John Hancock TAX ADV DVD Inc (HTD)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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LPL Financial LLC

DECREASED

Shares313,320 from 374,648

Change-61,328 (-16%)

Value$6.9M (-$2.6M)

Filed 2026-11-06

Live Oak Private Wealth LLC

UNCHANGED

Shares102,602 from 102,602

Change0 (0%)

Value$2.3M (-$339.6K)

Filed 2026-11-02

Central Trust Co

UNCHANGED

Shares82,510 from 82,510

Change0 (0%)

Value$1.8M (-$273.1K)

Filed 2026-11-05

Hennion & Walsh Asset Management, Inc.

INCREASED

Shares79,650 from 43,996

Change+35,654 (+81%)

Value$1.8M (+$645.2K)

Filed 2026-10-13

Indivisible Partners

DECREASED

Shares57,137 from 59,377

Change-2,240 (-4%)

Value$1.3M (-$246.2K)

Filed 2026-10-26

Concurrent Investment Advisors, LLC

INCREASED

Shares54,099 from 9,980

Change+44,119 (+442%)

Value$1.2M (+$945.5K)

Filed 2026-10-16

Welch & Forbes LLC

UNCHANGED

Shares50,000 from 50,000

Change0 (0%)

Value$1.1M (-$165.5K)

Filed 2026-11-04

Shaker Financial Services, LLC

NEW

Shares47,893

Change+47,893

Value$1.1M

Filed 2026-10-14

Samalin Investment Counsel, LLC

INCREASED

Shares47,337 from 46,519

Change+818 (+2%)

Value$1.0M (-$135.8K)

Filed 2026-10-23

Wealth Enhancement Advisory Services, LLC

INCREASED

Shares38,464 from 32,431

Change+6,033 (+19%)

Value$858.1K (+$19.1K)

Filed 2026-10-13

Spire Wealth Management

INCREASED

Shares35,734 from 35,686

Change+48 (+0%)

Value$792.6K (-$117.1K)

Filed 2026-10-30

Commonwealth Equity Services, LLC

INCREASED

Shares29,288 from 28,723

Change+565 (+2%)

Value$649.6K (-$82.5K)

Filed 2026-11-02

PMG Family Office LLC

INCREASED

Shares29,215 from 29,205

Change+10 (+0%)

Value$648.0K (-$96.4K)

Filed 2026-10-19

Diesslin Group, Inc.

DECREASED

Shares29,185 from 30,554

Change-1,369 (-4%)

Value$647.3K (-$131.5K)

Filed 2026-10-14

First National Bank of Mount Dora, Trust Investment Services

UNCHANGED

Shares27,800 from 27,800

Change0 (0%)

Value$616.6K (-$92.0K)

Filed 2026-10-21

MRA Advisory Group

INCREASED

Shares27,586 from 27,579

Change+7 (+0%)

Value$611.9K (-$91.1K)

Filed 2026-10-07

Investment Management Trust, LLC

INCREASED

Shares22,339 from 21,911

Change+428 (+2%)

Value$495.5K (-$63.0K)

Filed 2026-11-05

Cambridge Investment Research Advisors, Inc.

INCREASED

Shares21,360 from 21,227

Change+133 (+1%)

Value$474.0K (-$67.0K)

Filed 2026-11-02

Nations Financial Group Inc,

INCREASED

Shares19,937 from 19,565

Change+372 (+2%)

Value$442.2K (-$56.5K)

Filed 2026-11-05

Founders Financial Securities LLC

DECREASED

Shares17,725 from 18,665

Change-940 (-5%)

Value$393.1K (-$82.6K)

Filed 2026-10-28

Sowell Financial Services LLC

INCREASED

Shares13,282 from 13,224

Change+58 (+0%)

Value$294.6K (-$42.5K)

Filed 2026-10-23

Mezzasalma Advisors, LLC

INCREASED

Shares13,241 from 12,987

Change+254 (+2%)

Value$293.7K (-$37.4K)

Filed 2026-10-14

Lido Advisors, LLC

DECREASED

Shares12,635 from 12,667

Change-32 (0%)

Value$280.2K (-$42.6K)

Filed 2026-11-04

Conning Inc.

