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Guggenheim Taxable Municipal (GBAB)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
LPL Financial LLC
DECREASED
Shares399,550 from 418,035
Change-18,485 (-4%)
Value$5.0M (-$1.1M)
Filed 2026-11-06
StoneX Group Inc.
NEW
Shares332,650
Change+332,650
Value$4.6M
Filed 2026-11-03
Cooper Financial Group
INCREASED
Shares179,970 from 164,368
Change+15,602 (+9%)
Value$2.2M (-$137.9K)
Filed 2026-10-07
Venture Visionary Partners LLC
INCREASED
Shares179,622 from 141,622
Change+38,000 (+27%)
Value$2.2M (+$186.6K)
Filed 2026-10-07
Fiera Capital Corp
UNCHANGED
Shares138,884 from 138,884
Change0 (0%)
Value$1.7M (-$280.5K)
Filed 2026-11-06
Wedbush Securities Inc
INCREASED
Shares78,176 from 77,972
Change+204 (+0%)
Value$973.0K (-$154.0K)
Filed 2026-10-22
JBR Co Financial Management Inc
UNCHANGED
Shares69,865 from 69,865
Change0 (0%)
Value$1.0M (-$9.1K)
Filed 2026-10-13
Daymark Wealth Partners, LLC
DECREASED
Shares58,302 from 82,107
Change-23,805 (-29%)
Value$725.3K (-$462.0K)
Filed 2026-11-04
Commonwealth Equity Services, LLC
INCREASED
Shares48,635 from 45,558
Change+3,077 (+7%)
Value$605.0K (-$53.8K)
Filed 2026-11-02
Wolverine Asset Management LLC
NEW
Shares43,146
Change+43,146
Value$536.7K
Filed 2026-11-02
David J Yvars Group
INCREASED
Shares32,545 from 32,315
Change+230 (+1%)
Value$404.1K (-$62.1K)
Filed 2026-10-09
Fortitude Advisory Group L.L.C.
INCREASED
Shares30,294 from 23,585
Change+6,709 (+28%)
Value$376.9K (+$35.8K)
Filed 2026-10-15
Oppenheimer & Co Inc
DECREASED
Shares29,366 from 29,385
Change-19 (0%)
Value$365.3K (-$59.6K)
Filed 2026-10-26
MGO One Seven LLC
INCREASED
Shares27,383 from 23,959
Change+3,424 (+14%)
Value$340.6K (-$5.8K)
Filed 2026-10-28
Walker Asset Management, LLC
UNCHANGED
Shares27,348 from 27,348
Change0 (0%)
Value$340.2K (-$55.2K)
Filed 2026-10-13
Xcel Wealth Management, LLC
DECREASED
Shares26,915 from 34,258
Change-7,343 (-21%)
Value$334.8K (-$160.5K)
Filed 2026-10-26
Lanark Financial, Inc.
INCREASED
Shares18,015 from 17,773
Change+242 (+1%)
Value$224.1K (-$32.9K)
Filed 2026-10-26
Noble Wealth Management PBC
DECREASED
Shares17,525 from 18,525
Change-1,000 (-5%)
Value$218.0K (-$49.9K)
Filed 2026-10-01
Integrity Wealth Partners, LLC
NEW
Shares17,050
Change+17,050
Value$212.1K
Filed 2026-10-14
Davenport & Co LLC
NEW
Shares15,558
Change+15,558
Value$193.5K
Filed 2026-10-14
Carl P. Sherr & Co., LLC
UNCHANGED
Shares11,325 from 11,325
Change0 (0%)
Value$140.9K (-$22.9K)
Filed 2026-11-06
CoreCap Advisors, LLC
UNCHANGED
Shares6,775 from 6,775
Change0 (0%)
Value$84.3K (-$13.7K)
Filed 2026-10-08
Eastern Bank
UNCHANGED
Shares4,238 from 4,238
Change0 (0%)
Value$52.7K (-$8.6K)
Filed 2026-10-05
Fairscale Capital, LLC
DECREASED
Shares1,232 from 1,587
Change-355 (-22%)
Value$15.7K (-$7.3K)
Filed 2026-11-04
PNC Financial Services Group, Inc.
UNCHANGED
Shares1,200 from 1,200
Change0 (0%)
Value$14.9K (-$2.4K)
Filed 2026-11-06
Kentucky Trust Co
UNCHANGED
Shares775 from 775
Change0 (0%)
Value$9.6K (-$1.6K)
Filed 2026-10-15
Highline Wealth Partners LLC
UNCHANGED
Shares130 from 130
Change0 (0%)
Value$1.6K (-$263)
Filed 2026-10-19
Whipplewood Advisors, LLC
CLOSED
Shares0 from 52,364
Change-52,364 (-100%)
Value$0 (-$757.2K)
Filed 2026-10-20
Farther Finance Advisors, LLC
CLOSED
Shares0 from 820
Change-820 (-100%)
Value$0 (-$11.9K)
Filed 2026-10-08
International Assets Investment Management, LLC
CLOSED
Shares0 from 778
Change-778 (-100%)
Value$0 (-$11.1K)
Filed 2026-11-02
Morgan Stanley
N/A
Shares— from 3,542,880
Change-3,542,880 (-100%)
Value—
SIT Investment Associates Inc
N/A
Shares— from 801,655
Change-801,655 (-100%)
Value—
Rivernorth Capital Management, LLC
N/A
Shares— from 288,901
Change-288,901 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 272,969
Change-272,969 (-100%)
Value—
Invesco Ltd.
