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Ultra Short Municipal Income (GUMI)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
HighTower Advisors, LLC
DECREASED
Shares91,075 from 93,572
Change-2,497 (-3%)
Value$4.6M (-$147.3K)
Filed 2026-11-10
Conservest Capital Advisors, Inc.
NEW
Shares79,921
Change+79,921
Value$4.0M
Filed 2026-11-09
Commonwealth Equity Services, LLC
NEW
Shares23,337
Change+23,337
Value$1.2M
Filed 2026-11-02
XY Planning Network, Inc.
DECREASED
Shares15,767 from 16,471
Change-704 (-4%)
Value$791.2K (-$39.2K)
Filed 2026-10-14
Occidental Asset Management, LLC
INCREASED
Shares11,000 from 5,000
Change+6,000 (+120%)
Value$552.0K (+$299.9K)
Filed 2026-11-05
Axxcess Wealth Management, LLC
INCREASED
Shares10,995 from 10,000
Change+995 (+10%)
Value$551.7K (+$47.6K)
Filed 2026-10-21
Acumen Wealth Advisors, LLC
NEW
Shares6,776
Change+6,776
Value$340.0K
Filed 2026-11-05
Matauro, LLC
NEW
Shares4,706
Change+4,706
Value$236.1K
Filed 2026-11-03
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
NEW
Shares4,416
Change+4,416
Value$221.6K
Filed 2026-10-27
Capital Investment Advisory Services, LLC
INCREASED
Shares2,915 from 1,990
Change+925 (+46%)
Value$146.3K (+$45.9K)
Filed 2026-10-30
Betterment LLC
N/A
Shares— from 117,242
Change-117,242 (-100%)
Value—
Goldman Sachs Group Inc
N/A
Shares— from 82,681
Change-82,681 (-100%)
Value—
Cary Street Partners Financial LLC
N/A
Shares— from 23,806
Change-23,806 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 20,017
Change-20,017 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 14,726
Change-14,726 (-100%)
Value—
Sfmg, LLC
N/A
Shares— from 12,096
Change-12,096 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 8,087
Change-8,087 (-100%)
Value—
Ameritas Advisory Services, LLC
N/A
Shares— from 7,063
Change-7,063 (-100%)
Value—
Keebeck Wealth Management
N/A
Shares— from 6,970
Change-6,970 (-100%)
Value—
Summit Financial, LLC
N/A
Shares— from 4,208
Change-4,208 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 2,695
Change-2,695 (-100%)
Value—
Elequin Capital, LP
N/A
Shares— from 88
Change-88 (-100%)
Value—
Status
HighTower Advisors, LLC
DECREASED91,07593,572-2,497-3%$4.7M$4.6M-$147.3K2026-11-10
Conservest Capital Advisors, Inc.
NEW79,921—+79,921——$4.0M—2026-11-09
Commonwealth Equity Services, LLC
NEW23,337—+23,337——$1.2M—2026-11-02
XY Planning Network, Inc.
DECREASED15,76716,471-704-4%$830.4K$791.2K-$39.2K2026-10-14
Occidental Asset Management, LLC
INCREASED11,0005,000+6,000+120%$252.1K$552.0K+$299.9K2026-11-05
Axxcess Wealth Management, LLC
INCREASED10,99510,000+995+10%$504.2K$551.7K+$47.6K2026-10-21
Acumen Wealth Advisors, LLC
NEW6,776—+6,776——$340.0K—2026-11-05
Matauro, LLC
NEW4,706—+4,706——$236.1K—2026-11-03
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
NEW4,416—+4,416——$221.6K—2026-10-27
Capital Investment Advisory Services, LLC
INCREASED2,9151,990+925+46%$100.3K$146.3K+$45.9K2026-10-30
Betterment LLC
N/A—117,242-117,242-100%$5.9M———
Goldman Sachs Group Inc
N/A—82,681-82,681-100%$4.2M———
Cary Street Partners Financial LLC
N/A—23,806-23,806-100%$1.2M———
Stifel Financial Corp
N/A—20,017-20,017-100%$1.0M———
Jane Street Group, LLC
N/A—14,726-14,726-100%$742.4K———
Sfmg, LLC
N/A—12,096-12,096-100%$609.8K———
Citadel Advisors LLC
N/A—8,087-8,087-100%$407.7K———
Ameritas Advisory Services, LLC
N/A—7,063-7,063-100%$356.1K———
Keebeck Wealth Management
N/A—6,970-6,970-100%$351.4K———
Summit Financial, LLC
N/A—4,208-4,208-100%$212.1K———
Royal Bank of Canada
N/A—2,695-2,695-100%$136.0K———
Elequin Capital, LP
N/A—88-88-100%$4.4K———
Showing 22 of 22 institutions