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Hartford Schroders TAX Aware (HTAB)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
CPC Advisors, LLC
DECREASED
Shares2,009,081 from 2,149,572
Change-140,491 (-7%)
Value$35.9M (-$5.3M)
Filed 2026-10-21
Truist Financial Corp
INCREASED
Shares833,224 from 314,986
Change+518,238 (+165%)
Value$14.9M (+$8.9M)
Filed 2026-10-30
Capital Asset Advisory Services LLC
DECREASED
Shares204,473 from 247,337
Change-42,864 (-17%)
Value$3.7M (-$996.5K)
Filed 2026-10-30
Wealthcare Advisory Partners LLC
DECREASED
Shares158,548 from 186,550
Change-28,002 (-15%)
Value$2.8M (-$742.0K)
Filed 2026-10-21
Kestra Advisory Services, LLC
INCREASED
Shares104,247 from 98,288
Change+5,959 (+6%)
Value$1.9M (-$26.6K)
Filed 2026-11-02
LifeGoal Investments, LLC
INCREASED
Shares49,896 from 25,392
Change+24,504 (+97%)
Value$892.6K (+$405.6K)
Filed 2026-10-09
Bank of New York Mellon Corp
DECREASED
Shares47,180 from 2,085,861
Change-2,038,681 (-98%)
Value$844.1K (-$39.2M)
Filed 2026-11-05
StoneX Group Inc.
NEW
Shares40,758
Change+40,758
Value$745.2K
Filed 2026-11-03
Davenport & Co LLC
INCREASED
Shares31,790 from 31,190
Change+600 (+2%)
Value$568.7K (-$29.6K)
Filed 2026-10-14
Leelyn Smith, LLC
INCREASED
Shares29,377 from 28,732
Change+645 (+2%)
Value$525.6K (-$25.6K)
Filed 2026-11-03
USAdvisors Wealth Management, LLC
INCREASED
Shares27,008 from 25,082
Change+1,926 (+8%)
Value$483.0K (+$2.0K)
Filed 2026-10-21
Patriot Financial Group Insurance Agency, LLC
DECREASED
Shares24,746 from 30,771
Change-6,025 (-20%)
Value$442.7K (-$147.5K)
Filed 2026-10-14
Opal Wealth Advisors, LLC
INCREASED
Shares20,289 from 18,555
Change+1,734 (+9%)
Value$363.0K (+$7.0K)
Filed 2026-10-16
Commonwealth Equity Services, LLC
DECREASED
Shares14,811 from 18,986
Change-4,175 (-22%)
Value$265.0K (-$99.2K)
Filed 2026-11-02
Fermata Advisors, LLC
UNCHANGED
Shares11,631 from 11,631
Change0 (0%)
Value$208.1K (-$15.0K)
Filed 2026-10-13
Westside Investment Management, Inc.
UNCHANGED
Shares2,000 from 2,000
Change0 (0%)
Value$35.8K (-$2.6K)
Filed 2026-11-02
Nova Financial LLC
NEW
Shares377
Change+377
Value$6.7K
Filed 2026-11-04
Axxcess Wealth Management, LLC
CLOSED
Shares0 from 264,611
Change-264,611 (-100%)
Value$0 (-$5.1M)
Filed 2026-10-21
Stonebridge Financial Group, LLC
CLOSED
Shares0 from 32,116
Change-32,116 (-100%)
Value$0 (-$616.1K)
Filed 2026-10-01
Amplius Wealth Advisors, LLC
CLOSED
Shares0 from 13,579
Change-13,579 (-100%)
Value$0 (-$260.5K)
Filed 2026-10-20
Bank of America Corp
N/A
Shares— from 946,182
Change-946,182 (-100%)
Value—
LPL Financial LLC
N/A
Shares— from 925,807
Change-925,807 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 924,489
Change-924,489 (-100%)
Value—
Northwestern Mutual Wealth Management Co
N/A
Shares— from 749,155
Change-749,155 (-100%)
Value—
Jones Financial Companies Lllp
N/A
Shares— from 669,960
Change-669,960 (-100%)
Value—
Wealthspire Advisors, LLC
N/A
Shares— from 538,467
Change-538,467 (-100%)
Value—
Yarger Wealth Strategies, LLC
N/A
Shares— from 480,097
Change-480,097 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 322,980
Change-322,980 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 319,584
Change-319,584 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 178,640
Change-178,640 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 163,103
Change-163,103 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 114,260
Change-114,260 (-100%)
Value—
Element Wealth, LLC
N/A
Shares— from 95,621
Change-95,621 (-100%)
Value—
IAG Wealth Partners, LLC
N/A
Shares— from 86,184
Change-86,184 (-100%)
Value—
Natixis Advisors, LLC
N/A
Shares— from 66,362
Change-66,362 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 41,474
Change-41,474 (-100%)
Value—
Arete Wealth Advisors, LLC
N/A
Shares— from 26,418
Change-26,418 (-100%)
Value—
&partners
N/A
Shares— from 25,848
Change-25,848 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 24,760
Change-24,760 (-100%)
Value—
West Michigan Advisors, LLC
N/A
Shares— from 24,105
Change-24,105 (-100%)
Value—
Keystone Financial Services, LLC
N/A
Shares— from 17,606
Change-17,606 (-100%)
Value—
Old Mission Capital LLC
N/A
Shares— from 17,112
Change-17,112 (-100%)
Value—
HighTower Advisors, LLC
N/A
Shares— from 15,817
Change-15,817 (-100%)
Value—
MML Investors Services, LLC
N/A
Shares— from 12,832
Change-12,832 (-100%)
Value—
Equitable Holdings, Inc.
