Gladstone Investment Corp (GAIN)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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PFG Advisors

INCREASED

Shares254,560 from 236,628

Change+17,932 (+8%)

Value$4.0M (+$312.9K)

Filed 2026-10-16

Outfitters Financial LLC

DECREASED

Shares202,870 from 203,370

Change-500 (0%)

Value$3.2M (+$20.7K)

Filed 2026-10-23

LPL Financial LLC

INCREASED

Shares195,758 from 185,176

Change+10,582 (+6%)

Value$3.1M (+$191.0K)

Filed 2026-11-06

Davenport & Co LLC

INCREASED

Shares143,230 from 142,530

Change+700 (+0%)

Value$2.2M (+$31.2K)

Filed 2026-10-14

Legacy Capital Wealth Partners, LLC

INCREASED

Shares119,507 from 113,833

Change+5,674 (+5%)

Value$1.9M (+$104.5K)

Filed 2026-10-21

United Advisor Group, LLC

DECREASED

Shares71,697 from 72,190

Change-493 (-1%)

Value$1.1M (+$2.4K)

Filed 2026-11-03

Albert D Mason Inc

INCREASED

Shares70,832 from 69,455

Change+1,377 (+2%)

Value$1.1M (+$31.2K)

Filed 2026-10-27

Cassaday & Co Wealth Management LLC

INCREASED

Shares68,000 from 62,500

Change+5,500 (+9%)

Value$1.1M (+$94.6K)

Filed 2026-10-27

Y-Intercept (Hong Kong) Ltd

NEW

Shares41,068

Change+41,068

Value$640.7K

Filed 2026-10-16

Confluence Investment Management LLC

INCREASED

Shares37,128 from 36,982

Change+146 (+0%)

Value$579.2K (+$7.5K)

Filed 2026-10-01

Garner Asset Management Corp

DECREASED

Shares32,193 from 32,493

Change-300 (-1%)

Value$471.0K (-$31.4K)

Filed 2026-10-30

Barclays PLC

NEW

Shares25,724

Change+25,724

Value$401.3K

Filed 2026-11-06

Greenwood Gearhart LLC

UNCHANGED

Shares22,400 from 22,400

Change0 (0%)

Value$349.4K (+$3.1K)

Filed 2026-11-02

Commonwealth Equity Services, LLC

DECREASED

Shares21,883 from 22,593

Change-710 (-3%)

Value$341.4K (-$7.9K)

Filed 2026-11-02

MacKenzie Financial Corp

UNCHANGED

Shares16,010 from 16,010

Change0 (0%)

Value$249.8K (+$2.2K)

Filed 2026-11-02

Prosperity Financial Group, Inc.

UNCHANGED

Shares15,700 from 15,700

Change0 (0%)

Value$244.9K (+$2.2K)

Filed 2026-10-29

Creative Planning

INCREASED

Shares13,776 from 13,615

Change+161 (+1%)

Value$214.9K (+$4.4K)

Filed 2026-11-02

First Affirmative Financial Network

NEW

Shares13,192

Change+13,192

Value$205.8K

Filed 2026-10-21

Hardy Reed LLC

INCREASED

Shares11,643 from 11,472

Change+171 (+1%)

Value$181.6K (+$4.3K)

Filed 2026-11-06

Prime Capital Investment Advisors, LLC

INCREASED

Shares10,292 from 10,258

Change+34 (+0%)

Value$160.5K (+$2.0K)

Filed 2026-10-20

Abel Hall, LLC

UNCHANGED

Shares10,000 from 10,000

Change0 (0%)

Value$156.0K (+$1.4K)

Filed 2026-10-19

UNCHANGED

Shares9,500 from 9,500

Change0 (0%)

Value$148.2K (+$1.3K)

Filed 2026-10-23

State of Wyoming

DECREASED

Shares8,611 from 17,916

Change-9,305 (-52%)

Value$134.3K (-$142.6K)

Filed 2026-10-28

Allworth Financial LP

INCREASED

Shares5,321 from 5,176

Change+145 (+3%)

Value$82.3K (+$2.2K)

Filed 2026-11-06

North Star Investment Management Corp.