UNCHANGED

Shares11,150 from 11,150

Change0 (0%)

Value$247.3K (-$36.9K)

Filed 2026-10-27

B. Riley Wealth Advisors, Inc.

INCREASED

Shares10,432 from 10,220

Change+212 (+2%)

Value$231.4K (-$32.1K)

Filed 2026-10-13

Savant Capital, LLC

NEW

Shares10,207

Change+10,207

Value$226.4K

Filed 2026-11-06

Powell Investment Advisors, LLC

UNCHANGED

Shares10,100 from 10,100

Change0 (0%)

Value$224.0K (-$33.4K)

Filed 2026-10-22

Creative Planning

INCREASED

Shares10,032 from 8,737

Change+1,295 (+15%)

Value$222.5K (-$187)

Filed 2026-11-02

SMH Capital Advisors Inc

INCREASED

Shares9,406 from 9,128

Change+278 (+3%)

Value$208.6K (-$24.1K)

Filed 2026-10-29

Allworth Financial LP

UNCHANGED

Shares4,223 from 4,223

Change0 (0%)

Value$107.6K ($0)

Filed 2026-11-06

Lanark Financial, Inc.

INCREASED

Shares4,026 from 4,025

Change+1 (+0%)

Value$89.3K (-$13.3K)

Filed 2026-10-26

Wolverine Asset Management LLC

NEW

Shares3,832

Change+3,832

Value$85.0K

Filed 2026-11-02

Fifth Third Bancorp

UNCHANGED

Shares3,200 from 3,200

Change0 (0%)

Value$71.0K (-$10.6K)

Filed 2026-11-05

PNC Financial Services Group, Inc.

UNCHANGED

Shares2,794 from 2,794

Change0 (0%)

Value$62.0K (-$9.3K)

Filed 2026-11-06

Oakworth Capital, Inc.

UNCHANGED

Shares1,500 from 1,500

Change0 (0%)

Value$33.3K (-$5.0K)

Filed 2026-10-26

North Star Investment Management Corp.

UNCHANGED

Shares1,000 from 1,000

Change0 (0%)

Value$22.2K (-$3.3K)

Filed 2026-10-27

Parallel Advisors, LLC

NEW

Shares950

Change+950

Value$21.1K

Filed 2026-11-03

Bayban

UNCHANGED

Shares948 from 948

Change0 (0%)

Value$24.2K ($0)

Filed 2026-11-05

Eastern Bank

NEW

Shares650

Change+650

Value$14.4K

Filed 2026-10-05

Creative Financial Designs Inc

UNCHANGED

Shares600 from 600

Change0 (0%)

Value$13.3K (-$2.0K)

Filed 2026-11-04

Larson Financial Group LLC

NEW

Shares400

Change+400

Value$8.9K

Filed 2026-11-05

Farther Finance Advisors, LLC

INCREASED

Shares285 from 282

Change+3 (+1%)

Value$6.3K (-$876)

Filed 2026-10-08

Assetmark, Inc

DECREASED

Shares248 from 682

Change-434 (-64%)

Value$5.5K (-$11.9K)

Filed 2026-10-21

Kennebec Savings Bank

UNCHANGED

Shares200 from 200

Change0 (0%)

Value$4.4K (-$662)

Filed 2026-10-22

JFS Wealth Advisors, LLC

UNCHANGED

Shares66 from 66

Change0 (0%)

Value$1.5K (-$219)

Filed 2026-11-03

Institute for Wealth Management, Llc.

CLOSED

Shares0 from 8,954

Change-8,954 (-100%)

Value$0 (-$228.2K)

Filed 2026-11-06

WealthTrust Asset Management, LLC

CLOSED

Shares0 from 8,588

Change-8,588 (-100%)

Value$0 (-$218.9K)

Filed 2026-10-22

Kestra Advisory Services, LLC

CLOSED

Shares0 from 8,535

Change-8,535 (-100%)

Value$0 (-$217.6K)

Filed 2026-11-02

Todd Wealth Management, LLC

CLOSED

Shares0 from 8,449

Change-8,449 (-100%)

Value$0 (-$215.4K)

Filed 2026-10-19

First Horizon Corp

CLOSED

Shares0 from 2,470

Change-2,470 (-100%)

Value$0 (-$63.0K)

Filed 2026-10-26

Private Trust Co NA

CLOSED

Shares0 from 2,000

Change-2,000 (-100%)

Value$0 (-$51.0K)

Filed 2026-10-20

Axiom Investment Management LLC

CLOSED

Shares0 from 919

Change-919 (-100%)

Value$0 (-$23.4K)

Filed 2026-11-03

International Assets Investment Management, LLC

CLOSED

Shares0 from 300

Change-300 (-100%)

Value$0 (-$7.6K)

Filed 2026-11-02

Highline Wealth Partners LLC

CLOSED

Shares0 from 125

Change-125 (-100%)

Value$0 (-$3.2K)

Filed 2026-10-19

UBS Group AG

N/A

Shares— from 819,905

Change-819,905 (-100%)

Value—

Captrust Financial Advisors

N/A

Shares— from 545,914

Change-545,914 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 477,050

Change-477,050 (-100%)

Value—

Invesco Ltd.

