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Gladstone Investment Corp (GAIN)

CUSIP: 376546107 | NYSE | Financial Services · Asset Management | Small Cap | 415 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
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Institutional Holders — Q3 2026

PFG Advisors254,560
0.2% of portfolio›$4.0M
Outfitters Financial LLC202,870
2.3% of portfolio›$3.2M
Davenport & Co LLC143,230
0.0% of portfolio›$2.2M
Legacy Capital Wealth Partners, LLC119,507
0.4% of portfolio›$1.9M
United Advisor Group, LLC71,697
0.1% of portfolio›$1.1M
Albert D Mason Inc70,832
0.7% of portfolio›$1.1M
Cassaday & Co Wealth Management LLC68,000
0.0% of portfolio›$1.1M
Y-Intercept (Hong Kong) Ltd41,068
0.0% of portfolio›$640.7K
Confluence Investment Management LLC37,128
0.0% of portfolio›$579.2K
Garner Asset Management Corp32,193
0.2% of portfolio›$471.0K
Greenwood Gearhart LLC22,400
0.0% of portfolio›$349.4K
Commonwealth Equity Services, LLC21,883
0.0% of portfolio›$341.4K
MacKenzie Financial Corp16,010
0.0% of portfolio›$249.8K
Prosperity Financial Group, Inc.15,700
0.1% of portfolio›$244.9K
Creative Planning13,776
0.0% of portfolio›$214.9K
First Affirmative Financial Network13,192
0.0% of portfolio›$205.8K
Prime Capital Investment Advisors, LLC10,292
0.0% of portfolio›$160.5K
Abel Hall, LLC10,000
0.0% of portfolio›$156.0K
Register Financial Advisors LLC9,500
0.0% of portfolio›$148.2K
State of Wyoming8,611
0.0% of portfolio›$134.3K
North Star Investment Management Corp.5,000
0.0% of portfolio›$78.0K
Fifth Third Bancorp3,849
0.0% of portfolio›$60.0K
Union Bancaire Privee, UBP SA3,570
0.1% of portfolio›$8.8M
Kentucky Trust Co2,000
0.0% of portfolio›$31.2K
Independence Bank of Kentucky1,974
0.0% of portfolio›$30.8K
Burk Holdings LLC1,706
0.0% of portfolio›$26.6K
Simplex Trading, LLC1,435
0.0% of portfolio›$22.4K
EverSource Wealth Advisors, LLC1,200
0.0% of portfolio›$18.7K
Summit Securities Group LLC1,113
0.0% of portfolio›$17.4K
Dhjj Financial Advisors, Ltd.1,005
0.0% of portfolio›$15.7K
Pflug Koory, LLC675
0.0% of portfolio›$10.5K
Creative Financial Designs Inc600
0.0% of portfolio›$9.4K
Signaturefd, LLC371
0.0% of portfolio›$5.8K
Markowski Investments300
0.0% of portfolio›$4.7K
Larson Financial Group LLC243
0.0% of portfolio›$3.8K
Assetmark, Inc160
0.0% of portfolio›$2.5K
Farther Finance Advisors, LLC160
0.0% of portfolio›$2.5K
Parallel Advisors, LLC156
0.0% of portfolio›$2.4K
Oakworth Capital, Inc.100
0.0% of portfolio›$1.6K
JFS Wealth Advisors, LLC45
0.0% of portfolio›$702
StyleTurnoverLocationFiled
PFG Advisors
254,560$4.0M0.2%ETFMediumPhoenix, AZ2026-10-16
Outfitters Financial LLC
202,870$3.2M2.3%GARPLowBrunswick, ME2026-10-23
Davenport & Co LLC
143,230$2.2M0.0%CoreMediumRichmond, VA2026-10-14
Legacy Capital Wealth Partners, LLC
119,507$1.9M0.4%CoreMediumLittle Rock, AR2026-10-21
United Advisor Group, LLC
71,697$1.1M0.1%ETFLowCincinnati, OH2026-11-03
Albert D Mason Inc
70,832$1.1M0.7%CoreLowBoston, MA2026-10-27
Cassaday & Co Wealth Management LLC
68,000$1.1M0.0%ETFVery LowMclean, VA2026-10-27
Y-Intercept (Hong Kong) Ltd
41,068$640.7K0.0%ValueVery HighHong Kong, South Korea2026-10-16
Confluence Investment Management LLC
37,128$579.2K0.0%ValueMediumSt. Louis, MO2026-10-01
Garner Asset Management Corp
32,193$471.0K0.2%CoreLowPlano, TX2026-10-30
Greenwood Gearhart LLC
22,400$349.4K0.0%ETFLowFayetteville, AR2026-11-02
Commonwealth Equity Services, LLC
21,883$341.4K0.0%ETFLowWaltham, MA2026-11-02
MacKenzie Financial Corp
16,010$249.8K0.0%CoreMediumToronto Ontario, Australia2026-11-02
Prosperity Financial Group, Inc.