UNCHANGED

Shares5,000 from 5,000

Change0 (0%)

Value$78.0K (+$700)

Filed 2026-10-27

Fifth Third Bancorp

INCREASED

Shares3,849 from 1,049

Change+2,800 (+267%)

Value$60.0K (+$43.8K)

Filed 2026-11-05

Union Bancaire Privee, UBP SA

UNCHANGED

Shares3,570 from 3,570

Change0 (0%)

Value$8.8M (+$82.9K)

Filed 2026-11-04

Russell Investments Group, Ltd.

UNCHANGED

Shares2,168 from 2,168

Change0 (0%)

Value$33.8K (+$303)

Filed 2026-11-06

Kentucky Trust Co

UNCHANGED

Shares2,000 from 2,000

Change0 (0%)

Value$31.2K (+$280)

Filed 2026-10-15

Independence Bank of Kentucky

NEW

Shares1,974

Change+1,974

Value$30.8K

Filed 2026-10-26

Burk Holdings LLC

UNCHANGED

Shares1,706 from 1,706

Change0 (0%)

Value$26.6K (+$239)

Filed 2026-11-05

Simplex Trading, LLC

DECREASED

Shares1,435 from 9,859

Change-8,424 (-85%)

Value$22.4K (-$130.0K)

Filed 2026-11-04

EverSource Wealth Advisors, LLC

UNCHANGED

Shares1,200 from 1,200

Change0 (0%)

Value$18.7K (+$168)

Filed 2026-11-04

Summit Securities Group LLC

NEW

Shares1,113

Change+1,113

Value$17.4K

Filed 2026-11-05

Dhjj Financial Advisors, Ltd.

UNCHANGED

Shares1,005 from 1,005

Change0 (0%)

Value$15.7K (+$140)

Filed 2026-10-23

Pflug Koory, LLC

UNCHANGED

Shares675 from 675

Change0 (0%)

Value$10.5K (+$94)

Filed 2026-10-26

Creative Financial Designs Inc

UNCHANGED

Shares600 from 600

Change0 (0%)

Value$9.4K (+$84)

Filed 2026-11-04

Signaturefd, LLC

DECREASED

Shares371 from 388

Change-17 (-4%)

Value$5.8K (-$210)

Filed 2026-10-23

Markowski Investments

UNCHANGED

Shares300 from 300

Change0 (0%)

Value$4.7K (+$42)

Filed 2026-10-30

Larson Financial Group LLC

INCREASED

Shares243 from 239

Change+4 (+2%)

Value$3.8K (+$90)

Filed 2026-11-05

Farther Finance Advisors, LLC

DECREASED

Shares160 from 666

Change-506 (-76%)

Value$2.5K (-$7.8K)

Filed 2026-10-08

Assetmark, Inc

INCREASED

Shares160 from 117

Change+43 (+37%)

Value$2.5K (+$687)

Filed 2026-10-21

Parallel Advisors, LLC

DECREASED

Shares156 from 221

Change-65 (-29%)

Value$2.4K (-$983)

Filed 2026-11-03

Oakworth Capital, Inc.

UNCHANGED

Shares100 from 100

Change0 (0%)

Value$1.6K (-$7)

Filed 2026-10-26

JFS Wealth Advisors, LLC

UNCHANGED

Shares45 from 45

Change0 (0%)

Value$702 (+$6)

Filed 2026-11-03

Sound Income Strategies, LLC

CLOSED

Shares0 from 10,456

Change-10,456 (-100%)

Value$0 (-$161.7K)

Filed 2026-10-09

International Assets Investment Management, LLC

CLOSED

Shares0 from 2,190

Change-2,190 (-100%)

Value$0 (-$34.3K)

Filed 2026-11-02

US Bancorp \de\

CLOSED

Shares0 from 426

Change-426 (-100%)

Value$0 (-$6.6K)

Filed 2026-11-05

Valley National Advisers Inc

CLOSED

Shares0 from 150

Change-150 (-100%)

Value$0 (-$2.3K)

Filed 2026-10-23

Jnba Financial Advisors

CLOSED

Shares0 from 111

Change-111 (-100%)

Value$0 (-$1.7K)

Filed 2026-11-03

Van Eck Associates Corp

N/A

Shares— from 804,098

Change-804,098 (-100%)

Value—

Melia Wealth LLC

N/A

Shares— from 656,313

Change-656,313 (-100%)

Value—

UBS Group AG

N/A

Shares— from 618,149

Change-618,149 (-100%)

Value—

Two Sigma Investments, LP

N/A

Shares— from 584,106

Change-584,106 (-100%)

Value—

Cooper Creek Partners Management LLC

N/A

Shares— from 576,289

Change-576,289 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 349,848

Change-349,848 (-100%)

Value—

Legal & General Group Plc

N/A

Shares— from 337,067

Change-337,067 (-100%)

Value—

BlackRock, Inc.