N/A

Shares— from 369,672

Change-369,672 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 357,831

Change-357,831 (-100%)

Value—

Guggenheim Capital LLC

N/A

Shares— from 322,627

Change-322,627 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 314,635

Change-314,635 (-100%)

Value—

Bank of America Corp

N/A

Shares— from 273,076

Change-273,076 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 233,071

Change-233,071 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 158,719

Change-158,719 (-100%)

Value—

First Trust Advisors LP

N/A

Shares— from 156,601

Change-156,601 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 152,788

Change-152,788 (-100%)

Value—

Stifel Financial Corp

N/A

Shares— from 128,736

Change-128,736 (-100%)

Value—

Janney Montgomery Scott LLC

N/A

Shares— from 88,672

Change-88,672 (-100%)

Value—

Sanctuary Advisors, LLC

N/A

Shares— from 54,147

Change-54,147 (-100%)

Value—

&partners

N/A

Shares— from 40,789

Change-40,789 (-100%)

Value—

Advisors Asset Management, Inc.

N/A

Shares— from 36,536

Change-36,536 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 35,443

Change-35,443 (-100%)

Value—

World Investment Advisors

N/A

Shares— from 30,895

Change-30,895 (-100%)

Value—

Ameriprise Financial Inc

N/A

Shares— from 26,310

Change-26,310 (-100%)

Value—

Cerity Partners LLC

N/A

Shares— from 24,927

Change-24,927 (-100%)

Value—

Private Advisor Group, LLC

N/A

Shares— from 22,266

Change-22,266 (-100%)

Value—

Savvy Advisors, Inc.

N/A

Shares— from 21,541

Change-21,541 (-100%)

Value—

Mutual Advisors, LLC

N/A

Shares— from 21,533

Change-21,533 (-100%)

Value—

Beacon Pointe Advisors, LLC

N/A

Shares— from 15,516

Change-15,516 (-100%)

Value—

Abbot Financial Management, Inc.

N/A

Shares— from 15,470

Change-15,470 (-100%)

Value—

MML Investors Services, LLC

N/A

Shares— from 15,195

Change-15,195 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 14,400

Change-14,400 (-100%)

Value—

Benjamin Edwards Inc

N/A

Shares— from 14,333

Change-14,333 (-100%)

Value—

PFG Investments, LLC

N/A

Shares— from 13,195

Change-13,195 (-100%)

Value—

Geneos Wealth Management Inc.

N/A

Shares— from 10,950

Change-10,950 (-100%)

Value—

Northwestern Mutual Wealth Management Co

N/A

Shares— from 10,000

Change-10,000 (-100%)

Value—

MAI Capital Management

N/A

Shares— from 10,000

Change-10,000 (-100%)

Value—

HighTower Advisors, LLC

N/A

Shares— from 9,712

Change-9,712 (-100%)

Value—

XTX Topco Ltd

N/A

Shares— from 9,018

Change-9,018 (-100%)

Value—

Silver OAK Securities, Incorporated

N/A

Shares— from 8,872

Change-8,872 (-100%)

Value—

Ausdal Financial Partners, Inc.

N/A

Shares— from 8,844

Change-8,844 (-100%)

Value—

Advisory Services Network, LLC

N/A

Shares— from 8,664

Change-8,664 (-100%)

Value—

Wellington-Altus USA Inc.

N/A

Shares— from 7,810

Change-7,810 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 5,249

Change-5,249 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 3,442

Change-3,442 (-100%)

Value—

ST Germain D J Co Inc

N/A

Shares— from 1,917

Change-1,917 (-100%)

Value—

Global Retirement Partners, LLC

N/A

Shares— from 1,667

Change-1,667 (-100%)

Value—

Ameriflex Group, Inc.

