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Hartford AAA CLO ETF (TRPA)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Schorn Wealth LLC
INCREASED
Shares648,989 from 641,399
Change+7,590 (+1%)
Value$25.2M (+$289.4K)
Filed 2026-10-14
Citigroup Inc
INCREASED
Shares173,241 from 16,067
Change+157,174 (+978%)
Value$6.7M (+$6.1M)
Filed 2026-11-04
Kestra Advisory Services, LLC
INCREASED
Shares126,463 from 124,731
Change+1,732 (+1%)
Value$4.9M (+$66.2K)
Filed 2026-11-02
Commonwealth Equity Services, LLC
DECREASED
Shares110,248 from 121,817
Change-11,569 (-9%)
Value$4.3M (-$450.5K)
Filed 2026-11-02
Convergence Financial, LLC
DECREASED
Shares91,498 from 192,686
Change-101,188 (-53%)
Value$3.6M (-$3.9M)
Filed 2026-10-27
Evergreen Capital Management LLC
DECREASED
Shares78,060 from 86,120
Change-8,060 (-9%)
Value$3.0M (-$316.8K)
Filed 2026-10-23
Flagship Harbor Advisors, LLC
INCREASED
Shares70,429 from 67,294
Change+3,135 (+5%)
Value$2.7M (+$121.2K)
Filed 2026-10-26
Truist Financial Corp
INCREASED
Shares15,139 from 15,057
Change+82 (+1%)
Value$588.1K (+$3.0K)
Filed 2026-10-30
Jacobi Capital Management LLC
NEW
Shares2,871
Change+2,871
Value$111.5K
Filed 2026-11-05
Private Trust Co NA
UNCHANGED
Shares500 from 500
Change0 (0%)
Value$19.4K (-$4)
Filed 2026-10-20
Axxcess Wealth Management, LLC
CLOSED
Shares0 from 6,392
Change-6,392 (-100%)
Value$0 (-$248.4K)
Filed 2026-10-21
Raymond James Financial Inc
N/A
Shares— from 199,971
Change-199,971 (-100%)
Value—
LPL Financial LLC
N/A
Shares— from 170,123
Change-170,123 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 96,736
Change-96,736 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 78,629
Change-78,629 (-100%)
Value—
ForthRight Wealth Management, LLC
N/A
Shares— from 65,034
Change-65,034 (-100%)
Value—
Jones Financial Companies Lllp
N/A
Shares— from 56,512
Change-56,512 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 48,006
Change-48,006 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 45,290
Change-45,290 (-100%)
Value—
Goldman Sachs Group Inc
N/A
Shares— from 38,730
Change-38,730 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 35,277
Change-35,277 (-100%)
Value—
Stratos Wealth Partners, Ltd.
N/A
Shares— from 31,981
Change-31,981 (-100%)
Value—
Aptus Capital Advisors, LLC
N/A
Shares— from 25,497
Change-25,497 (-100%)
Value—
Garden State Investment Advisory Services LLC
N/A
Shares— from 24,383
Change-24,383 (-100%)
Value—
Regal Investment Advisors LLC
N/A
Shares— from 17,765
Change-17,765 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 6,594
Change-6,594 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 3
Change-3 (-100%)
Value—
Status
Schorn Wealth LLC
INCREASED648,989641,399+7,590+1%$24.9M$25.2M+$289.4K2026-10-14
Citigroup Inc
INCREASED173,24116,067+157,174+978%$624.3K$6.7M+$6.1M2026-11-04
Kestra Advisory Services, LLC
INCREASED126,463124,731+1,732+1%$4.8M$4.9M+$66.2K2026-11-02
Commonwealth Equity Services, LLC
DECREASED110,248121,817-11,569-9%$4.7M$4.3M-$450.5K2026-11-02
Convergence Financial, LLC
DECREASED91,498192,686-101,188-53%$7.5M$3.6M-$3.9M2026-10-27
Evergreen Capital Management LLC
DECREASED78,06086,120-8,060-9%$3.4M$3.0M-$316.8K2026-10-23
Flagship Harbor Advisors, LLC
INCREASED70,42967,294+3,135+5%$2.6M$2.7M+$121.2K2026-10-26
Truist Financial Corp
INCREASED15,13915,057+82+1%$585.1K$588.1K+$3.0K2026-10-30
Jacobi Capital Management LLC
NEW2,871—+2,871——$111.5K—2026-11-05
Private Trust Co NA
UNCHANGED50050000%$19.4K$19.4K-$42026-10-20
Axxcess Wealth Management, LLC
CLOSED06,392-6,392-100%$248.4K$0-$248.4K2026-10-21
Raymond James Financial Inc
N/A—199,971-199,971-100%$7.8M———
LPL Financial LLC
N/A—170,123-170,123-100%$6.6M———
Royal Bank of Canada
N/A—96,736-96,736-100%$3.8M———
Osaic Holdings, Inc.
N/A—78,629-78,629-100%$3.1M———
ForthRight Wealth Management, LLC
N/A—65,034-65,034-100%$2.5M———
Jones Financial Companies Lllp
N/A—56,512-56,512-100%$2.2M———
Private Advisor Group, LLC
N/A—48,006-48,006-100%$1.9M———
Jane Street Group, LLC
N/A—45,290-45,290-100%$1.8M———
Goldman Sachs Group Inc
N/A—38,730-38,730-100%$1.5M———
Citadel Advisors LLC
N/A—35,277-35,277-100%$1.4M———
Stratos Wealth Partners, Ltd.
N/A—31,981-31,981-100%$1.2M———
Aptus Capital Advisors, LLC
N/A—25,497-25,497-100%$990.8K———
Garden State Investment Advisory Services LLC
N/A—24,383-24,383-100%$950.3K———
Regal Investment Advisors LLC
N/A—17,765-17,765-100%$690.3K———
Susquehanna International Group, LLP
N/A—6,594-6,594-100%$256.2K———
Morgan Stanley
N/A—3-3-100%$151———
Showing 27 of 27 institutions