N/A

Shares— from 220,759

Change-220,759 (-100%)

Value—

Blair William & Co

N/A

Shares— from 143,679

Change-143,679 (-100%)

Value—

Tudor Investment Corp ET AL

N/A

Shares— from 120,964

Change-120,964 (-100%)

Value—

Marshall Wace, LLP

N/A

Shares— from 116,693

Change-116,693 (-100%)

Value—

Advisors Asset Management, Inc.

N/A

Shares— from 104,239

Change-104,239 (-100%)

Value—

Atlantic Union Bankshares Corp

N/A

Shares— from 96,664

Change-96,664 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 91,023

Change-91,023 (-100%)

Value—

Baird Financial Group, Inc.

N/A

Shares— from 90,300

Change-90,300 (-100%)

Value—

Invesco Ltd.

N/A

Shares— from 72,620

Change-72,620 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 58,446

Change-58,446 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 54,244

Change-54,244 (-100%)

Value—

Canada Life Assurance Co

N/A

Shares— from 52,264

Change-52,264 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 42,007

Change-42,007 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 37,593

Change-37,593 (-100%)

Value—

Aquatic Capital Management LLC

N/A

Shares— from 29,776

Change-29,776 (-100%)

Value—

Virtus Investment Advisers, LLC

N/A

Shares— from 22,223

Change-22,223 (-100%)

Value—

Focus Partners Wealth

N/A

Shares— from 20,911

Change-20,911 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 20,483

Change-20,483 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 20,476

Change-20,476 (-100%)

Value—

Ameriflex Group, Inc.

N/A

Shares— from 18,858

Change-18,858 (-100%)

Value—

Janney Montgomery Scott LLC

N/A

Shares— from 16,236

Change-16,236 (-100%)

Value—

Ameriprise Financial Inc

N/A

Shares— from 13,747

Change-13,747 (-100%)

Value—

Private Advisor Group, LLC

N/A

Shares— from 13,652

Change-13,652 (-100%)

Value—

Bank of America Corp

N/A

Shares— from 12,639

Change-12,639 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 11,555

Change-11,555 (-100%)

Value—

NorthRock Partners, LLC

N/A

Shares— from 10,262

Change-10,262 (-100%)

Value—

Nomura Holdings Inc

N/A

Shares— from 10,000

Change-10,000 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 7,706

Change-7,706 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 3,000

Change-3,000 (-100%)

Value—

Ritter Daniher Financial Advisory LLC / de

N/A

Shares— from 1,594

Change-1,594 (-100%)

Value—

Jones Financial Companies Lllp

N/A

Shares— from 1,388

Change-1,388 (-100%)

Value—

Nomura Asset Management Co LTD

N/A

Shares— from 1,218

Change-1,218 (-100%)

Value—

Brown Brothers Harriman & Co

N/A

Shares— from 1,000

Change-1,000 (-100%)

Value—

Caldwell Sutter Capital, Inc.

N/A

Shares— from 800

Change-800 (-100%)

Value—

Crewe Advisors LLC

N/A

Shares— from 766

Change-766 (-100%)

Value—

BFC Planning, Inc.

N/A

Shares— from 702

Change-702 (-100%)

Value—

Fiduciary Financial Advisors

N/A

Shares— from 586

Change-586 (-100%)

Value—

Tower Research Capital LLC (TRC)

N/A

Shares— from 525

Change-525 (-100%)

Value—

BNP Paribas Financial Markets

N/A

Shares— from 15

Change-15 (-100%)

Value—

Harbour Investments, Inc.