N/A

Shares— from 500

Change-500 (-100%)

Value—

Harbour Investments, Inc.

N/A

Shares— from 500

Change-500 (-100%)

Value—

Arax Advisory Partners

N/A

Shares— from 201

Change-201 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 42

Change-42 (-100%)

Value—

	Status
LPL Financial LLC	DECREASED	313,320	374,648	-61,328	-16%	$9.5M	$6.9M	-$2.6M	2026-11-06
Live Oak Private Wealth LLC	UNCHANGED	102,602	102,602	0	0%	$2.6M	$2.3M	-$339.6K	2026-11-02
Central Trust Co	UNCHANGED	82,510	82,510	0	0%	$2.1M	$1.8M	-$273.1K	2026-11-05
Hennion & Walsh Asset Management, Inc.	INCREASED	79,650	43,996	+35,654	+81%	$1.1M	$1.8M	+$645.2K	2026-10-13
Indivisible Partners	DECREASED	57,137	59,377	-2,240	-4%	$1.5M	$1.3M	-$246.2K	2026-10-26
Concurrent Investment Advisors, LLC	INCREASED	54,099	9,980	+44,119	+442%	$254.4K	$1.2M	+$945.5K	2026-10-16
Welch & Forbes LLC	UNCHANGED	50,000	50,000	0	0%	$1.3M	$1.1M	-$165.5K	2026-11-04
Shaker Financial Services, LLC	NEW	47,893	—	+47,893	—	—	$1.1M	—	2026-10-14
Samalin Investment Counsel, LLC	INCREASED	47,337	46,519	+818	+2%	$1.2M	$1.0M	-$135.8K	2026-10-23
Wealth Enhancement Advisory Services, LLC	INCREASED	38,464	32,431	+6,033	+19%	$839.0K	$858.1K	+$19.1K	2026-10-13
Spire Wealth Management	INCREASED	35,734	35,686	+48	+0%	$909.6K	$792.6K	-$117.1K	2026-10-30
Commonwealth Equity Services, LLC	INCREASED	29,288	28,723	+565	+2%	$732.2K	$649.6K	-$82.5K	2026-11-02
PMG Family Office LLC	INCREASED	29,215	29,205	+10	+0%	$744.4K	$648.0K	-$96.4K	2026-10-19
Diesslin Group, Inc.	DECREASED	29,185	30,554	-1,369	-4%	$778.8K	$647.3K	-$131.5K	2026-10-14
First National Bank of Mount Dora, Trust Investment Services	UNCHANGED	27,800	27,800	0	0%	$708.6K	$616.6K	-$92.0K	2026-10-21
MRA Advisory Group	INCREASED	27,586	27,579	+7	+0%	$703.0K	$611.9K	-$91.1K	2026-10-07
Investment Management Trust, LLC	INCREASED	22,339	21,911	+428	+2%	$558.5K	$495.5K	-$63.0K	2026-11-05
Cambridge Investment Research Advisors, Inc.	INCREASED	21,360	21,227	+133	+1%	$541.0K	$474.0K	-$67.0K	2026-11-02
Nations Financial Group Inc,	INCREASED	19,937	19,565	+372	+2%	$498.7K	$442.2K	-$56.5K	2026-11-05
Founders Financial Securities LLC	DECREASED	17,725	18,665	-940	-5%	$475.8K	$393.1K	-$82.6K	2026-10-28
Sowell Financial Services LLC	INCREASED	13,282	13,224	+58	+0%	$337.1K	$294.6K	-$42.5K	2026-10-23
Mezzasalma Advisors, LLC	INCREASED	13,241	12,987	+254	+2%	$331.0K	$293.7K	-$37.4K	2026-10-14
Lido Advisors, LLC	DECREASED	12,635	12,667	-32	0%	$322.9K	$280.2K	-$42.6K	2026-11-04
Conning Inc.	UNCHANGED	11,150	11,150	0	0%	$284.2K	$247.3K	-$36.9K	2026-10-27
B. Riley Wealth Advisors, Inc.	INCREASED	10,432	10,220	+212	+2%	$263.5K	$231.4K	-$32.1K	2026-10-13
Savant Capital, LLC	NEW	10,207	—	+10,207	—	—	$226.4K	—	2026-11-06
