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Gladstone Capital Corp (GLAD)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
B. Riley Wealth Advisors, Inc.
INCREASED
Shares225,027 from 135,581
Change+89,446 (+66%)
Value$4.3M (+$1.7M)
Filed 2026-10-13
LPL Financial LLC
DECREASED
Shares119,635 from 121,639
Change-2,004 (-2%)
Value$2.3M (-$61.7K)
Filed 2026-11-06
Legacy Capital Wealth Partners, LLC
INCREASED
Shares93,018 from 89,112
Change+3,906 (+4%)
Value$1.8M (+$58.2K)
Filed 2026-10-21
Miller Global Investments, LLC
INCREASED
Shares48,139 from 16,003
Change+32,136 (+201%)
Value$925.7K (+$614.9K)
Filed 2026-10-02
Hennion & Walsh Asset Management, Inc.
INCREASED
Shares44,253 from 32,181
Change+12,072 (+38%)
Value$851.0K (+$226.0K)
Filed 2026-10-13
D.A. Davidson & Co.
DECREASED
Shares26,283 from 26,747
Change-464 (-2%)
Value$505.4K (-$14.0K)
Filed 2026-10-28
Shulman DeMeo Asset Management LLC
DECREASED
Shares17,088 from 17,396
Change-308 (-2%)
Value$326.7K (-$11.1K)
Filed 2026-10-09
MacKenzie Financial Corp
UNCHANGED
Shares16,410 from 16,410
Change0 (0%)
Value$315.6K (-$3.1K)
Filed 2026-11-02
International Assets Investment Management, LLC
UNCHANGED
Shares15,989 from 15,989
Change0 (0%)
Value$310.3K (-$4.6K)
Filed 2026-11-02
Fortress Financial Solutions, LLC
NEW
Shares13,675
Change+13,675
Value$263.0K
Filed 2026-10-14
Eagle Global Advisors LLC
INCREASED
Shares12,455 from 12,355
Change+100 (+1%)
Value$239.5K (-$424)
Filed 2026-11-02
Farther Finance Advisors, LLC
DECREASED
Shares2,771 from 3,723
Change-952 (-26%)
Value$53.3K (-$19.0K)
Filed 2026-10-08
Larson Financial Group LLC
UNCHANGED
Shares2,400 from 2,400
Change0 (0%)
Value$46.2K (-$456)
Filed 2026-11-05
Pinnacle Wealth Planning Services, Inc.
UNCHANGED
Shares2,280 from 2,280
Change0 (0%)
Value$43.8K (-$434)
Filed 2026-10-27
PFS Partners, LLC
UNCHANGED
Shares1,969 from 1,969
Change0 (0%)
Value$37.9K (-$374)
Filed 2026-10-21
Allworth Financial LP
UNCHANGED
Shares1,700 from 1,700
Change0 (0%)
Value$33.0K ($0)
Filed 2026-11-06
Triumph Capital Management
UNCHANGED
Shares1,300 from 1,300
Change0 (0%)
Value$25.0K (-$247)
Filed 2026-10-14
Fifth Third Bancorp
DECREASED
Shares1,250 from 1,262
Change-12 (-1%)
Value$24.0K (-$470)
Filed 2026-11-05
Private Trust Co NA
UNCHANGED
Shares948 from 948
Change0 (0%)
Value$18.2K (-$180)
Filed 2026-10-20
State of Alaska, Department of Revenue
UNCHANGED
Shares917 from 917
Change0 (0%)
Value$17 ($0)
Filed 2026-10-15
Country Trust Bank
NEW
Shares585
Change+585
Value$11.3K
Filed 2026-10-30
Summit Securities Group LLC
NEW
Shares515
Change+515
Value$9.9K
Filed 2026-11-05
Cassaday & Co Wealth Management LLC
DECREASED
Shares300 from 17,507
Change-17,207 (-98%)
Value$5.8K (-$334.2K)
Filed 2026-10-27
Hilton Head Capital Partners, LLC
DECREASED
Shares264 from 494
Change-230 (-47%)
Value$5.1K (-$4.5K)
Filed 2026-10-23
Harbor Investment Advisory, LLC
UNCHANGED
Shares110 from 110
Change0 (0%)
Value$2.1K (-$21)
Filed 2026-10-13
Key FInancial Inc
UNCHANGED
Shares100 from 100
Change0 (0%)
Value$1.9K (-$19)
Filed 2026-11-02
Main Street Group, LTD
INCREASED
Shares56 from 55
Change+1 (+2%)
Value$1.1K (+$14)
Filed 2026-10-28
Latitude Advisors, LLC
NEW
Shares34
Change+34
Value$659
Filed 2026-10-27
Oakworth Capital, Inc.
