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Guggenheim CR Allocation FD

CUSIP: 40168G108 | 93 institutional holders

Quarters

Q3 2021Q2 2021Q1 2021Q4 2020Q3 2020
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile

Institutional Holders — Q3 2021

Yakira Capital Management, Inc.339,098
0.1% of portfolio›$7.0K
UBS Group AG160,509
0.0% of portfolio›$3.3K
Osaic Holdings, Inc.112,411
0.0% of portfolio›$2.3K
Invesco Ltd.92,272
0.0% of portfolio›$1.9K
Clough Capital Partners L P40,200
0.0% of portfolio›$834
Baird Financial Group, Inc.38,369
0.0% of portfolio›$796
Parisi Gray Wealth Management26,000
0.0% of portfolio›$539
Bank of America Corp21,673
0.0% of portfolio›$449
Envestnet Asset Management Inc21,493
0.0% of portfolio›$446
Morgan Stanley20,675
0.0% of portfolio›$429
CSS LLC20,486
0.0% of portfolio›$425
Cambridge Investment Research Advisors, Inc.20,082
0.0% of portfolio›$416
Cetera Investment Advisers19,984
0.0% of portfolio›$414
Commonwealth Equity Services, LLC14,512
0.0% of portfolio›$300
Virtu Financial LLC12,775
0.0% of portfolio›$265
Stratos Wealth Partners, Ltd.11,573
0.0% of portfolio›$240
Davenport & Co LLC10,847
0.0% of portfolio›$225
Mercer Global Advisors Inc10,665
0.0% of portfolio›$221
Koshinski Asset Management, Inc.8,447
0.0% of portfolio›$175.2K
PNC Financial Services Group, Inc.8,025
0.0% of portfolio›$166
Wells Fargo & Company5,235
0.0% of portfolio›$109
Centaurus Financial, Inc.5,000
0.0% of portfolio›$104
Benjamin F. Edwards & Company, Inc.2,100
0.0% of portfolio›$44
Strategic Asset Management, LLC1,858
0.0% of portfolio›$40
Geneos Wealth Management Inc.1,540
0.0% of portfolio›$31
Rockefeller Capital Management L.P.1,000
0.0% of portfolio›$20
Royal Bank of Canada763
0.0% of portfolio›$16
Northwestern Mutual Wealth Management Co500
0.0% of portfolio›$10
Citigroup Inc399
0.0% of portfolio›$8
US Bancorp \de\166
0.0% of portfolio›$3
Next Financial Group, Inc100
0.0% of portfolio›$2
Proequities, Inc.0
0.0% of portfolio›$0
StyleTurnoverLocationFiled
Yakira Capital Management, Inc.
339,098$7.0K0.1%YieldVery HighWestport, CT2021-11-12
UBS Group AG
160,509$3.3K0.0%CoreMediumZurich, Switzerland2021-11-15
Osaic Holdings, Inc.
112,411$2.3K0.0%IndexLowScottsdale, AZ2021-11-05
Invesco Ltd.
92,272$1.9K0.0%GrowthLowAtlanta, GA2021-11-15
Clough Capital Partners L P
40,200$8340.0%ValueHighBoston, MA2021-11-15
Baird Financial Group, Inc.
38,369$7960.0%CoreLowMilwaukee, WI2021-11-12
Parisi Gray Wealth Management
26,000$5390.0%GrowthLowMendham, NJ2021-11-16
Bank of America Corp
21,673$4490.0%CoreLowCharlotte, NC2021-11-15
Envestnet Asset Management Inc
21,493$4460.0%ETFLowBerwyn, PA2021-10-07
Morgan Stanley
20,675$4290.0%CoreLowNew York, NY2021-11-15
CSS LLC
20,486$4250.0%Deep ValueHighChicago, IL2021-11-15
Cambridge Investment Research Advisors, Inc.
20,082$4160.0%ETFLowFairfield, IA2021-11-02
Cetera Investment Advisers
19,984$4140.0%IndexVery LowSchaumburg, IL2021-11-16
Commonwealth Equity Services, LLC
14,512$3000.0%ETFLowWaltham, MA2021-10-29
Virtu Financial LLC
12,775$2650.0%GARPVery HighNew York, NY2021-11-12
Stratos Wealth Partners, Ltd.
11,573$2400.0%ETFLowBeachwood, OH2021-10-19
Davenport & Co LLC
10,847$2250.0%CoreMediumRichmond, VA2021-10-14
Mercer Global Advisors Inc
10,665$2210.0%IndexVery LowDenver, CO2021-11-10
Koshinski Asset Management, Inc.
8,447$175.2K0.0%ETFLowDecatur, IL2021-10-12
PNC Financial Services Group, Inc.
8,025$1660.0%GrowthVery LowPittsburgh, PA2021-11-05
Wells Fargo & Company
5,235$1090.0%CoreLowSan Francisco, CA2021-11-15
Centaurus Financial, Inc.
5,000$1040.0%GrowthMediumAnaheim, CA2021-11-12
Benjamin F. Edwards & Company, Inc.
2,100$440.0%N/AN/ASt. Louis, MO2021-11-02
Strategic Asset Management, LLC
1,858$400.0%N/AN/ARochester, MN2021-11-04
Geneos Wealth Management Inc.
1,540$310.0%ETFLowEnglewood, CO2021-11-09
Rockefeller Capital Management L.P.
1,000$200.0%CoreLowNew York, NY2021-11-12
Royal Bank of Canada
763$160.0%CoreLowToronto, Australia2021-11-15
Northwestern Mutual Wealth Management Co
500$100.0%IndexVery LowMilwaukee, WI2021-11-15
Citigroup Inc
399$80.0%CoreMediumNew York, NY2021-11-10
US Bancorp \de\
166$30.0%IndexLowMinneapolis, MN2021-11-10
Next Financial Group, Inc
100$20.0%N/AN/AHouston, TX2021-10-15
Proequities, Inc.
0$00.0%GrowthVery LowBirmingham, AL2021-11-09