N/A

Shares— from 10

Change-10 (-100%)

Value—

Rialto Wealth Management, LLC

N/A

Shares— from 7

Change-7 (-100%)

Value—

Huntington National Bank

N/A

Shares— from 1

Change-1 (-100%)

Value—

	Status
PFG Advisors	INCREASED	254,560	236,628	+17,932	+8%	$3.7M	$4.0M	+$312.9K	2026-10-16
Outfitters Financial LLC	DECREASED	202,870	203,370	-500	0%	$3.1M	$3.2M	+$20.7K	2026-10-23
LPL Financial LLC	INCREASED	195,758	185,176	+10,582	+6%	$2.9M	$3.1M	+$191.0K	2026-11-06
Davenport & Co LLC	INCREASED	143,230	142,530	+700	+0%	$2.2M	$2.2M	+$31.2K	2026-10-14
Legacy Capital Wealth Partners, LLC	INCREASED	119,507	113,833	+5,674	+5%	$1.8M	$1.9M	+$104.5K	2026-10-21
United Advisor Group, LLC	DECREASED	71,697	72,190	-493	-1%	$1.1M	$1.1M	+$2.4K	2026-11-03
Albert D Mason Inc	INCREASED	70,832	69,455	+1,377	+2%	$1.1M	$1.1M	+$31.2K	2026-10-27
Cassaday & Co Wealth Management LLC	INCREASED	68,000	62,500	+5,500	+9%	$966.3K	$1.1M	+$94.6K	2026-10-27
Y-Intercept (Hong Kong) Ltd	NEW	41,068	—	+41,068	—	—	$640.7K	—	2026-10-16
Confluence Investment Management LLC	INCREASED	37,128	36,982	+146	+0%	$571.7K	$579.2K	+$7.5K	2026-10-01
Garner Asset Management Corp	DECREASED	32,193	32,493	-300	-1%	$502.3K	$471.0K	-$31.4K	2026-10-30
Barclays PLC	NEW	25,724	—	+25,724	—	—	$401.3K	—	2026-11-06
Greenwood Gearhart LLC	UNCHANGED	22,400	22,400	0	0%	$346.3K	$349.4K	+$3.1K	2026-11-02
Commonwealth Equity Services, LLC	DECREASED	21,883	22,593	-710	-3%	$349.3K	$341.4K	-$7.9K	2026-11-02
MacKenzie Financial Corp	UNCHANGED	16,010	16,010	0	0%	$247.5K	$249.8K	+$2.2K	2026-11-02
Prosperity Financial Group, Inc.	UNCHANGED	15,700	15,700	0	0%	$242.7K	$244.9K	+$2.2K	2026-10-29
Creative Planning	INCREASED	13,776	13,615	+161	+1%	$210.5K	$214.9K	+$4.4K	2026-11-02
First Affirmative Financial Network	NEW	13,192	—	+13,192	—	—	$205.8K	—	2026-10-21
Hardy Reed LLC	INCREASED	11,643	11,472	+171	+1%	$177.4K	$181.6K	+$4.3K	2026-11-06
Prime Capital Investment Advisors, LLC	INCREASED	10,292	10,258	+34	+0%	$158.6K	$160.5K	+$2.0K	2026-10-20
Abel Hall, LLC	UNCHANGED	10,000	10,000	0	0%	$154.6K	$156.0K	+$1.4K	2026-10-19
Register Financial Advisors LLC	UNCHANGED	9,500	9,500	0	0%	$146.9K	$148.2K	+$1.3K	2026-10-23
State of Wyoming	DECREASED	8,611	17,916	-9,305	-52%	$277.0K	$134.3K	-$142.6K	2026-10-28
Allworth Financial LP	INCREASED	5,321	5,176	+145	+3%	$80.0K	$82.3K	+$2.2K	2026-11-06
North Star Investment Management Corp.	UNCHANGED	5,000	5,000	0	0%	$77.3K	$78.0K	+$700	2026-10-27
Fifth Third Bancorp	INCREASED	3,849	1,049	+2,800	+267%	$16.2K	$60.0K	+$43.8K	2026-11-05