Powell Investment Advisors, LLC	UNCHANGED	10,100	10,100	0	0%	$257.4K	$224.0K	-$33.4K	2026-10-22
Creative Planning	INCREASED	10,032	8,737	+1,295	+15%	$222.7K	$222.5K	-$187	2026-11-02
SMH Capital Advisors Inc	INCREASED	9,406	9,128	+278	+3%	$232.7K	$208.6K	-$24.1K	2026-10-29
Allworth Financial LP	UNCHANGED	4,223	4,223	0	0%	$107.6K	$107.6K	$0	2026-11-06
Lanark Financial, Inc.	INCREASED	4,026	4,025	+1	+0%	$102.6K	$89.3K	-$13.3K	2026-10-26
Wolverine Asset Management LLC	NEW	3,832	—	+3,832	—	—	$85.0K	—	2026-11-02
Fifth Third Bancorp	UNCHANGED	3,200	3,200	0	0%	$81.6K	$71.0K	-$10.6K	2026-11-05
PNC Financial Services Group, Inc.	UNCHANGED	2,794	2,794	0	0%	$71.2K	$62.0K	-$9.3K	2026-11-06
Oakworth Capital, Inc.	UNCHANGED	1,500	1,500	0	0%	$38.2K	$33.3K	-$5.0K	2026-10-26
North Star Investment Management Corp.	UNCHANGED	1,000	1,000	0	0%	$25.5K	$22.2K	-$3.3K	2026-10-27
Parallel Advisors, LLC	NEW	950	—	+950	—	—	$21.1K	—	2026-11-03
Bayban	UNCHANGED	948	948	0	0%	$24.2K	$24.2K	$0	2026-11-05
Eastern Bank	NEW	650	—	+650	—	—	$14.4K	—	2026-10-05
Creative Financial Designs Inc	UNCHANGED	600	600	0	0%	$15.3K	$13.3K	-$2.0K	2026-11-04
Larson Financial Group LLC	NEW	400	—	+400	—	—	$8.9K	—	2026-11-05
Farther Finance Advisors, LLC	INCREASED	285	282	+3	+1%	$7.2K	$6.3K	-$876	2026-10-08
Assetmark, Inc	DECREASED	248	682	-434	-64%	$17.4K	$5.5K	-$11.9K	2026-10-21
Kennebec Savings Bank	UNCHANGED	200	200	0	0%	$5.1K	$4.4K	-$662	2026-10-22
JFS Wealth Advisors, LLC	UNCHANGED	66	66	0	0%	$1.7K	$1.5K	-$219	2026-11-03
Institute for Wealth Management, Llc.	CLOSED	0	8,954	-8,954	-100%	$228.2K	$0	-$228.2K	2026-11-06
WealthTrust Asset Management, LLC	CLOSED	0	8,588	-8,588	-100%	$218.9K	$0	-$218.9K	2026-10-22
Kestra Advisory Services, LLC	CLOSED	0	8,535	-8,535	-100%	$217.6K	$0	-$217.6K	2026-11-02
Todd Wealth Management, LLC	CLOSED	0	8,449	-8,449	-100%	$215.4K	$0	-$215.4K	2026-10-19
First Horizon Corp	CLOSED	0	2,470	-2,470	-100%	$63.0K	$0	-$63.0K	2026-10-26
Private Trust Co NA	CLOSED	0	2,000	-2,000	-100%	$51.0K	$0	-$51.0K	2026-10-20
Axiom Investment Management LLC	CLOSED	0	919	-919	-100%	$23.4K	$0	-$23.4K	2026-11-03
International Assets Investment Management, LLC	CLOSED	0	300	-300	-100%	$7.6K	$0	-$7.6K	2026-11-02
Highline Wealth Partners LLC	CLOSED	0	125	-125	-100%	$3.2K	$0	-$3.2K	2026-10-19
UBS Group AG	N/A	—	819,905	-819,905	-100%	$20.9M	—	—	—
Captrust Financial Advisors	N/A	—	545,914	-545,914	-100%	$13.9M	—	—	—
Morgan Stanley	N/A	—	477,050	-477,050	-100%	$12.2M	—	—	—
Invesco Ltd.	N/A	—	369,672	-369,672	-100%	$9.4M	—	—	—
Raymond James Financial Inc	N/A	—	357,831	-357,831	-100%	$9.1M	—	—	—
Guggenheim Capital LLC	N/A	—	322,627	-322,627	-100%	$8.2M	—	—	—