UNCHANGED
Shares25 from 25
Change0 (0%)
Value$481 (-$12)
Filed 2026-10-26
Russell Investments Group, Ltd.
DECREASED
Shares18 from 67
Change-49 (-73%)
Value$346 (-$955)
Filed 2026-11-06
Root Financial Partners, LLC
NEW
Shares10
Change+10
Value$193
Filed 2026-10-21
Assetmark, Inc
UNCHANGED
Shares1 from 1
Change0 (0%)
Value$19 ($0)
Filed 2026-10-21
Imc-Chicago, LLC
CLOSED
Shares0 from 18,016
Change-18,016 (-100%)
Value$0 (-$349.9K)
Filed 2026-11-05
Vermillion Wealth Management, Inc.
CLOSED
Shares0 from 500
Change-500 (-100%)
Value$0 (-$9.7K)
Filed 2026-10-26
Caitong International Asset Management Co., Ltd
CLOSED
Shares0 from 339
Change-339 (-100%)
Value$0 (-$6.6K)
Filed 2026-10-29
Valley National Advisers Inc
CLOSED
Shares0 from 100
Change-100 (-100%)
Value$0 (-$1.9K)
Filed 2026-10-23
IFP Advisors, Inc
CLOSED
Shares0 from 46
Change-46 (-100%)
Value$0 (-$893)
Filed 2026-10-16
Van Eck Associates Corp
N/A
Shares— from 456,227
Change-456,227 (-100%)
Value—
UBS Group AG
N/A
Shares— from 286,863
Change-286,863 (-100%)
Value—
Legal & General Group Plc
N/A
Shares— from 182,091
Change-182,091 (-100%)
Value—
Two Sigma Investments, LP
N/A
Shares— from 162,633
Change-162,633 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 108,974
Change-108,974 (-100%)
Value—
North Ground Capital
N/A
Shares— from 105,280
Change-105,280 (-100%)
Value—
Millennium Management LLC
N/A
Shares— from 97,486
Change-97,486 (-100%)
Value—
BlackRock, Inc.
N/A
Shares— from 85,522
Change-85,522 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 74,881
Change-74,881 (-100%)
Value—
Advisors Asset Management, Inc.
N/A
Shares— from 73,780
Change-73,780 (-100%)
Value—
DnB Asset Management AS
N/A
Shares— from 63,933
Change-63,933 (-100%)
Value—
Schonfeld Strategic Advisors LLC
N/A
Shares— from 59,135
Change-59,135 (-100%)
Value—
Beacon Pointe Advisors, LLC
N/A
Shares— from 53,457
Change-53,457 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 51,399
Change-51,399 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 44,837
Change-44,837 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 42,274
Change-42,274 (-100%)
Value—
Campbell & Co Investment Adviser LLC
N/A
Shares— from 39,226
Change-39,226 (-100%)
Value—
Bearing Point Capital, LLC
N/A
Shares— from 37,000
Change-37,000 (-100%)
Value—
PDT Partners, LLC
N/A
Shares— from 32,116
Change-32,116 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 28,901
Change-28,901 (-100%)
Value—
Berthel, Fisher & Company Financial Services, Inc.
N/A
Shares— from 28,004
Change-28,004 (-100%)
Value—
Trexquant Investment LP
N/A
Shares— from 27,234
Change-27,234 (-100%)
Value—
Kovack Advisors, Inc.
N/A
Shares— from 25,670
Change-25,670 (-100%)
Value—
Goldman Sachs Group Inc
N/A
Shares— from 24,859
Change-24,859 (-100%)
Value—
Ausdal Financial Partners, Inc.
N/A
Shares— from 24,288
Change-24,288 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 23,050
Change-23,050 (-100%)
Value—
BNP Paribas Financial Markets
N/A
Shares— from 22,690
Change-22,690 (-100%)
Value—
Denali Advisors LLC
N/A
Shares— from 20,095
Change-20,095 (-100%)
Value—
Virtus Investment Advisers, LLC
N/A
Shares— from 19,977
Change-19,977 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 19,923
Change-19,923 (-100%)
Value—
Brevan Howard Capital Management LP
N/A
Shares— from 14,768
Change-14,768 (-100%)
Value—
Ameriflex Group, Inc.
N/A
Shares— from 6,210
Change-6,210 (-100%)
Value—
BFC Planning, Inc.
