Guggenheim EQ Weight Enhanc

Q3 2016 vs Q4 2016

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Shaker Financial Services, LLC

INCREASED

Shares321,450 from 140,286

Change+181,164 (+129%)

Value$5.3K (+$2.9K)

Filed 2017-02-08

Royal Bank of Canada

INCREASED

Shares250,164 from 246,704

Change+3,460 (+1%)

Value$4.1K (-$57)

Filed 2017-02-14

Blue Bell Private Wealth Management, LLC

INCREASED

Shares145,488 from 81,208

Change+64,280 (+79%)

Value$2.4K (+$1.0K)

Filed 2017-01-30

Relative Value Partners Group, LLC

NEW

Shares140,757

Change+140,757

Value$2.3K

Filed 2017-02-10

Advisors Asset Management, Inc.

INCREASED

Shares139,414 from 136,565

Change+2,849 (+2%)

Value$2.3K (-$16)

Filed 2017-02-09

Wells Fargo & Company

INCREASED

Shares124,686 from 122,064

Change+2,622 (+2%)

Value$2.0K (-$14)

Filed 2017-02-01

Guggenheim Capital LLC

DECREASED

Shares112,374 from 169,318

Change-56,944 (-34%)

Value$1.8K (-$1.0K)

Filed 2017-02-14

UBS Group AG

DECREASED

Shares90,324 from 97,657

Change-7,333 (-8%)

Value$1.5K (-$165)

Filed 2017-02-14

Raymond James & Associates

DECREASED

Shares55,383 from 97,624

Change-42,241 (-43%)

Value$907 (-$736)

Filed 2017-02-14

Wedbush Securities Inc

INCREASED

Shares49,664 from 42,814

Change+6,850 (+16%)

Value$813 (+$92)

Filed 2017-01-25

Bank of America Corp

DECREASED

Shares36,121 from 107,191

Change-71,070 (-66%)

Value$591 (-$1.2K)

Filed 2017-02-14

SIT Investment Associates Inc

NEW

Shares27,084

Change+27,084

Value$443

Filed 2017-01-19

Raymond James Financial Services Advisors, Inc.

INCREASED

Shares20,693 from 20,187

Change+506 (+3%)

Value$339 (-$1)

Filed 2017-02-09

BB&T Securities, LLC

UNCHANGED

Shares17,937 from 17,937

Change0 (0%)

Value$301 ($0)

Filed 2017-02-07

Ameriprise Financial Inc

DECREASED

Shares14,864 from 17,987

Change-3,123 (-17%)

Value$243 (-$60)

Filed 2017-02-03

Invesco Ltd.

DECREASED

Shares14,676 from 15,284

Change-608 (-4%)

Value$240 (-$17)

Filed 2017-02-14

LPL Financial LLC

NEW

Shares13,262

Change+13,262

Value$218

Filed 2017-02-13

Benjamin F. Edwards & Company, Inc.

UNCHANGED

Shares11,750 from 11,750

Change0 (0%)

Value$192 (-$6)

Filed 2017-01-18

Janney Montgomery Scott LLC

DECREASED

Shares11,380 from 12,830

Change-1,450 (-11%)

Value$186 (-$30)

Filed 2017-02-13

Citigroup Inc

INCREASED

Shares5,886 from 5,864

Change+22 (+0%)

Value$96 (-$3)

Filed 2017-02-10

Thomas J. Herzfeld Advisors, Inc.

NEW

Shares4,571

Change+4,571

Value$75

Filed 2017-02-14

Global Retirement Partners, LLC

NEW

Shares3,000

Change+3,000

Value$49

Filed 2018-08-10

Advisor Group, Inc.

UNCHANGED

Shares2,600 from 2,600

Change0 (0%)

Value$43 (-$1)

Filed 2017-11-02

Ladenburg Thalmann Financial Services Inc

NEW

Shares2,054

Change+2,054

Value$34

Filed 2017-02-14

Morgan Stanley

DECREASED

Shares1,442 from 2,072

Change-630 (-30%)

Value$24 (-$11)

Filed 2017-02-22

IFP Advisors, Inc

UNCHANGED

Shares1,074 from 1,074

Change0 (0%)

Value$18 ($0)

Filed 2019-06-03

JPMorgan Chase & Co

UNCHANGED

Shares123 from 123

Change0 (0%)

Value$2 ($0)

Filed 2017-02-06

Next Financial Group, Inc

NEW

Shares0

Change0

Value$0

Filed 2017-02-02

Deutsche Bank Ag\

CLOSED

Shares0 from 24,869

Change-24,869 (-100%)

