Helios High Income FD Inc

CUSIP: 42327X204 | 22 institutional holders

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Institutional Holders — Q2 2014

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SIT Investment Associates Inc341,690

0.0% of portfolio$3.1K

Horizon Kinetics LLC121,057

0.0% of portfolio$1.1K

LPL Financial LLC98,541

0.0% of portfolio$904

Pine River Capital Management L.P.30,533

0.0% of portfolio$279

Morgan Stanley16,100

0.0% of portfolio$148

Bank of America Corp7,526

0.0% of portfolio$69

0.0% of portfolio$20

Citigroup Inc2,022

0.0% of portfolio$19

Next Financial Group, Inc1,159

0.0% of portfolio$10

Delta Asset Management LLC990

0.0% of portfolio$9

MetLife Securities, Inc500

0.0% of portfolio$5

Ladenburg Thalmann Financial Services Inc275

0.0% of portfolio$3

American International Group, Inc.110

0.0% of portfolio$1.0K

Wells Fargo & Company1

0.0% of portfolio$0

				Style	Turnover	Location	Filed
SIT Investment Associates Inc	341,690	$3.1K	0.0%	Yield	Low	Minneapolis, MN	2014-08-13
Horizon Kinetics LLC	121,057	$1.1K	0.0%	N/A	N/A	New York, NY	2014-08-14
LPL Financial LLC	98,541	$904	0.0%	Index	Very Low	Fort Mill, SC	2014-08-05
Pine River Capital Management L.P.	30,533	$279	0.0%	N/A	N/A	Minnetonka, MN	2015-02-13
Morgan Stanley	16,100	$148	0.0%	Core	Low	New York, NY	2014-08-12
Bank of America Corp	7,526	$69	0.0%	Core	Low	Charlotte, NC	2014-08-14
UBS AG	2,216	$20	0.0%	N/A	N/A	Stamford, CT	2014-08-14
Citigroup Inc	2,022	$19	0.0%	Core	Medium	New York, NY	2014-08-14
Next Financial Group, Inc	1,159	$10	0.0%	N/A	N/A	Houston, TX	2014-08-14
Delta Asset Management LLC	990	$9	0.0%	Value	Very Low	Memphis, TN	2014-07-22
MetLife Securities, Inc	500	$5	0.0%	N/A	N/A	New York, NY	2014-08-04
Ladenburg Thalmann Financial Services Inc	275	$3	0.0%	N/A	N/A	Miami, FL	2014-08-14
American International Group, Inc.	110	$1.0K	0.0%	Agg Growth	Very Low	New York, NY	2014-08-08
Wells Fargo & Company	1	$0	0.0%	Core	Low	San Francisco, CA	2014-08-29