Harris & Harris Group Inc

Q3 2016 vs Q4 2016

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

Sort by

Ariel Investments, LLC

INCREASED

Shares5,282,791 from 4,883,158

Change+399,633 (+8%)

Value$7.3K (+$502)

Filed 2017-02-14

Financial & Investment Management Group LTD

INCREASED

Shares1,777,181 from 1,385,168

Change+392,013 (+28%)

Value$2.5K (+$528)

Filed 2017-01-23

Financial Consulate, Inc

DECREASED

Shares1,065,979 from 1,279,914

Change-213,935 (-17%)

Value$1.5K (-$308)

Filed 2017-01-30

Ancora Advisors LLCA

INCREASED

Shares910,021 from 596,021

Change+314,000 (+53%)

Value$1.3K (+$428)

Filed 2017-02-14

New York State Common Retirement Fund

INCREASED

Shares818,599 from 655,196

Change+163,403 (+25%)

Value$1.1K (+$226)

Filed 2017-02-13

Granahan Investment Management, LLC

DECREASED

Shares259,437 from 1,171,760

Change-912,323 (-78%)

Value$358 (-$1.3K)

Filed 2017-02-14

Shufro Rose & Co LLC

INCREASED

Shares98,500 from 88,500

Change+10,000 (+11%)

Value$136 (+$13)

Filed 2017-02-08

Round Table Services, LLC

INCREASED

Shares90,302 from 39,141

Change+51,161 (+131%)

Value$125 (+$71)

Filed 2017-01-26

Legal & General Group Plc

UNCHANGED

Shares61,109 from 61,109

Change0 (0%)

Value$85 ($0)

Filed 2017-02-13

California Public Employees Retirement System

UNCHANGED

Shares52,700 from 52,700

Change0 (0%)

Value$73 ($0)

Filed 2017-02-10

United Services Automobile Association

DECREASED

Shares39,616 from 178,416

Change-138,800 (-78%)

Value$55 (-$191)

Filed 2017-02-13

Ameriprise Financial Inc

NEW

Shares30,202

Change+30,202

Value$42

Filed 2017-02-03

ICM Asset Management Inc

UNCHANGED

Shares22,185 from 22,185

Change0 (0%)

Value$31 ($0)

Filed 2017-03-13

HighTower Advisors, LLC

INCREASED

Shares20,800 from 17,300

Change+3,500 (+20%)

Value$29 (+$5)

Filed 2017-02-10

KCG Holdings, Inc.

INCREASED

Shares18,196 from 14,374

Change+3,822 (+27%)

Value$25 (+$5)

Filed 2017-02-10

Guggenheim Capital LLC

UNCHANGED

Shares17,271 from 17,271

Change0 (0%)

Value$24 ($0)

Filed 2017-02-14

Geode Capital Management, LLC

INCREASED

Shares15,110 from 14,806

Change+304 (+2%)

Value$20 ($0)

Filed 2017-02-14

UBS Group AG

DECREASED

Shares15,100 from 15,151

Change-51 (0%)

Value$21 ($0)

Filed 2017-02-14

Cutler Group LP

DECREASED

Shares14,703 from 16,404

Change-1,701 (-10%)

Value$20 (-$2)

Filed 2017-01-12

Morgan Stanley

DECREASED

Shares13,615 from 29,950

Change-16,335 (-55%)

Value$19 (-$23)

Filed 2017-02-22

Goldman Sachs Group Inc

DECREASED

Shares11,965 from 12,490

Change-525 (-4%)

Value$17 ($0)

Filed 2017-02-14

Cambridge Investment Research Advisors, Inc.

UNCHANGED

Shares10,325 from 10,325

Change0 (0%)

Value$14 ($0)

Filed 2017-02-13

Royal Bank of Canada

NEW

Shares2,576

Change+2,576

Value$4

Filed 2017-02-14

Hartford Financial Management Inc.

UNCHANGED

Shares2,200 from 2,200

Change0 (0%)

Value$3 ($0)

Filed 2017-02-13

Manufacturers Life Insurance Company, the

UNCHANGED

Shares1,138 from 1,138

Change0 (0%)

Value$2 ($0)

Filed 2017-02-14

Citigroup Inc

UNCHANGED

Shares665 from 665

Change0 (0%)

Value$1 ($0)

Filed 2017-02-10

Creative Planning

INCREASED

Shares600 from 100

Change+500 (+500%)

Value$1 (+$1)

Filed 2017-01-09

Blume Capital Management, Inc.

UNCHANGED

Shares600 from 600

Change0 (0%)

Value$1 ($0)

Filed 2017-01-30

Tower Research Capital LLC (TRC)

DECREASED

Shares523 from 7,979

Change-7,456 (-93%)

Value$1 (-$10)

Filed 2017-02-03

JPMorgan Chase & Co

NEW

Shares500

Change+500

Value$1

Filed 2017-02-06

Wells Fargo & Company

UNCHANGED

Shares121 from 121

Change0 (0%)

Value$0 ($0)

Filed 2017-02-01

Ladenburg Thalmann Financial Services Inc

UNCHANGED

Shares100 from 100

Change0 (0%)

Value$0 ($0)

Filed 2017-02-14

Bank of America Corp

UNCHANGED

Shares100 from 100

Change0 (0%)

Value$0 ($0)

Filed 2017-02-14

MetLife Securities, Inc

UNCHANGED

Shares35 from 35

Change0 (0%)

Value$0 ($0)

Filed 2017-01-13

Condor Capital Management

CLOSED

Shares0 from 56,940

Change-56,940 (-100%)

Value$0 (-$79)

Filed 2017-02-07

Princeton Capital Management Inc

CLOSED

Shares0 from 42,600

Change-42,600 (-100%)

Value$0 (-$59)