N/A
Shares— from 5,496
Change-5,496 (-100%)
Value—
National Bank of Canada
N/A
Shares— from 4,200
Change-4,200 (-100%)
Value—
Ritter Daniher Financial Advisory LLC / de
N/A
Shares— from 3,222
Change-3,222 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 2,926
Change-2,926 (-100%)
Value—
Atlantic Union Bankshares Corp
N/A
Shares— from 1,400
Change-1,400 (-100%)
Value—
Jones Financial Companies Lllp
N/A
Shares— from 1,193
Change-1,193 (-100%)
Value—
Nomura Asset Management Co LTD
N/A
Shares— from 698
Change-698 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 300
Change-300 (-100%)
Value—
MRP Capital Investments, LLC
N/A
Shares— from 202
Change-202 (-100%)
Value—
Caitlin John, LLC
N/A
Shares— from 200
Change-200 (-100%)
Value—
UBS Asset Management Americas LLC
N/A
Shares— from 136
Change-136 (-100%)
Value—
Kerr Financial Planning Corp
N/A
Shares— from 55
Change-55 (-100%)
Value—
Hantz Financial Services, Inc.
N/A
Shares— from 50
Change-50 (-100%)
Value—
Status
B. Riley Wealth Advisors, Inc.
INCREASED225,027135,581+89,446+66%$2.6M$4.3M+$1.7M2026-10-13
LPL Financial LLC
DECREASED119,635121,639-2,004-2%$2.4M$2.3M-$61.7K2026-11-06
Legacy Capital Wealth Partners, LLC
INCREASED93,01889,112+3,906+4%$1.7M$1.8M+$58.2K2026-10-21
Miller Global Investments, LLC
INCREASED48,13916,003+32,136+201%$310.8K$925.7K+$614.9K2026-10-02
Hennion & Walsh Asset Management, Inc.
INCREASED44,25332,181+12,072+38%$625.0K$851.0K+$226.0K2026-10-13
D.A. Davidson & Co.
DECREASED26,28326,747-464-2%$519.4K$505.4K-$14.0K2026-10-28
Shulman DeMeo Asset Management LLC
DECREASED17,08817,396-308-2%$337.8K$326.7K-$11.1K2026-10-09
MacKenzie Financial Corp
UNCHANGED16,41016,41000%$318.7K$315.6K-$3.1K2026-11-02
International Assets Investment Management, LLC
UNCHANGED15,98915,98900%$315.0K$310.3K-$4.6K2026-11-02
Fortress Financial Solutions, LLC
NEW13,675—+13,675——$263.0K—2026-10-14
Eagle Global Advisors LLC
INCREASED12,45512,355+100+1%$239.9K$239.5K-$4242026-11-02
Farther Finance Advisors, LLC
DECREASED2,7713,723-952-26%$72.3K$53.3K-$19.0K2026-10-08
Larson Financial Group LLC
UNCHANGED2,4002,40000%$46.6K$46.2K-$4562026-11-05
Pinnacle Wealth Planning Services, Inc.
UNCHANGED2,2802,28000%$44.3K$43.8K-$4342026-10-27
PFS Partners, LLC
UNCHANGED1,9691,96900%$38.2K$37.9K-$3742026-10-21
Allworth Financial LP
UNCHANGED1,7001,70000%$33.0K$33.0K$02026-11-06
Triumph Capital Management
UNCHANGED1,3001,30000%$25.2K$25.0K-$2472026-10-14
Fifth Third Bancorp
DECREASED1,2501,262-12-1%$24.5K$24.0K-$4702026-11-05
Private Trust Co NA
UNCHANGED94894800%$18.4K$18.2K-$1802026-10-20
State of Alaska, Department of Revenue
UNCHANGED91791700%$17$17$02026-10-15
Country Trust Bank
NEW585—+585——$11.3K—2026-10-30
Summit Securities Group LLC
NEW515—+515——$9.9K—2026-11-05
Cassaday & Co Wealth Management LLC
DECREASED30017,507-17,207-98%$340.0K$5.8K-$334.2K2026-10-27
Hilton Head Capital Partners, LLC
DECREASED264494-230-47%$9.6K$5.1K-$4.5K2026-10-23
Harbor Investment Advisory, LLC
UNCHANGED11011000%$2.1K$2.1K-$212026-10-13
Key FInancial Inc
UNCHANGED10010000%$1.9K$1.9K-$192026-11-02
Main Street Group, LTD
INCREASED5655+1+2%$1.1K$1.1K+$142026-10-28
Latitude Advisors, LLC
NEW34—+34——$659—2026-10-27
Oakworth Capital, Inc.
UNCHANGED252500%$493$481-$122026-10-26
Russell Investments Group, Ltd.
