	410	—	+410	—	—	$9.4K	—	2026-10-13
US Bancorp \de\	UNCHANGED	338	338	0	0%	$7.7K	$7.8K	+$27	2026-11-05
Blue Jean Financial LLC	CLOSED	0	68,820	-68,820	-100%	$1.6M	$0	-$1.6M	2026-10-20
Sovran Advisors, LLC	CLOSED	0	67,907	-67,907	-100%	$1.6M	$0	-$1.6M	2026-11-02
Key Client Fiduciary Advisors, LLC	CLOSED	0	40,741	-40,741	-100%	$933.8K	$0	-$933.8K	2026-10-19
Clear Creek Financial Management, LLC	CLOSED	0	30,259	-30,259	-100%	$693.5K	$0	-$693.5K	2026-10-28
Fermata Advisors, LLC	CLOSED	0	12,216	-12,216	-100%	$280.0K	$0	-$280.0K	2026-10-13
Intrua Financial, LLC	CLOSED	0	11,828	-11,828	-100%	$271.1K	$0	-$271.1K	2026-10-28
AdvisorNet Financial, Inc	CLOSED	0	4,761	-4,761	-100%	$109.1K	$0	-$109.1K	2026-10-15
International Assets Investment Management, LLC	CLOSED	0	346	-346	-100%	$7.9K	$0	-$7.9K	2026-11-02
Blue Trust, Inc.	CLOSED	0	175	-175	-100%	$4.0K	$0	-$4.0K	2026-10-15
Security National Bank	CLOSED	0	66	-66	-100%	$1.5K	$0	-$1.5K	2026-10-26
Cornerstone Planning Group LLC	CLOSED	0	20	-20	-100%	$461	$0	-$461	2026-10-16
Hantz Financial Services, Inc.	N/A	—	3,734,487	-3,734,487	-100%	$85.6M	—	—	—
LPL Financial LLC	N/A	—	1,234,032	-1,234,032	-100%	$28.3M	—	—	—
SHP Wealth Management	N/A	—	1,128,010	-1,128,010	-100%	$25.9M	—	—	—
Envestnet Asset Management Inc	N/A	—	1,063,913	-1,063,913	-100%	$24.4M	—	—	—
Franklin Resources Inc	N/A	—	906,213	-906,213	-100%	$20.8M	—	—	—
Raymond James Financial Inc	N/A	—	876,493	-876,493	-100%	$20.1M	—	—	—
Ameriprise Financial Inc	N/A	—	638,924	-638,924	-100%	$14.6M	—	—	—
Cetera Investment Advisers	N/A	—	548,795	-548,795	-100%	$12.6M	—	—	—
Royal Bank of Canada	N/A	—	345,503	-345,503	-100%	$7.9M	—	—	—
Osaic Holdings, Inc.	N/A	—	265,740	-265,740	-100%	$6.1M	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	237,069	-237,069	-100%	$5.4M	—	—	—
Advisory Services Network, LLC	N/A	—	203,666	-203,666	-100%	$4.7M	—	—	—
MML Investors Services, LLC	N/A	—	191,164	-191,164	-100%	$4.4M	—	—	—
Mission Hills Financial Advisory, LLC	N/A	—	190,163	-190,163	-100%	$4.4M	—	—	—
Integrated Wealth Concepts LLC	N/A	—	188,231	-188,231	-100%	$4.3M	—	—	—
Morgan Stanley	N/A	—	175,650	-175,650	-100%	$4.0M	—	—	—
Bank of America Corp	N/A	—	171,371	-171,371	-100%	$3.9M	—	—	—
Clark Capital Management Group, Inc.	N/A	—	121,691	-121,691	-100%	$2.8M	—	—	—
PNC Financial Services Group, Inc.	N/A	—	98,965	-98,965	-100%	$2.3M	—	—	—
Wells Fargo & Company	N/A	—	84,004	-84,004	-100%	$1.9M	—	—	—
SEI Investments Co	N/A	—	69,665	-69,665	-100%	$1.6M	—	—	—
Equitable Holdings, Inc.	N/A	—	64,870	-64,870	-100%	$1.5M	—	—	—
Sanctuary Advisors, LLC	N/A	—	58,952	-58,952	-100%	$1.4M	—	—	—
JPMorgan Chase & Co	N/A	—	51,616	-51,616	-100%	$1.2M	—	—	—
Cerity Partners LLC	N/A	—	44,835	-44,835	-100%	$1.0M	—	—	—
Stifel Financial Corp	N/A	—	42,873	-42,873	-100%	$982.7K	—	—	—
World Investment Advisors	N/A	—	39,814	-39,814	-100%	$915.6K	—	—	—
Mercer Global Advisors Inc	N/A	—	35,714	-35,714	-100%	$818.6K	—	—	—
Dakota Wealth Management	N/A	—	26,718	-26,718	-100%	$612.4K	—	—	—
Seeds Investor LLC	N/A	—	24,128	-24,128	-100%	$553.0K	—	—	—
Kovack Advisors, Inc.	N/A	—	20,247	-20,247	-100%	$463.0K	—	—	—
Janney Montgomery Scott LLC	N/A	—	19,593	-19,593	-100%	$449.0K	—	—	—
Principal Securities, Inc.	N/A	—	18,740	-18,740	-100%	$429.5K	—	—	—
Arkadios Wealth Advisors	N/A	—	18,516	-18,516	-100%	$424.4K	—	—	—
Zurcher Kantonalbank (Zurich Cantonalbank)	N/A	—	17,251	-17,251	-100%	$395.6K	—	—	—
Regal Investment Advisors LLC	N/A	—	11,296	-11,296	-100%	$258.9K	—	—	—
Advisory Alpha, LLC	N/A	—	9,947	-9,947	-100%	$228.0K	—	—	—
Tower Research Capital LLC (TRC)	N/A	—	6,301	-6,301	-100%	$144.4K	—	—	—
BlackRock, Inc.	N/A	—	5,846	-5,846	-100%	$134.0K	—	—	—
Rockefeller Capital Management L.P.	N/A	—	2,195	-2,195	-100%	$50.3K	—	—	—
Geneos Wealth Management Inc.	N/A	—	2,050	-2,050	-100%	$47.0K	—	—	—
Global Retirement Partners, LLC	N/A	—	1,912	-1,912	-100%	$43.8K	—	—	—
PlanVest Financial, Inc	N/A	—	1,860	-1,860	-100%	$42.6K	—	—	—
AE Wealth Management LLC	N/A	—	445	-445	-100%	$10.2K	—	—	—
Smartleaf Asset Management LLC	N/A	—	281	-281	-100%	$6.4K	—	—	—
Bank of Montreal	N/A	—	255	-255	-100%	$5.8K	—	—	—
BFC Planning, Inc.	N/A	—	222	-222	-100%	$5.1K	—	—	—
Northwestern Mutual Wealth Management Co	N/A	—	134	-134	-100%	$3.1K	—	—	—
Crews Bank & Trust	N/A	—	65	-65	-100%	$1.5K	—	—	—
WealthShield Partners, LLC	N/A	—	55	-55	-100%	$1.3K	—	—	—
Park Square Financial Group, LLC	N/A	—	42	-42	-100%	$963	—	—	—
Financial Gravity Companies, Inc.	N/A	—	4	-4	-100%	$92	—	—	—
Harbour Investments, Inc.	N/A	—	3	-3	-100%	$75	—	—	—

Showing 129 of 129 institutions