Filed 2017-02-02

Neuberger Berman Group LLC

CLOSED

Shares0 from 10,750

Change-10,750 (-100%)

Value$0 (-$15)

Filed 2017-02-06

Clifford Swan Investment Counsel LLC

CLOSED

Shares0 from 10,000

Change-10,000 (-100%)

Value$0 (-$14)

Filed 2017-02-06

Group One Trading LLC

CLOSED

Shares0 from 1,069

Change-1,069 (-100%)

Value$0 (-$1)

Filed 2017-02-15

Lone Star Value Management LLC

N/A

Shares— from 850,000

Change-850,000 (-100%)

Value—

	Status
Ariel Investments, LLC	INCREASED	5,282,791	4,883,158	+399,633	+8%	$6.8K	$7.3K	+$502	2017-02-14
Financial & Investment Management Group LTD	INCREASED	1,777,181	1,385,168	+392,013	+28%	$1.9K	$2.5K	+$528	2017-01-23
Financial Consulate, Inc	DECREASED	1,065,979	1,279,914	-213,935	-17%	$1.8K	$1.5K	-$308	2017-01-30
Ancora Advisors LLCA	INCREASED	910,021	596,021	+314,000	+53%	$828	$1.3K	+$428	2017-02-14
New York State Common Retirement Fund	INCREASED	818,599	655,196	+163,403	+25%	$904	$1.1K	+$226	2017-02-13
Granahan Investment Management, LLC	DECREASED	259,437	1,171,760	-912,323	-78%	$1.6K	$358	-$1.3K	2017-02-14
Shufro Rose & Co LLC	INCREASED	98,500	88,500	+10,000	+11%	$123	$136	+$13	2017-02-08
Round Table Services, LLC	INCREASED	90,302	39,141	+51,161	+131%	$54	$125	+$71	2017-01-26
Legal & General Group Plc	UNCHANGED	61,109	61,109	0	0%	$85	$85	$0	2017-02-13
California Public Employees Retirement System	UNCHANGED	52,700	52,700	0	0%	$73	$73	$0	2017-02-10
United Services Automobile Association	DECREASED	39,616	178,416	-138,800	-78%	$246	$55	-$191	2017-02-13
Ameriprise Financial Inc	NEW	30,202	—	+30,202	—	—	$42	—	2017-02-03
ICM Asset Management Inc	UNCHANGED	22,185	22,185	0	0%	$31	$31	$0	2017-03-13
HighTower Advisors, LLC	INCREASED	20,800	17,300	+3,500	+20%	$24	$29	+$5	2017-02-10
KCG Holdings, Inc.	INCREASED	18,196	14,374	+3,822	+27%	$20	$25	+$5	2017-02-10
Guggenheim Capital LLC	UNCHANGED	17,271	17,271	0	0%	$24	$24	$0	2017-02-14
Geode Capital Management, LLC	INCREASED	15,110	14,806	+304	+2%	$20	$20	$0	2017-02-14
UBS Group AG	DECREASED	15,100	15,151	-51	0%	$21	$21	$0	2017-02-14
Cutler Group LP	DECREASED	14,703	16,404	-1,701	-10%	$22	$20	-$2	2017-01-12
Morgan Stanley	DECREASED	13,615	29,950	-16,335	-55%	$42	$19	-$23	2017-02-22
Goldman Sachs Group Inc	DECREASED	11,965	12,490	-525	-4%	$17	$17	$0	2017-02-14
Cambridge Investment Research Advisors, Inc.	UNCHANGED	10,325	10,325	0	0%	$14	$14	$0	2017-02-13
Royal Bank of Canada	NEW	2,576	—	+2,576	—	—	$4	—	2017-02-14
Hartford Financial Management Inc.	UNCHANGED	2,200	2,200	0	0%	$3	$3	$0	2017-02-13
Manufacturers Life Insurance Company, the	UNCHANGED	1,138	1,138	0	0%	$2	$2	$0	2017-02-14
Citigroup Inc	UNCHANGED	665	665	0	0%	$1	$1	$0	2017-02-10
Creative Planning	INCREASED	600	100	+500	+500%	$0	$1	+$1	2017-01-09
Blume Capital Management, Inc.	UNCHANGED	600	600	0	0%	$1	$1	$0	2017-01-30
Tower Research Capital LLC (TRC)	DECREASED	523	7,979	-7,456	-93%	$11	$1	-$10	2017-02-03
JPMorgan Chase & Co	NEW	500	—	+500	—	—	$1	—	2017-02-06
Wells Fargo & Company	UNCHANGED	121	121	0	0%	$0	$0	$0	2017-02-01
Ladenburg Thalmann Financial Services Inc	UNCHANGED	100	100	0	0%	$0	$0	$0	2017-02-14
Bank of America Corp	UNCHANGED	100	100	0	0%	$0	$0	$0	2017-02-14
MetLife Securities, Inc	UNCHANGED	35	35	0	0%	$0	$0	$0	2017-01-13
Condor Capital Management	CLOSED	0	56,940	-56,940	-100%	$79	$0	-$79	2017-02-07
Princeton Capital Management Inc	CLOSED	0	42,600	-42,600	-100%	$59	$0	-$59	2017-02-02
Neuberger Berman Group LLC	CLOSED	0	10,750	-10,750	-100%	$15	$0	-$15	2017-02-06
Clifford Swan Investment Counsel LLC	CLOSED	0	10,000	-10,000	-100%	$14	$0	-$14	2017-02-06
Group One Trading LLC	CLOSED	0	1,069	-1,069	-100%	$1	$0	-$1	2017-02-15
Lone Star Value Management LLC	N/A	—	850,000	-850,000	-100%	$1.2K	—	—	—

Showing 40 of 40 institutions