N/A
Shares— from 230,759
Change-230,759 (-100%)
Value—
UBS Group AG
N/A
Shares— from 193,113
Change-193,113 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 181,841
Change-181,841 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 158,813
Change-158,813 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 151,322
Change-151,322 (-100%)
Value—
Cohen & Steers, Inc.
N/A
Shares— from 140,924
Change-140,924 (-100%)
Value—
Janney Montgomery Scott LLC
N/A
Shares— from 103,718
Change-103,718 (-100%)
Value—
Whittier Trust Co
N/A
Shares— from 100,514
Change-100,514 (-100%)
Value—
Savvy Advisors, Inc.
N/A
Shares— from 83,949
Change-83,949 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 82,861
Change-82,861 (-100%)
Value—
Morse Asset Management, Inc
N/A
Shares— from 78,944
Change-78,944 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 60,494
Change-60,494 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 55,494
Change-55,494 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 41,727
Change-41,727 (-100%)
Value—
Intellus Advisors LLC
N/A
Shares— from 39,668
Change-39,668 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 34,850
Change-34,850 (-100%)
Value—
Invictus Private Wealth, LLC
N/A
Shares— from 32,723
Change-32,723 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 21,958
Change-21,958 (-100%)
Value—
Estate Planners Group, LLC
N/A
Shares— from 16,179
Change-16,179 (-100%)
Value—
XTX Topco Ltd
N/A
Shares— from 15,498
Change-15,498 (-100%)
Value—
Advisors Asset Management, Inc.
N/A
Shares— from 15,051
Change-15,051 (-100%)
Value—
LaSalle St. Investment Advisors, LLC
N/A
Shares— from 14,993
Change-14,993 (-100%)
Value—
First Foundation Advisors
N/A
Shares— from 14,350
Change-14,350 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 12,730
Change-12,730 (-100%)
Value—
Stratos Wealth Partners, Ltd.
N/A
Shares— from 11,337
Change-11,337 (-100%)
Value—
Mosaic Family Wealth Partners, LLC
N/A
Shares— from 10,664
Change-10,664 (-100%)
Value—
Maimon Wealth Management Ltd.
N/A
Shares— from 10,000
Change-10,000 (-100%)
Value—
Clear Street Group Inc.
N/A
Shares— from 1,426
Change-1,426 (-100%)
Value—
Whittier Trust Co of Nevada Inc
N/A
Shares— from 175
Change-175 (-100%)
Value—
Status
LPL Financial LLC
DECREASED399,550418,035-18,485-4%$6.0M$5.0M-$1.1M2026-11-06
StoneX Group Inc.
NEW332,650—+332,650——$4.6M—2026-11-03
Cooper Financial Group
INCREASED179,970164,368+15,602+9%$2.4M$2.2M-$137.9K2026-10-07
Venture Visionary Partners LLC
INCREASED179,622141,622+38,000+27%$2.0M$2.2M+$186.6K2026-10-07
Fiera Capital Corp
UNCHANGED138,884138,88400%$2.0M$1.7M-$280.5K2026-11-06
Wedbush Securities Inc
INCREASED78,17677,972+204+0%$1.1M$973.0K-$154.0K2026-10-22
JBR Co Financial Management Inc
UNCHANGED69,86569,86500%$1.0M$1.0M-$9.1K2026-10-13
Daymark Wealth Partners, LLC
DECREASED58,30282,107-23,805-29%$1.2M$725.3K-$462.0K2026-11-04
Commonwealth Equity Services, LLC
INCREASED48,63545,558+3,077+7%$658.8K$605.0K-$53.8K2026-11-02
Wolverine Asset Management LLC
NEW43,146—+43,146——$536.7K—2026-11-02
David J Yvars Group
INCREASED32,54532,315+230+1%$466.3K$404.1K-$62.1K2026-10-09
Fortitude Advisory Group L.L.C.