Union Bancaire Privee, UBP SA	UNCHANGED	3,570	3,570	0	0%	$8.8M	$8.8M	+$82.9K	2026-11-04
Russell Investments Group, Ltd.	UNCHANGED	2,168	2,168	0	0%	$33.5K	$33.8K	+$303	2026-11-06
Kentucky Trust Co	UNCHANGED	2,000	2,000	0	0%	$30.9K	$31.2K	+$280	2026-10-15
Independence Bank of Kentucky	NEW	1,974	—	+1,974	—	—	$30.8K	—	2026-10-26
Burk Holdings LLC	UNCHANGED	1,706	1,706	0	0%	$26.4K	$26.6K	+$239	2026-11-05
Simplex Trading, LLC	DECREASED	1,435	9,859	-8,424	-85%	$152.4K	$22.4K	-$130.0K	2026-11-04
EverSource Wealth Advisors, LLC	UNCHANGED	1,200	1,200	0	0%	$18.6K	$18.7K	+$168	2026-11-04
Summit Securities Group LLC	NEW	1,113	—	+1,113	—	—	$17.4K	—	2026-11-05
Dhjj Financial Advisors, Ltd.	UNCHANGED	1,005	1,005	0	0%	$15.5K	$15.7K	+$140	2026-10-23
Pflug Koory, LLC	UNCHANGED	675	675	0	0%	$10.4K	$10.5K	+$94	2026-10-26
Creative Financial Designs Inc	UNCHANGED	600	600	0	0%	$9.3K	$9.4K	+$84	2026-11-04
Signaturefd, LLC	DECREASED	371	388	-17	-4%	$6.0K	$5.8K	-$210	2026-10-23
Markowski Investments	UNCHANGED	300	300	0	0%	$4.6K	$4.7K	+$42	2026-10-30
Larson Financial Group LLC	INCREASED	243	239	+4	+2%	$3.7K	$3.8K	+$90	2026-11-05
Farther Finance Advisors, LLC	DECREASED	160	666	-506	-76%	$10.3K	$2.5K	-$7.8K	2026-10-08
Assetmark, Inc	INCREASED	160	117	+43	+37%	$1.8K	$2.5K	+$687	2026-10-21
Parallel Advisors, LLC	DECREASED	156	221	-65	-29%	$3.4K	$2.4K	-$983	2026-11-03
Oakworth Capital, Inc.	UNCHANGED	100	100	0	0%	$1.6K	$1.6K	-$7	2026-10-26
JFS Wealth Advisors, LLC	UNCHANGED	45	45	0	0%	$696	$702	+$6	2026-11-03
Sound Income Strategies, LLC	CLOSED	0	10,456	-10,456	-100%	$161.7K	$0	-$161.7K	2026-10-09
International Assets Investment Management, LLC	CLOSED	0	2,190	-2,190	-100%	$34.3K	$0	-$34.3K	2026-11-02
US Bancorp \de\	CLOSED	0	426	-426	-100%	$6.6K	$0	-$6.6K	2026-11-05
Valley National Advisers Inc	CLOSED	0	150	-150	-100%	$2.3K	$0	-$2.3K	2026-10-23
Jnba Financial Advisors	CLOSED	0	111	-111	-100%	$1.7K	$0	-$1.7K	2026-11-03
Van Eck Associates Corp	N/A	—	804,098	-804,098	-100%	$12.4M	—	—	—
Melia Wealth LLC	N/A	—	656,313	-656,313	-100%	$10.1M	—	—	—
UBS Group AG	N/A	—	618,149	-618,149	-100%	$9.6M	—	—	—
Two Sigma Investments, LP	N/A	—	584,106	-584,106	-100%	$9.0M	—	—	—
Cooper Creek Partners Management LLC	N/A	—	576,289	-576,289	-100%	$8.9M	—	—	—
Morgan Stanley	N/A	—	349,848	-349,848	-100%	$5.4M	—	—	—
Legal & General Group Plc	N/A	—	337,067	-337,067	-100%	$5.2M	—	—	—
BlackRock, Inc.	N/A	—	220,759	-220,759	-100%	$3.4M	—	—	—
Blair William & Co	N/A	—	143,679	-143,679	-100%	$2.2M	—	—	—
Tudor Investment Corp ET AL	N/A	—	120,964	-120,964	-100%	$1.9M	—	—	—