Value$0 (-$418)

Filed 2017-02-14

Clough Capital Partners L P

CLOSED

Shares0 from 11,900

Change-11,900 (-100%)

Value$0 (-$200)

Filed 2017-02-14

Hanson & Doremus Investment Management

CLOSED

Shares0 from 142

Change-142 (-100%)

Value$0 (-$12)

Filed 2017-02-15

	Status
Shaker Financial Services, LLC	INCREASED	321,450	140,286	+181,164	+129%	$2.4K	$5.3K	+$2.9K	2017-02-08
Royal Bank of Canada	INCREASED	250,164	246,704	+3,460	+1%	$4.2K	$4.1K	-$57	2017-02-14
Blue Bell Private Wealth Management, LLC	INCREASED	145,488	81,208	+64,280	+79%	$1.4K	$2.4K	+$1.0K	2017-01-30
Relative Value Partners Group, LLC	NEW	140,757	—	+140,757	—	—	$2.3K	—	2017-02-10
Advisors Asset Management, Inc.	INCREASED	139,414	136,565	+2,849	+2%	$2.3K	$2.3K	-$16	2017-02-09
Wells Fargo & Company	INCREASED	124,686	122,064	+2,622	+2%	$2.1K	$2.0K	-$14	2017-02-01
Guggenheim Capital LLC	DECREASED	112,374	169,318	-56,944	-34%	$2.8K	$1.8K	-$1.0K	2017-02-14
UBS Group AG	DECREASED	90,324	97,657	-7,333	-8%	$1.6K	$1.5K	-$165	2017-02-14
Raymond James & Associates	DECREASED	55,383	97,624	-42,241	-43%	$1.6K	$907	-$736	2017-02-14
Wedbush Securities Inc	INCREASED	49,664	42,814	+6,850	+16%	$721	$813	+$92	2017-01-25
Bank of America Corp	DECREASED	36,121	107,191	-71,070	-66%	$1.8K	$591	-$1.2K	2017-02-14
SIT Investment Associates Inc	NEW	27,084	—	+27,084	—	—	$443	—	2017-01-19
Raymond James Financial Services Advisors, Inc.	INCREASED	20,693	20,187	+506	+3%	$340	$339	-$1	2017-02-09
BB&T Securities, LLC	UNCHANGED	17,937	17,937	0	0%	$301	$301	$0	2017-02-07
Ameriprise Financial Inc	DECREASED	14,864	17,987	-3,123	-17%	$303	$243	-$60	2017-02-03
Invesco Ltd.	DECREASED	14,676	15,284	-608	-4%	$257	$240	-$17	2017-02-14
LPL Financial LLC	NEW	13,262	—	+13,262	—	—	$218	—	2017-02-13
Benjamin F. Edwards & Company, Inc.	UNCHANGED	11,750	11,750	0	0%	$198	$192	-$6	2017-01-18
Janney Montgomery Scott LLC	DECREASED	11,380	12,830	-1,450	-11%	$216	$186	-$30	2017-02-13
Citigroup Inc	INCREASED	5,886	5,864	+22	+0%	$99	$96	-$3	2017-02-10
Thomas J. Herzfeld Advisors, Inc.	NEW	4,571	—	+4,571	—	—	$75	—	2017-02-14
Global Retirement Partners, LLC	NEW	3,000	—	+3,000	—	—	$49	—	2018-08-10
Advisor Group, Inc.	UNCHANGED	2,600	2,600	0	0%	$44	$43	-$1	2017-11-02
Ladenburg Thalmann Financial Services Inc	NEW	2,054	—	+2,054	—	—	$34	—	2017-02-14
Morgan Stanley	DECREASED	1,442	2,072	-630	-30%	$35	$24	-$11	2017-02-22
IFP Advisors, Inc	UNCHANGED	1,074	1,074	0	0%	$18	$18	$0	2019-06-03
JPMorgan Chase & Co	UNCHANGED	123	123	0	0%	$2	$2	$0	2017-02-06
Next Financial Group, Inc	NEW	0	—	0	—	—	$0	—	2017-02-02
Deutsche Bank Ag\	CLOSED	0	24,869	-24,869	-100%	$418	$0	-$418	2017-02-14
Clough Capital Partners L P	CLOSED	0	11,900	-11,900	-100%	$200	$0	-$200	2017-02-14
Hanson & Doremus Investment Management	CLOSED	0	142	-142	-100%	$12	$0	-$12	2017-02-15

Showing 31 of 31 institutions