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Helios Advantage Income FD I

Q1 2014 vs Q2 2014

Comparing institutional holders between quarters

Quarters

Q2 2014Q1 2014Q4 2013Q3 2013Q2 2013
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Horizon Kinetics LLC
DECREASED
Shares235,022 from 243,358
Change-8,336 (-3%)
Value$2.3K (+$40)
Filed 2014-08-14
Pine River Capital Management L.P.
DECREASED
Shares86,627 from 105,264
Change-18,637 (-18%)
Value$853 (-$132)
Filed 2015-02-13
UBS AG
INCREASED
Shares38,422 from 34,095
Change+4,327 (+13%)
Value$378 (+$59)
Filed 2014-08-14
Raymond James & Associates
DECREASED
Shares26,101 from 26,486
Change-385 (-1%)
Value$257 (+$9)
Filed 2014-08-13
First Allied Advisory Services, Inc.
DECREASED
Shares22,800 from 28,052
Change-5,252 (-19%)
Value$228 (-$34)
Filed 2014-08-14
Morgan Stanley
DECREASED
Shares5,983 from 10,153
Change-4,170 (-41%)
Value$59 (-$36)
Filed 2014-08-12
Benjamin F. Edwards & Company, Inc.
INCREASED
Shares3,575 from 1,700
Change+1,875 (+110%)
Value$35 (+$19)
Filed 2014-07-21
American International Group, Inc.
UNCHANGED
Shares2,000 from 2,000
Change0 (0%)
Value$19.7K (+$1.0K)
Filed 2014-08-08
Delta Asset Management LLC
UNCHANGED
Shares1,505 from 1,505
Change0 (0%)
Value$15 (+$1)
Filed 2014-07-22
Bank of America Corp
NEW
Shares1,035
Change+1,035
Value$10
Filed 2014-08-14
Hudock, Inc.
UNCHANGED
Shares896 from 896
Change0 (0%)
Value$9 (+$1)
Filed 2014-08-14
Wells Fargo & Company
DECREASED
Shares789 from 2,788
Change-1,999 (-72%)
Value$8 (-$18)
Filed 2014-08-29
Tower Research Capital LLC (TRC)
DECREASED
Shares610 from 843
Change-233 (-28%)
Value$6 (-$2)
Filed 2014-08-14
MetLife Securities, Inc
UNCHANGED
Shares600 from 600
Change0 (0%)
Value$6 ($0)
Filed 2014-08-04
Creative Planning
INCREASED
Shares271 from 265
Change+6 (+2%)
Value$3 (+$1)
Filed 2014-08-20
Ladenburg Thalmann Financial Services Inc
UNCHANGED
Shares153 from 153
Change0 (0%)
Value$2 (+$1)
Filed 2014-08-14
SIT Investment Associates Inc
CLOSED
Shares0 from 108,692
Change-108,692 (-100%)
Value$0 (-$1.0K)
Filed 2014-08-13
WFG Advisors, LP
CLOSED
Shares0 from 300
Change-300 (-100%)
Value$0 (-$3)
Filed 2014-08-12
Status
Horizon Kinetics LLC
DECREASED235,022243,358-8,336-3%$2.3K$2.3K+$402014-08-14
Pine River Capital Management L.P.
DECREASED86,627105,264-18,637-18%$985$853-$1322015-02-13
UBS AG
INCREASED38,42234,095+4,327+13%$319$378+$592014-08-14
Raymond James & Associates
DECREASED26,10126,486-385-1%$248$257+$92014-08-13
First Allied Advisory Services, Inc.
DECREASED22,80028,052-5,252-19%$262$228-$342014-08-14
Morgan Stanley
DECREASED5,98310,153-4,170-41%$95$59-$362014-08-12
Benjamin F. Edwards & Company, Inc.
INCREASED3,5751,700+1,875+110%$16$35+$192014-07-21
American International Group, Inc.
UNCHANGED2,0002,00000%$18.7K$19.7K+$1.0K2014-08-08
Delta Asset Management LLC
UNCHANGED1,5051,50500%$14$15+$12014-07-22
Bank of America Corp
NEW1,035—+1,035——$10—2014-08-14
Hudock, Inc.
UNCHANGED89689600%$8$9+$12014-08-14
Wells Fargo & Company
DECREASED7892,788-1,999-72%$26$8-$182014-08-29
Tower Research Capital LLC (TRC)
DECREASED610843-233-28%$8$6-$22014-08-14
MetLife Securities, Inc
UNCHANGED60060000%$6$6$02014-08-04
Creative Planning
INCREASED271265+6+2%$2$3+$12014-08-20
Ladenburg Thalmann Financial Services Inc
UNCHANGED15315300%$1$2+$12014-08-14
SIT Investment Associates Inc
CLOSED0108,692-108,692-100%$1.0K$0-$1.0K2014-08-13
WFG Advisors, LP
CLOSED0300-300-100%$3$0-$32014-08-12
Showing 18 of 18 institutions