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Guggenheim CR Allocation FD

Q2 2021 vs Q3 2021

Comparing institutional holders between quarters

Quarters

Q3 2021Q2 2021Q1 2021Q4 2020Q3 2020
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Yakira Capital Management, Inc.
INCREASED
Shares339,098 from 42,325
Change+296,773 (+701%)
Value$7.0K (+$6.1K)
Filed 2021-11-12
UBS Group AG
INCREASED
Shares160,509 from 142,566
Change+17,943 (+13%)
Value$3.3K (+$211)
Filed 2021-11-15
Osaic Holdings, Inc.
INCREASED
Shares112,411 from 99,174
Change+13,237 (+13%)
Value$2.3K (+$161)
Filed 2021-11-05
Invesco Ltd.
DECREASED
Shares92,272 from 98,711
Change-6,439 (-7%)
Value$1.9K (-$245)
Filed 2021-11-15
Clough Capital Partners L P
NEW
Shares40,200
Change+40,200
Value$834
Filed 2021-11-15
Baird Financial Group, Inc.
INCREASED
Shares38,369 from 29,758
Change+8,611 (+29%)
Value$796 (+$145)
Filed 2021-11-12
Parisi Gray Wealth Management
UNCHANGED
Shares26,000 from 26,000
Change0 (0%)
Value$539 (-$30)
Filed 2021-11-16
Bank of America Corp
DECREASED
Shares21,673 from 22,032
Change-359 (-2%)
Value$449 (-$33)
Filed 2021-11-15
Envestnet Asset Management Inc
INCREASED
Shares21,493 from 16,379
Change+5,114 (+31%)
Value$446 (+$88)
Filed 2021-10-07
Morgan Stanley
INCREASED
Shares20,675 from 12,425
Change+8,250 (+66%)
Value$429 (+$157)
Filed 2021-11-15
CSS LLC
NEW
Shares20,486
Change+20,486
Value$425
Filed 2021-11-15
Cambridge Investment Research Advisors, Inc.
DECREASED
Shares20,082 from 22,954
Change-2,872 (-13%)
Value$416 (-$86)
Filed 2021-11-02
Cetera Investment Advisers
INCREASED
Shares19,984 from 19,967
Change+17 (+0%)
Value$414 (-$23)
Filed 2021-11-16
Commonwealth Equity Services, LLC
INCREASED
Shares14,512 from 13,798
Change+714 (+5%)
Value$300 (-$1)
Filed 2021-10-29
Virtu Financial LLC
NEW
Shares12,775
Change+12,775
Value$265
Filed 2021-11-12
Stratos Wealth Partners, Ltd.
UNCHANGED
Shares11,573 from 11,573
Change0 (0%)
Value$240 (-$13)
Filed 2021-10-19
Davenport & Co LLC
NEW
Shares10,847
Change+10,847
Value$225
Filed 2021-10-14
Mercer Global Advisors Inc
NEW
Shares10,665
Change+10,665
Value$221
Filed 2021-11-10
Koshinski Asset Management, Inc.
NEW
Shares8,447
Change+8,447
Value$175.2K
Filed 2021-10-12
PNC Financial Services Group, Inc.
DECREASED
Shares8,025 from 9,307
Change-1,282 (-14%)
Value$166 (-$38)
Filed 2021-11-05
Wells Fargo & Company
INCREASED
Shares5,235 from 1,237
Change+3,998 (+323%)
Value$109 (+$82)
Filed 2021-11-15
Centaurus Financial, Inc.
UNCHANGED
Shares5,000 from 5,000
Change0 (0%)
Value$104 (-$5)
Filed 2021-11-12
Benjamin F. Edwards & Company, Inc.
UNCHANGED
Shares2,100 from 2,100
Change0 (0%)
Value$44 (-$2)
Filed 2021-11-02
Strategic Asset Management, LLC
NEW
Shares1,858
Change+1,858
Value$40
Filed 2021-11-04
Geneos Wealth Management Inc.
INCREASED
Shares1,540 from 1,040
Change+500 (+48%)
Value$31 (+$9)
Filed 2021-11-09
Rockefeller Capital Management L.P.
UNCHANGED
Shares1,000 from 1,000
Change0 (0%)
Value$20 (-$1)
Filed 2021-11-12
Royal Bank of Canada
UNCHANGED
Shares763 from 763
Change0 (0%)
Value$16 (-$1)
Filed 2021-11-15
Northwestern Mutual Wealth Management Co
UNCHANGED
Shares500 from 500
Change0 (0%)
Value$10 (-$1)
Filed 2021-11-15
Citigroup Inc
INCREASED
Shares399 from 100
Change+299 (+299%)
Value$8 (+$6)
Filed 2021-11-10
US Bancorp \de\
UNCHANGED
Shares166 from 166
Change0 (0%)
Value$3 (-$1)
Filed 2021-11-10
Next Financial Group, Inc
NEW
Shares100
Change+100
Value$2
Filed 2021-10-15
Wagner Wealth Management, LLC
CLOSED
Shares0 from 57,117
Change-57,117 (-100%)
Value$0 (-$1.2K)
Filed 2021-11-15
Mid Atlantic Financial Management Inc
CLOSED
