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Gabelli Convert & Inc SEC (GCV)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
LPL Financial LLC
DECREASED
Shares743,195 from 768,825
Change-25,630 (-3%)
Value$3.1M (-$521.3K)
Filed 2026-11-06
PFG Advisors
INCREASED
Shares162,914 from 151,870
Change+11,044 (+7%)
Value$674.5K (-$36.3K)
Filed 2026-10-16
Shaker Financial Services, LLC
DECREASED
Shares109,136 from 120,933
Change-11,797 (-10%)
Value$451.8K (-$114.1K)
Filed 2026-10-14
Kestra Advisory Services, LLC
UNCHANGED
Shares60,446 from 60,446
Change0 (0%)
Value$250.2K (-$32.6K)
Filed 2026-11-02
Sage Capital Management, LLC
UNCHANGED
Shares57,000 from 57,000
Change0 (0%)
Value$236.0K (-$30.8K)
Filed 2026-10-20
Cambridge Investment Research Advisors, Inc.
UNCHANGED
Shares56,692 from 56,692
Change0 (0%)
Value$235.0K (-$30.0K)
Filed 2026-11-02
Mallini Complete Financial Planning LLC
DECREASED
Shares54,893 from 59,679
Change-4,786 (-8%)
Value$227.3K (-$52.0K)
Filed 2026-10-06
MGO One Seven LLC
UNCHANGED
Shares50,000 from 50,000
Change0 (0%)
Value$207.0K (-$27.0K)
Filed 2026-10-28
MBL Wealth, LLC
UNCHANGED
Shares23,194 from 23,194
Change0 (0%)
Value$96.0K (-$12.5K)
Filed 2026-10-22
Carnegie Lake Advisors LLC
UNCHANGED
Shares19,000 from 19,000
Change0 (0%)
Value$78.7K (-$10.3K)
Filed 2026-11-06
PMG Family Office LLC
INCREASED
Shares15,188 from 14,419
Change+769 (+5%)
Value$62.9K (-$4.6K)
Filed 2026-10-19
Herold Advisors, Inc.
UNCHANGED
Shares10,601 from 10,601
Change0 (0%)
Value$43.9K (-$6.1K)
Filed 2026-10-19
CoreCap Advisors, LLC
UNCHANGED
Shares4,815 from 4,815
Change0 (0%)
Value$19.9K (-$2.6K)
Filed 2026-10-08
Wolverine Asset Management LLC
NEW
Shares2,785
Change+2,785
Value$11.5K
Filed 2026-11-02
Highline Wealth Partners LLC
NEW
Shares500
Change+500
Value$2.1K
Filed 2026-10-19
Tactive Advisors, LLC
CLOSED
Shares0 from 14,627
Change-14,627 (-100%)
Value$0 (-$68.5K)
Filed 2026-10-08
Institute for Wealth Management, Llc.
CLOSED
Shares0 from 6,900
Change-6,900 (-100%)
Value$0 (-$32.3K)
Filed 2026-11-06
Newton One Investments LLC
CLOSED
Shares0 from 1,250
Change-1,250 (-100%)
Value$0 (-$5.9K)
Filed 2026-10-14
Gamco Investors, Inc. ET AL
N/A
Shares— from 1,089,000
Change-1,089,000 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 615,200
Change-615,200 (-100%)
Value—
Gabelli & Co Investment Advisers, Inc.
N/A
Shares— from 340,900
Change-340,900 (-100%)
Value—
Advisory Services Network, LLC
N/A
Shares— from 127,502
Change-127,502 (-100%)
Value—
Equitable Holdings, Inc.