Marshall Wace, LLP	N/A	—	116,693	-116,693	-100%	$1.8M	—	—	—
Advisors Asset Management, Inc.	N/A	—	104,239	-104,239	-100%	$1.6M	—	—	—
Atlantic Union Bankshares Corp	N/A	—	96,664	-96,664	-100%	$1.5M	—	—	—
Osaic Holdings, Inc.	N/A	—	91,023	-91,023	-100%	$1.4M	—	—	—
Baird Financial Group, Inc.	N/A	—	90,300	-90,300	-100%	$1.4M	—	—	—
Invesco Ltd.	N/A	—	72,620	-72,620	-100%	$1.1M	—	—	—
Royal Bank of Canada	N/A	—	58,446	-58,446	-100%	$904.0K	—	—	—
Raymond James Financial Inc	N/A	—	54,244	-54,244	-100%	$838.6K	—	—	—
Canada Life Assurance Co	N/A	—	52,264	-52,264	-100%	$805.0K	—	—	—
Cetera Investment Advisers	N/A	—	42,007	-42,007	-100%	$649.4K	—	—	—
Citadel Advisors LLC	N/A	—	37,593	-37,593	-100%	$581.2K	—	—	—
Aquatic Capital Management LLC	N/A	—	29,776	-29,776	-100%	$460.3K	—	—	—
Virtus Investment Advisers, LLC	N/A	—	22,223	-22,223	-100%	$343.6K	—	—	—
Focus Partners Wealth	N/A	—	20,911	-20,911	-100%	$323.3K	—	—	—
Wells Fargo & Company	N/A	—	20,483	-20,483	-100%	$316.7K	—	—	—
NewEdge Advisors, LLC	N/A	—	20,476	-20,476	-100%	$316.6K	—	—	—
Ameriflex Group, Inc.	N/A	—	18,858	-18,858	-100%	$291.5K	—	—	—
Janney Montgomery Scott LLC	N/A	—	16,236	-16,236	-100%	$251.0K	—	—	—
Ameriprise Financial Inc	N/A	—	13,747	-13,747	-100%	$212.5K	—	—	—
Private Advisor Group, LLC	N/A	—	13,652	-13,652	-100%	$211.1K	—	—	—
Bank of America Corp	N/A	—	12,639	-12,639	-100%	$195.4K	—	—	—
Envestnet Asset Management Inc	N/A	—	11,555	-11,555	-100%	$178.6K	—	—	—
NorthRock Partners, LLC	N/A	—	10,262	-10,262	-100%	$158.7K	—	—	—
Nomura Holdings Inc	N/A	—	10,000	-10,000	-100%	$154.6K	—	—	—
JPMorgan Chase & Co	N/A	—	7,706	-7,706	-100%	$118.5K	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	3,000	-3,000	-100%	$46.4K	—	—	—
Ritter Daniher Financial Advisory LLC / de	N/A	—	1,594	-1,594	-100%	$24.6K	—	—	—
Jones Financial Companies Lllp	N/A	—	1,388	-1,388	-100%	$21.0K	—	—	—
Nomura Asset Management Co LTD	N/A	—	1,218	-1,218	-100%	$18.8K	—	—	—
Brown Brothers Harriman & Co	N/A	—	1,000	-1,000	-100%	$15.5K	—	—	—
Caldwell Sutter Capital, Inc.	N/A	—	800	-800	-100%	$12.4K	—	—	—
Crewe Advisors LLC	N/A	—	766	-766	-100%	$11.8K	—	—	—
BFC Planning, Inc.	N/A	—	702	-702	-100%	$10.9K	—	—	—
Fiduciary Financial Advisors	N/A	—	586	-586	-100%	$9.1K	—	—	—
Tower Research Capital LLC (TRC)	N/A	—	525	-525	-100%	$8.1K	—	—	—
BNP Paribas Financial Markets	N/A	—	15	-15	-100%	$232	—	—	—
Harbour Investments, Inc.	N/A	—	10	-10	-100%	$155	—	—	—
Rialto Wealth Management, LLC	N/A	—	7	-7	-100%	$109	—	—	—
Huntington National Bank	N/A	—	1	-1	-100%	$15	—	—	—

Showing 99 of 99 institutions