INCREASED30,29423,585+6,709+28%$341.0K$376.9K+$35.8K2026-10-15
Oppenheimer & Co Inc
DECREASED29,36629,385-190%$424.9K$365.3K-$59.6K2026-10-26
MGO One Seven LLC
INCREASED27,38323,959+3,424+14%$346.5K$340.6K-$5.8K2026-10-28
Walker Asset Management, LLC
UNCHANGED27,34827,34800%$395.5K$340.2K-$55.2K2026-10-13
Xcel Wealth Management, LLC
DECREASED26,91534,258-7,343-21%$495.4K$334.8K-$160.5K2026-10-26
Lanark Financial, Inc.
INCREASED18,01517,773+242+1%$257.0K$224.1K-$32.9K2026-10-26
Noble Wealth Management PBC
DECREASED17,52518,525-1,000-5%$267.9K$218.0K-$49.9K2026-10-01
Integrity Wealth Partners, LLC
NEW17,050—+17,050——$212.1K—2026-10-14
Davenport & Co LLC
NEW15,558—+15,558——$193.5K—2026-10-14
Carl P. Sherr & Co., LLC
UNCHANGED11,32511,32500%$163.8K$140.9K-$22.9K2026-11-06
CoreCap Advisors, LLC
UNCHANGED6,7756,77500%$98.0K$84.3K-$13.7K2026-10-08
Eastern Bank
UNCHANGED4,2384,23800%$61.3K$52.7K-$8.6K2026-10-05
Fairscale Capital, LLC
DECREASED1,2321,587-355-22%$22.9K$15.7K-$7.3K2026-11-04
PNC Financial Services Group, Inc.
UNCHANGED1,2001,20000%$17.4K$14.9K-$2.4K2026-11-06
Kentucky Trust Co
UNCHANGED77577500%$11.2K$9.6K-$1.6K2026-10-15
Highline Wealth Partners LLC
UNCHANGED13013000%$1.9K$1.6K-$2632026-10-19
Whipplewood Advisors, LLC
CLOSED052,364-52,364-100%$757.2K$0-$757.2K2026-10-20
Farther Finance Advisors, LLC
CLOSED0820-820-100%$11.9K$0-$11.9K2026-10-08
International Assets Investment Management, LLC
CLOSED0778-778-100%$11.1K$0-$11.1K2026-11-02
Morgan Stanley
N/A—3,542,880-3,542,880-100%$51.2M———
SIT Investment Associates Inc
N/A—801,655-801,655-100%$11.6M———
Rivernorth Capital Management, LLC
N/A—288,901-288,901-100%$4.2M———
Bank of America Corp
N/A—272,969-272,969-100%$3.9M———
Invesco Ltd.
N/A—230,759-230,759-100%$3.3M———
UBS Group AG
N/A—193,113-193,113-100%$2.8M———
Wells Fargo & Company
N/A—181,841-181,841-100%$2.6M———
Raymond James Financial Inc
N/A—158,813-158,813-100%$2.3M———
Osaic Holdings, Inc.
N/A—151,322-151,322-100%$2.2M———
Cohen & Steers, Inc.
N/A—140,924-140,924-100%$2.0M———
Janney Montgomery Scott LLC
N/A—103,718-103,718-100%$1.5M———
Whittier Trust Co
N/A—100,514-100,514-100%$1.4M———
Savvy Advisors, Inc.
N/A—83,949-83,949-100%$1.2M———
Royal Bank of Canada
N/A—82,861-82,861-100%$1.2M———
Morse Asset Management, Inc
N/A—78,944-78,944-100%$1.1M———
Cetera Investment Advisers
N/A—60,494-60,494-100%$874.8K———
Stifel Financial Corp
N/A—55,494-55,494-100%$802.4K———
NewEdge Advisors, LLC
N/A—41,727-41,727-100%$603.4K———
Intellus Advisors LLC
N/A—39,668-39,668-100%$573.6K———
Envestnet Asset Management Inc
N/A—34,850-34,850-100%$503.9K———
Invictus Private Wealth, LLC
N/A—32,723-32,723-100%$473.2K———
Private Advisor Group, LLC
N/A—21,958-21,958-100%$317.5K———
Estate Planners Group, LLC
N/A—16,179-16,179-100%$233.9K———
XTX Topco Ltd
N/A—15,498-15,498-100%$224.1K———
Advisors Asset Management, Inc.
N/A—15,051-15,051-100%$217.6K———
LaSalle St. Investment Advisors, LLC
N/A—14,993-14,993-100%$216.8K———
First Foundation Advisors
N/A—14,350-14,350-100%$207.5K———
Jane Street Group, LLC
N/A—12,730-12,730-100%$184.1K———
Stratos Wealth Partners, Ltd.
N/A—11,337-11,337-100%$163.9K———
Mosaic Family Wealth Partners, LLC
N/A—10,664-10,664-100%$154.2K———
Maimon Wealth Management Ltd.
N/A—10,000-10,000-100%$144.6K———
Clear Street Group Inc.
N/A—1,426-1,426-100%$20.6K———
Whittier Trust Co of Nevada Inc
N/A—175-175-100%$2.5K———
Showing 63 of 63 institutions