DECREASED1867-49-73%$1.3K$346-$9552026-11-06
Root Financial Partners, LLC
NEW10—+10——$193—2026-10-21
Assetmark, Inc
UNCHANGED1100%$19$19$02026-10-21
Imc-Chicago, LLC
CLOSED018,016-18,016-100%$349.9K$0-$349.9K2026-11-05
Vermillion Wealth Management, Inc.
CLOSED0500-500-100%$9.7K$0-$9.7K2026-10-26
Caitong International Asset Management Co., Ltd
CLOSED0339-339-100%$6.6K$0-$6.6K2026-10-29
Valley National Advisers Inc
CLOSED0100-100-100%$1.9K$0-$1.9K2026-10-23
IFP Advisors, Inc
CLOSED046-46-100%$893$0-$8932026-10-16
Van Eck Associates Corp
N/A—456,227-456,227-100%$8.9M———
UBS Group AG
N/A—286,863-286,863-100%$5.6M———
Legal & General Group Plc
N/A—182,091-182,091-100%$3.5M———
Two Sigma Investments, LP
N/A—162,633-162,633-100%$3.2M———
Morgan Stanley
N/A—108,974-108,974-100%$2.1M———
North Ground Capital
N/A—105,280-105,280-100%$2.0M———
Millennium Management LLC
N/A—97,486-97,486-100%$1.9M———
BlackRock, Inc.
N/A—85,522-85,522-100%$1.7M———
Bank of America Corp
N/A—74,881-74,881-100%$1.5M———
Advisors Asset Management, Inc.
N/A—73,780-73,780-100%$1.4M———
DnB Asset Management AS
N/A—63,933-63,933-100%$1.2M———
Schonfeld Strategic Advisors LLC
N/A—59,135-59,135-100%$1.1M———
Beacon Pointe Advisors, LLC
N/A—53,457-53,457-100%$1.0M———
Wells Fargo & Company
N/A—51,399-51,399-100%$998.2K———
Raymond James Financial Inc
N/A—44,837-44,837-100%$870.7K———
Jane Street Group, LLC
N/A—42,274-42,274-100%$821.0K———
Campbell & Co Investment Adviser LLC
N/A—39,226-39,226-100%$761.8K———
Bearing Point Capital, LLC
N/A—37,000-37,000-100%$718.5K———
PDT Partners, LLC
N/A—32,116-32,116-100%$623.7K———
Cetera Investment Advisers
N/A—28,901-28,901-100%$561.3K———
Berthel, Fisher & Company Financial Services, Inc.
N/A—28,004-28,004-100%$543.8K———
Trexquant Investment LP
N/A—27,234-27,234-100%$528.9K———
Kovack Advisors, Inc.
N/A—25,670-25,670-100%$505.7K———
Goldman Sachs Group Inc
N/A—24,859-24,859-100%$482.8K———
Ausdal Financial Partners, Inc.
N/A—24,288-24,288-100%$471.7K———
Osaic Holdings, Inc.
N/A—23,050-23,050-100%$447.6K———
BNP Paribas Financial Markets
N/A—22,690-22,690-100%$440.6K———
Denali Advisors LLC
N/A—20,095-20,095-100%$390.2K———
Virtus Investment Advisers, LLC
N/A—19,977-19,977-100%$388.0K———
Royal Bank of Canada
N/A—19,923-19,923-100%$387.0K———
Brevan Howard Capital Management LP
N/A—14,768-14,768-100%$286.8K———
Ameriflex Group, Inc.
N/A—6,210-6,210-100%$120.6K———
BFC Planning, Inc.
N/A—5,496-5,496-100%$106.7K———
National Bank of Canada
N/A—4,200-4,200-100%$81.3K———
Ritter Daniher Financial Advisory LLC / de
N/A—3,222-3,222-100%$62.6K———
JPMorgan Chase & Co
N/A—2,926-2,926-100%$56.9K———
Atlantic Union Bankshares Corp
N/A—1,400-1,400-100%$27.2K———
Jones Financial Companies Lllp
N/A—1,193-1,193-100%$22.6K———
Nomura Asset Management Co LTD
N/A—698-698-100%$13.6K———
Steward Partners Investment Advisory, LLC
N/A—300-300-100%$5.8K———
MRP Capital Investments, LLC
N/A—202-202-100%$3.9K———
Caitlin John, LLC
N/A—200-200-100%$3.9K———
UBS Asset Management Americas LLC
N/A—136-136-100%$2.6K———
Kerr Financial Planning Corp
N/A—55-55-100%$1.1K———
Hantz Financial Services, Inc.
N/A—50-50-100%$1———
Showing 82 of 82 institutions