15,700$244.9K0.1%GrowthMediumSan Ramon, CA2026-10-29
Creative Planning
13,776$214.9K0.0%IndexVery LowOverland Park, KS2026-11-02
First Affirmative Financial Network
13,192$205.8K0.0%CoreN/AColorado Springs, CO2026-10-21
Prime Capital Investment Advisors, LLC
10,292$160.5K0.0%ETFLowOverland Park, KS2026-10-20
Abel Hall, LLC
10,000$156.0K0.0%CoreMediumBaton Rouge, LA2026-10-19
Register Financial Advisors LLC
9,500$148.2K0.0%GARPLowAtlanta, GA2026-10-23
State of Wyoming
8,611$134.3K0.0%ValueHighCheyenne, WY2026-10-28
North Star Investment Management Corp.
5,000$78.0K0.0%CoreLowChicago, IL2026-10-27
Fifth Third Bancorp
3,849$60.0K0.0%IndexVery LowCincinnati, OH2026-11-05
Union Bancaire Privee, UBP SA
3,570$8.8M0.1%GrowthMediumGeneva 1, Switzerland2026-11-04
Kentucky Trust Co
2,000$31.2K0.0%CoreVery LowDanville, KY2026-10-15
Independence Bank of Kentucky
1,974$30.8K0.0%GrowthLowOwensboro, KY2026-10-26
Burk Holdings LLC
1,706$26.6K0.0%ETFVery LowTulsa, OK2026-11-05
Simplex Trading, LLC
1,435$22.4K0.0%CoreVery HighChicago, IL2026-11-04
EverSource Wealth Advisors, LLC
1,200$18.7K0.0%CoreMediumBirmingham, AL2026-11-04
Summit Securities Group LLC
1,113$17.4K0.0%CoreVery HighNew York, NY2026-11-05
Dhjj Financial Advisors, Ltd.
1,005$15.7K0.0%ETFVery LowNaperville, IL2026-10-23
Pflug Koory, LLC
675$10.5K0.0%CoreVery LowOmaha, NE2026-10-26
Creative Financial Designs Inc
600$9.4K0.0%ETFMediumKokomo, IN2026-11-04
Signaturefd, LLC
371$5.8K0.0%IndexLowAtlanta, GA2026-10-23
Markowski Investments
300$4.7K0.0%ETFN/ATampa, FL2026-10-30
Larson Financial Group LLC
243$3.8K0.0%GrowthLowSt Louis, MO2026-11-05
Assetmark, Inc
160$2.5K0.0%ETFLowConcord, CA2026-10-21
Farther Finance Advisors, LLC
160$2.5K0.0%IndexLowSan Francisco, CA2026-10-08
Parallel Advisors, LLC
156$2.4K0.0%IndexLowSan Francisco, CA2026-11-03
Oakworth Capital, Inc.
100$1.6K0.0%ETFLowBirmingham, AL2026-10-26
JFS Wealth Advisors, LLC
45$7020.0%ETFVery LowHermitage, PA2026-11-03