Wells Fargo & Company	N/A	—	314,635	-314,635	-100%	$8.0M	—	—	—
Bank of America Corp	N/A	—	273,076	-273,076	-100%	$7.0M	—	—	—
Cetera Investment Advisers	N/A	—	233,071	-233,071	-100%	$5.9M	—	—	—
Royal Bank of Canada	N/A	—	158,719	-158,719	-100%	$4.0M	—	—	—
First Trust Advisors LP	N/A	—	156,601	-156,601	-100%	$4.0M	—	—	—
Osaic Holdings, Inc.	N/A	—	152,788	-152,788	-100%	$3.9M	—	—	—
Stifel Financial Corp	N/A	—	128,736	-128,736	-100%	$3.3M	—	—	—
Janney Montgomery Scott LLC	N/A	—	88,672	-88,672	-100%	$2.3M	—	—	—
Sanctuary Advisors, LLC	N/A	—	54,147	-54,147	-100%	$1.4M	—	—	—
&partners	N/A	—	40,789	-40,789	-100%	$1.0M	—	—	—
Advisors Asset Management, Inc.	N/A	—	36,536	-36,536	-100%	$931.3K	—	—	—
Envestnet Asset Management Inc	N/A	—	35,443	-35,443	-100%	$903.4K	—	—	—
World Investment Advisors	N/A	—	30,895	-30,895	-100%	$765.3K	—	—	—
Ameriprise Financial Inc	N/A	—	26,310	-26,310	-100%	$670.7K	—	—	—
Cerity Partners LLC	N/A	—	24,927	-24,927	-100%	$635.4K	—	—	—
Private Advisor Group, LLC	N/A	—	22,266	-22,266	-100%	$567.6K	—	—	—
Savvy Advisors, Inc.	N/A	—	21,541	-21,541	-100%	$549.1K	—	—	—
Mutual Advisors, LLC	N/A	—	21,533	-21,533	-100%	$548.9K	—	—	—
Beacon Pointe Advisors, LLC	N/A	—	15,516	-15,516	-100%	$395.5K	—	—	—
Abbot Financial Management, Inc.	N/A	—	15,470	-15,470	-100%	$394.3K	—	—	—
MML Investors Services, LLC	N/A	—	15,195	-15,195	-100%	$387.3K	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	14,400	-14,400	-100%	$367.1K	—	—	—
Benjamin Edwards Inc	N/A	—	14,333	-14,333	-100%	$365.3K	—	—	—
PFG Investments, LLC	N/A	—	13,195	-13,195	-100%	$336.3K	—	—	—
Geneos Wealth Management Inc.	N/A	—	10,950	-10,950	-100%	$279.1K	—	—	—
Northwestern Mutual Wealth Management Co	N/A	—	10,000	-10,000	-100%	$254.9K	—	—	—
MAI Capital Management	N/A	—	10,000	-10,000	-100%	$254.9K	—	—	—
HighTower Advisors, LLC	N/A	—	9,712	-9,712	-100%	$247.6K	—	—	—
XTX Topco Ltd	N/A	—	9,018	-9,018	-100%	$229.9K	—	—	—
Silver OAK Securities, Incorporated	N/A	—	8,872	-8,872	-100%	$226.2K	—	—	—
Ausdal Financial Partners, Inc.	N/A	—	8,844	-8,844	-100%	$225.4K	—	—	—
Advisory Services Network, LLC	N/A	—	8,664	-8,664	-100%	$220.8K	—	—	—
Wellington-Altus USA Inc.	N/A	—	7,810	-7,810	-100%	$193.5K	—	—	—
NewEdge Advisors, LLC	N/A	—	5,249	-5,249	-100%	$133.8K	—	—	—
Rockefeller Capital Management L.P.	N/A	—	3,442	-3,442	-100%	$87.7K	—	—	—
ST Germain D J Co Inc	N/A	—	1,917	-1,917	-100%	$48.9K	—	—	—
Global Retirement Partners, LLC	N/A	—	1,667	-1,667	-100%	$42.5K	—	—	—
Ameriflex Group, Inc.	N/A	—	500	-500	-100%	$12.7K	—	—	—
Harbour Investments, Inc.	N/A	—	500	-500	-100%	$12.7K	—	—	—
Arax Advisory Partners	N/A	—	201	-201	-100%	$5.1K	—	—	—
JPMorgan Chase & Co	N/A	—	42	-42	-100%	$1.1K	—	—	—

Showing 101 of 101 institutions