N/A
Shares— from 84,000
Change-84,000 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 73,543
Change-73,543 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 49,932
Change-49,932 (-100%)
Value—
Janney Montgomery Scott LLC
N/A
Shares— from 38,633
Change-38,633 (-100%)
Value—
Benjamin Edwards Inc
N/A
Shares— from 37,039
Change-37,039 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 28,402
Change-28,402 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 28,064
Change-28,064 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 26,200
Change-26,200 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 25,739
Change-25,739 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 20,593
Change-20,593 (-100%)
Value—
Stonebridge Financial Group, LLC
N/A
Shares— from 20,330
Change-20,330 (-100%)
Value—
XTX Topco Ltd
N/A
Shares— from 15,085
Change-15,085 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 1
Change-1 (-100%)
Value—
Status
LPL Financial LLC
DECREASED743,195768,825-25,630-3%$3.6M$3.1M-$521.3K2026-11-06
PFG Advisors
INCREASED162,914151,870+11,044+7%$710.8K$674.5K-$36.3K2026-10-16
Shaker Financial Services, LLC
DECREASED109,136120,933-11,797-10%$566.0K$451.8K-$114.1K2026-10-14
Kestra Advisory Services, LLC
UNCHANGED60,44660,44600%$282.9K$250.2K-$32.6K2026-11-02
Sage Capital Management, LLC
UNCHANGED57,00057,00000%$266.8K$236.0K-$30.8K2026-10-20
Cambridge Investment Research Advisors, Inc.
UNCHANGED56,69256,69200%$265.0K$235.0K-$30.0K2026-11-02
Mallini Complete Financial Planning LLC
DECREASED54,89359,679-4,786-8%$279.3K$227.3K-$52.0K2026-10-06
MGO One Seven LLC
UNCHANGED50,00050,00000%$234.0K$207.0K-$27.0K2026-10-28
MBL Wealth, LLC
UNCHANGED23,19423,19400%$108.5K$96.0K-$12.5K2026-10-22
Carnegie Lake Advisors LLC
UNCHANGED19,00019,00000%$88.9K$78.7K-$10.3K2026-11-06
PMG Family Office LLC
INCREASED15,18814,419+769+5%$67.5K$62.9K-$4.6K2026-10-19
Herold Advisors, Inc.
UNCHANGED10,60110,60100%$50.0K$43.9K-$6.1K2026-10-19
CoreCap Advisors, LLC
UNCHANGED4,8154,81500%$22.5K$19.9K-$2.6K2026-10-08
Wolverine Asset Management LLC
NEW2,785—+2,785——$11.5K—2026-11-02
Highline Wealth Partners LLC
NEW500—+500——$2.1K—2026-10-19
Tactive Advisors, LLC
CLOSED014,627-14,627-100%$68.5K$0-$68.5K2026-10-08
Institute for Wealth Management, Llc.
CLOSED06,900-6,900-100%$32.3K$0-$32.3K2026-11-06
Newton One Investments LLC
CLOSED01,250-1,250-100%$5.9K$0-$5.9K2026-10-14
Gamco Investors, Inc. ET AL
N/A—1,089,000-1,089,000-100%$5.1M———
Morgan Stanley
N/A—615,200-615,200-100%$2.9M———
Gabelli & Co Investment Advisers, Inc.
N/A—340,900-340,900-100%$1.6M———
Advisory Services Network, LLC
N/A—127,502-127,502-100%$596.7K———
Equitable Holdings, Inc.
N/A—84,000-84,000-100%$393.1K———
Stifel Financial Corp
N/A—73,543-73,543-100%$344.2K———
Raymond James Financial Inc
N/A—49,932-49,932-100%$233.7K———
Janney Montgomery Scott LLC
N/A—38,633-38,633-100%$181.0K———
Benjamin Edwards Inc
N/A—37,039-37,039-100%$173.3K———
Cetera Investment Advisers
N/A—28,402-28,402-100%$132.9K———
Bank of America Corp
N/A—28,064-28,064-100%$131.3K———
Private Advisor Group, LLC
N/A—26,200-26,200-100%$122.6K———
Rockefeller Capital Management L.P.
N/A—25,739-25,739-100%$120.5K———
Osaic Holdings, Inc.
N/A—20,593-20,593-100%$96.4K———
Stonebridge Financial Group, LLC
N/A—20,330-20,330-100%$95.0K———
XTX Topco Ltd
N/A—15,085-15,085-100%$70.6K———
Wells Fargo & Company
N/A—1-1-100%$4———
Showing 35 of 35 institutions