N/A
Shares— from 10,994
Change-10,994 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 7,202
Change-7,202 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 6,038
Change-6,038 (-100%)
Value—
PlanVest Financial, Inc
N/A
Shares— from 3,668
Change-3,668 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 3,080
Change-3,080 (-100%)
Value—
Status
CPC Advisors, LLC
DECREASED2,009,0812,149,572-140,491-7%$41.2M$35.9M-$5.3M2026-10-21
Truist Financial Corp
INCREASED833,224314,986+518,238+165%$6.0M$14.9M+$8.9M2026-10-30
Capital Asset Advisory Services LLC
DECREASED204,473247,337-42,864-17%$4.7M$3.7M-$996.5K2026-10-30
Wealthcare Advisory Partners LLC
DECREASED158,548186,550-28,002-15%$3.6M$2.8M-$742.0K2026-10-21
Kestra Advisory Services, LLC
INCREASED104,24798,288+5,959+6%$1.9M$1.9M-$26.6K2026-11-02
LifeGoal Investments, LLC
INCREASED49,89625,392+24,504+97%$487.1K$892.6K+$405.6K2026-10-09
Bank of New York Mellon Corp
DECREASED47,1802,085,861-2,038,681-98%$40.0M$844.1K-$39.2M2026-11-05
StoneX Group Inc.
NEW40,758—+40,758——$745.2K—2026-11-03
Davenport & Co LLC
INCREASED31,79031,190+600+2%$598.3K$568.7K-$29.6K2026-10-14
Leelyn Smith, LLC
INCREASED29,37728,732+645+2%$551.1K$525.6K-$25.6K2026-11-03
USAdvisors Wealth Management, LLC
INCREASED27,00825,082+1,926+8%$481.0K$483.0K+$2.0K2026-10-21
Patriot Financial Group Insurance Agency, LLC
DECREASED24,74630,771-6,025-20%$590.3K$442.7K-$147.5K2026-10-14
Opal Wealth Advisors, LLC
INCREASED20,28918,555+1,734+9%$355.9K$363.0K+$7.0K2026-10-16
Commonwealth Equity Services, LLC
DECREASED14,81118,986-4,175-22%$364.2K$265.0K-$99.2K2026-11-02
Fermata Advisors, LLC
UNCHANGED11,63111,63100%$223.1K$208.1K-$15.0K2026-10-13
Westside Investment Management, Inc.
UNCHANGED2,0002,00000%$38.4K$35.8K-$2.6K2026-11-02
Nova Financial LLC
NEW377—+377——$6.7K—2026-11-04
Axxcess Wealth Management, LLC
CLOSED0264,611-264,611-100%$5.1M$0-$5.1M2026-10-21
Stonebridge Financial Group, LLC
CLOSED032,116-32,116-100%$616.1K$0-$616.1K2026-10-01
Amplius Wealth Advisors, LLC
CLOSED013,579-13,579-100%$260.5K$0-$260.5K2026-10-20
Bank of America Corp
N/A—946,182-946,182-100%$18.1M———
LPL Financial LLC
N/A—925,807-925,807-100%$17.8M———
Raymond James Financial Inc
N/A—924,489-924,489-100%$17.7M———
Northwestern Mutual Wealth Management Co
N/A—749,155-749,155-100%$14.4M———
Jones Financial Companies Lllp
N/A—669,960-669,960-100%$12.9M———
Wealthspire Advisors, LLC
N/A—538,467-538,467-100%$10.3M———
Yarger Wealth Strategies, LLC
N/A—480,097-480,097-100%$9.2M———
Envestnet Asset Management Inc
N/A—322,980-322,980-100%$6.2M———
Cetera Investment Advisers
N/A—319,584-319,584-100%$6.1M———
Jane Street Group, LLC
N/A—178,640-178,640-100%$3.4M———
Osaic Holdings, Inc.
N/A—163,103-163,103-100%$3.1M———
Royal Bank of Canada
N/A—114,260-114,260-100%$2.2M———
Element Wealth, LLC
N/A—95,621-95,621-100%$1.8M———
IAG Wealth Partners, LLC
N/A—86,184-86,184-100%$1.7M———
Natixis Advisors, LLC
N/A—66,362-66,362-100%$1.3M———
Stifel Financial Corp
N/A—41,474-41,474-100%$795.6K———
Arete Wealth Advisors, LLC
N/A—26,418-26,418-100%$506.7K———
&partners
N/A—25,848-25,848-100%$495.8K———
Harbour Investments, Inc.
N/A—24,760-24,760-100%$474.9K———
West Michigan Advisors, LLC
N/A—24,105-24,105-100%$463.9K———
Keystone Financial Services, LLC
N/A—17,606-17,606-100%$337.7K———
Old Mission Capital LLC
N/A—17,112-17,112-100%$328.2K———
HighTower Advisors, LLC
N/A—15,817-15,817-100%$303.4K———
MML Investors Services, LLC
N/A—12,832-12,832-100%$246.1K———
Equitable Holdings, Inc.
N/A—10,994-10,994-100%$210.9K———
Steward Partners Investment Advisory, LLC
N/A—7,202-7,202-100%$138.2K———
Rockefeller Capital Management L.P.
N/A—6,038-6,038-100%$115.8K———
PlanVest Financial, Inc
N/A—3,668-3,668-100%$70.4K———
Morgan Stanley
N/A—3,080-3,080-100%$59.1K———
Showing 49 of 49 institutions