Guggenheim Enhanced Equity S

Q3 2016 vs Q4 2016

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Blue Bell Private Wealth Management, LLC

INCREASED

Shares158,941 from 136,937

Change+22,004 (+16%)

Value$2.6K (+$371)

Filed 2017-01-30

Bank of America Corp

INCREASED

Shares148,799 from 130,574

Change+18,225 (+14%)

Value$2.4K (+$310)

Filed 2017-02-14

Guggenheim Capital LLC

DECREASED

Shares135,028 from 168,597

Change-33,569 (-20%)

Value$2.2K (-$522)

Filed 2017-02-14

Morgan Stanley

DECREASED

Shares123,790 from 169,168

Change-45,378 (-27%)

Value$2.0K (-$713)

Filed 2017-02-22

Relative Value Partners Group, LLC

INCREASED

Shares121,726 from 65,387

Change+56,339 (+86%)

Value$2.0K (+$918)

Filed 2017-02-10

Thomas J. Herzfeld Advisors, Inc.

DECREASED

Shares61,363 from 61,488

Change-125 (0%)

Value$991 (+$5)

Filed 2017-02-14

Baird Financial Group, Inc.

INCREASED

Shares50,226 from 49,600

Change+626 (+1%)

Value$811 (+$16)

Filed 2017-02-10

CSS LLC

UNCHANGED

Shares46,211 from 46,211

Change0 (0%)

Value$746 (+$5)

Filed 2017-02-14

First Allied Advisory Services, Inc.

INCREASED

Shares24,841 from 13,507

Change+11,334 (+84%)

Value$401 (+$184)

Filed 2017-02-13

Cetera Advisor Networks LLC

INCREASED

Shares19,800 from 19,750

Change+50 (+0%)

Value$317 ($0)

Filed 2017-02-15

Laurion Capital Management LP

NEW

Shares18,289

Change+18,289

Value$295

Filed 2017-02-13

UBS Group AG

DECREASED

Shares15,139 from 44,952

Change-29,813 (-66%)

Value$245 (-$475)

Filed 2017-02-14

Wells Fargo & Company

DECREASED

Shares12,915 from 14,427

Change-1,512 (-10%)

Value$209 (-$22)

Filed 2017-02-01

Raymond James & Associates

INCREASED

Shares11,497 from 11,328

Change+169 (+1%)

Value$186 (+$4)

Filed 2017-02-14

Ladenburg Thalmann Financial Services Inc

INCREASED

Shares8,861 from 6,800

Change+2,061 (+30%)

Value$143 (+$34)

Filed 2017-02-14

Royal Bank of Canada

INCREASED

Shares6,678 from 4,204

Change+2,474 (+59%)

Value$108 (+$41)

Filed 2017-02-14

Advisor Group, Inc.

DECREASED

Shares3,443 from 4,570

Change-1,127 (-25%)

Value$56 (-$18)

Filed 2017-11-02

Bruderman Asset Management, LLC

UNCHANGED

Shares2,340 from 2,340

Change0 (0%)

Value$38 ($0)

Filed 2017-02-13

IFP Advisors, Inc

UNCHANGED

Shares1,575 from 1,575

Change0 (0%)

Value$25 ($0)

Filed 2019-06-03

Citigroup Inc

UNCHANGED

Shares1,076 from 1,076

Change0 (0%)

Value$17 ($0)

Filed 2017-02-10

TCI Wealth Advisors, Inc.

NEW

Shares158

Change+158

Value$3

Filed 2017-02-10

WFG Advisors, LP

INCREASED

Shares73 from 9

Change+64 (+711%)

Value$1 (+$1)

Filed 2017-03-01

Creative Planning

DECREASED

Shares60 from 540

Change-480 (-89%)

Value$1 (-$8)

Filed 2017-01-09

MetLife Securities, Inc

UNCHANGED

Shares7 from 7

Change0 (0%)

Value$0 ($0)

Filed 2017-01-13

Shaker Financial Services, LLC

CLOSED

Shares0 from 81,057

Change-81,057 (-100%)

Value$0 (-$1.3K)

Filed 2017-02-08

Telemus Capital, LLC

CLOSED

Shares0 from 38,000

Change-38,000 (-100%)

Value$0 (-$609)

Filed 2017-01-24

Clough Capital Partners L P

CLOSED

Shares0 from 20,400

Change-20,400 (-100%)

Value$0 (-$327)

Filed 2017-02-14

Jnba Financial Advisors

CLOSED

Shares0 from 2,548

Change-2,548 (-100%)

Value$0 (-$41)

Filed 2017-02-03

Signaturefd, LLC

CLOSED

Shares0 from 2,548

Change-2,548 (-100%)

Value$0 (-$41)

Filed 2017-02-14

Captrust Financial Advisors

CLOSED

Shares0 from 231

Change-231 (-100%)

Value$0 (-$4)

Filed 2017-02-14

PNC Financial Services Group, Inc.