Shares0 from 18,000
Change-18,000 (-100%)
Value$0 (-$394)
Filed 2021-11-12
SeaCrest Wealth Management, LLC
CLOSED
Shares0 from 15,156
Change-15,156 (-100%)
Value$0 (-$331)
Filed 2021-11-16
IHT Wealth Management, LLC
CLOSED
Shares0 from 14,464
Change-14,464 (-100%)
Value$0 (-$316)
Filed 2021-11-15
Truist Financial Corp
CLOSED
Shares0 from 14,383
Change-14,383 (-100%)
Value$0 (-$315)
Filed 2021-11-05
Advisory Services Network, LLC
CLOSED
Shares0 from 2,706
Change-2,706 (-100%)
Value$0 (-$59)
Filed 2021-11-05
Panagora Asset Management Inc
CLOSED
Shares0 from 14
Change-14 (-100%)
Value$0 ($0)
Filed 2021-11-10
FMR LLC
CLOSED
Shares0 from 1
Change-1 (-100%)
Value$0 ($0)
Filed 2022-02-14
Proequities, Inc.
UNCHANGED
Shares0 from 0
Change0
Value$0 ($0)
Filed 2021-11-09
Status
Yakira Capital Management, Inc.
INCREASED339,09842,325+296,773+701%$926$7.0K+$6.1K2021-11-12
UBS Group AG
INCREASED160,509142,566+17,943+13%$3.1K$3.3K+$2112021-11-15
Osaic Holdings, Inc.
INCREASED112,41199,174+13,237+13%$2.2K$2.3K+$1612021-11-05
Invesco Ltd.
DECREASED92,27298,711-6,439-7%$2.2K$1.9K-$2452021-11-15
Clough Capital Partners L P
NEW40,200—+40,200——$834—2021-11-15
Baird Financial Group, Inc.
INCREASED38,36929,758+8,611+29%$651$796+$1452021-11-12
Parisi Gray Wealth Management
UNCHANGED26,00026,00000%$569$539-$302021-11-16
Bank of America Corp
DECREASED21,67322,032-359-2%$482$449-$332021-11-15
Envestnet Asset Management Inc
INCREASED21,49316,379+5,114+31%$358$446+$882021-10-07
Morgan Stanley
INCREASED20,67512,425+8,250+66%$272$429+$1572021-11-15
CSS LLC
NEW20,486—+20,486——$425—2021-11-15
Cambridge Investment Research Advisors, Inc.
DECREASED20,08222,954-2,872-13%$502$416-$862021-11-02
Cetera Investment Advisers
INCREASED19,98419,967+17+0%$437$414-$232021-11-16
Commonwealth Equity Services, LLC
INCREASED14,51213,798+714+5%$301$300-$12021-10-29
Virtu Financial LLC
NEW12,775—+12,775——$265—2021-11-12
Stratos Wealth Partners, Ltd.
UNCHANGED11,57311,57300%$253$240-$132021-10-19
Davenport & Co LLC
NEW10,847—+10,847——$225—2021-10-14
Mercer Global Advisors Inc
NEW10,665—+10,665——$221—2021-11-10
Koshinski Asset Management, Inc.
NEW8,447—+8,447——$175.2K—2021-10-12
PNC Financial Services Group, Inc.
DECREASED8,0259,307-1,282-14%$204$166-$382021-11-05
Wells Fargo & Company
INCREASED5,2351,237+3,998+323%$27$109+$822021-11-15
Centaurus Financial, Inc.
UNCHANGED5,0005,00000%$109$104-$52021-11-12
Benjamin F. Edwards & Company, Inc.
UNCHANGED2,1002,10000%$46$44-$22021-11-02
Strategic Asset Management, LLC
NEW1,858—+1,858——$40—2021-11-04
Geneos Wealth Management Inc.
INCREASED1,5401,040+500+48%$22$31+$92021-11-09
Rockefeller Capital Management L.P.
UNCHANGED1,0001,00000%$21$20-$12021-11-12
Royal Bank of Canada
UNCHANGED76376300%$17$16-$12021-11-15
Northwestern Mutual Wealth Management Co
UNCHANGED50050000%$11$10-$12021-11-15
Citigroup Inc
INCREASED399100+299+299%$2$8+$62021-11-10
US Bancorp \de\
UNCHANGED16616600%$4$3-$12021-11-10
Next Financial Group, Inc
NEW100—+100——$2—2021-10-15
Wagner Wealth Management, LLC
CLOSED057,117-57,117-100%$1.2K$0-$1.2K2021-11-15
Mid Atlantic Financial Management Inc
CLOSED018,000-18,000-100%$394$0-$3942021-11-12
SeaCrest Wealth Management, LLC
CLOSED015,156-15,156-100%$331$0-$3312021-11-16
IHT Wealth Management, LLC
CLOSED014,464-14,464-100%$316$0-$3162021-11-15
Truist Financial Corp
CLOSED014,383-14,383-100%$315$0-$3152021-11-05
Advisory Services Network, LLC
CLOSED02,706-2,706-100%$59$0-$592021-11-05
Panagora Asset Management Inc
CLOSED014-14-100%$0$0$02021-11-10
FMR LLC
CLOSED01-1-100%$0$0$02022-02-14
Proequities, Inc.
UNCHANGED000—$0$0$02021-11-09
Showing 40 of 40 institutions