CLOSED

Shares0 from 80

Change-80 (-100%)

Value$0 (-$1)

Filed 2017-02-10

	Status
Blue Bell Private Wealth Management, LLC	INCREASED	158,941	136,937	+22,004	+16%	$2.2K	$2.6K	+$371	2017-01-30
Bank of America Corp	INCREASED	148,799	130,574	+18,225	+14%	$2.1K	$2.4K	+$310	2017-02-14
Guggenheim Capital LLC	DECREASED	135,028	168,597	-33,569	-20%	$2.7K	$2.2K	-$522	2017-02-14
Morgan Stanley	DECREASED	123,790	169,168	-45,378	-27%	$2.7K	$2.0K	-$713	2017-02-22
Relative Value Partners Group, LLC	INCREASED	121,726	65,387	+56,339	+86%	$1.0K	$2.0K	+$918	2017-02-10
Thomas J. Herzfeld Advisors, Inc.	DECREASED	61,363	61,488	-125	0%	$986	$991	+$5	2017-02-14
Baird Financial Group, Inc.	INCREASED	50,226	49,600	+626	+1%	$795	$811	+$16	2017-02-10
CSS LLC	UNCHANGED	46,211	46,211	0	0%	$741	$746	+$5	2017-02-14
First Allied Advisory Services, Inc.	INCREASED	24,841	13,507	+11,334	+84%	$217	$401	+$184	2017-02-13
Cetera Advisor Networks LLC	INCREASED	19,800	19,750	+50	+0%	$317	$317	$0	2017-02-15
Laurion Capital Management LP	NEW	18,289	—	+18,289	—	—	$295	—	2017-02-13
UBS Group AG	DECREASED	15,139	44,952	-29,813	-66%	$720	$245	-$475	2017-02-14
Wells Fargo & Company	DECREASED	12,915	14,427	-1,512	-10%	$231	$209	-$22	2017-02-01
Raymond James & Associates	INCREASED	11,497	11,328	+169	+1%	$182	$186	+$4	2017-02-14
Ladenburg Thalmann Financial Services Inc	INCREASED	8,861	6,800	+2,061	+30%	$109	$143	+$34	2017-02-14
Royal Bank of Canada	INCREASED	6,678	4,204	+2,474	+59%	$67	$108	+$41	2017-02-14
Advisor Group, Inc.	DECREASED	3,443	4,570	-1,127	-25%	$74	$56	-$18	2017-11-02
Bruderman Asset Management, LLC	UNCHANGED	2,340	2,340	0	0%	$38	$38	$0	2017-02-13
IFP Advisors, Inc	UNCHANGED	1,575	1,575	0	0%	$25	$25	$0	2019-06-03
Citigroup Inc	UNCHANGED	1,076	1,076	0	0%	$17	$17	$0	2017-02-10
TCI Wealth Advisors, Inc.	NEW	158	—	+158	—	—	$3	—	2017-02-10
WFG Advisors, LP	INCREASED	73	9	+64	+711%	$0	$1	+$1	2017-03-01
Creative Planning	DECREASED	60	540	-480	-89%	$9	$1	-$8	2017-01-09
MetLife Securities, Inc	UNCHANGED	7	7	0	0%	$0	$0	$0	2017-01-13
Shaker Financial Services, LLC	CLOSED	0	81,057	-81,057	-100%	$1.3K	$0	-$1.3K	2017-02-08
Telemus Capital, LLC	CLOSED	0	38,000	-38,000	-100%	$609	$0	-$609	2017-01-24
Clough Capital Partners L P	CLOSED	0	20,400	-20,400	-100%	$327	$0	-$327	2017-02-14
Jnba Financial Advisors	CLOSED	0	2,548	-2,548	-100%	$41	$0	-$41	2017-02-03
Signaturefd, LLC	CLOSED	0	2,548	-2,548	-100%	$41	$0	-$41	2017-02-14
Captrust Financial Advisors	CLOSED	0	231	-231	-100%	$4	$0	-$4	2017-02-14
PNC Financial Services Group, Inc.	CLOSED	0	80	-80	-100%	$1	$0	-$1	2017-02-10

Showing 31 of 31 institutions