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Helios High Income FD Inc

Q1 2014 vs Q2 2014

Comparing institutional holders between quarters

Quarters

Q2 2014Q1 2014Q4 2013Q3 2013Q2 2013
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
SIT Investment Associates Inc
INCREASED
Shares341,690 from 117,864
Change+223,826 (+190%)
Value$3.1K (+$2.1K)
Filed 2014-08-13
Horizon Kinetics LLC
DECREASED
Shares121,057 from 124,837
Change-3,780 (-3%)
Value$1.1K (+$33)
Filed 2014-08-14
LPL Financial LLC
INCREASED
Shares98,541 from 97,847
Change+694 (+1%)
Value$904 (+$60)
Filed 2014-08-05
Pine River Capital Management L.P.
DECREASED
Shares30,533 from 99,974
Change-69,441 (-69%)
Value$279 (-$583)
Filed 2015-02-13
Morgan Stanley
INCREASED
Shares16,100 from 12,471
Change+3,629 (+29%)
Value$148 (+$40)
Filed 2014-08-12
Bank of America Corp
INCREASED
Shares7,526 from 6,400
Change+1,126 (+18%)
Value$69 (+$14)
Filed 2014-08-14
UBS AG
INCREASED
Shares2,216 from 400
Change+1,816 (+454%)
Value$20 (+$17)
Filed 2014-08-14
Citigroup Inc
NEW
Shares2,022
Change+2,022
Value$19
Filed 2014-08-14
Next Financial Group, Inc
NEW
Shares1,159
Change+1,159
Value$10
Filed 2014-08-14
Delta Asset Management LLC
UNCHANGED
Shares990 from 990
Change0 (0%)
Value$9 ($0)
Filed 2014-07-22
MetLife Securities, Inc
UNCHANGED
Shares500 from 500
Change0 (0%)
Value$5 (+$1)
Filed 2014-08-04
Ladenburg Thalmann Financial Services Inc
UNCHANGED
Shares275 from 275
Change0 (0%)
Value$3 (+$1)
Filed 2014-08-14
American International Group, Inc.
NEW
Shares110
Change+110
Value$1.0K
Filed 2014-08-08
Wells Fargo & Company
INCREASED
Shares1 from 0
Change+1
Value$0 ($0)
Filed 2014-08-29
Doliver Advisors, LP
CLOSED
Shares0 from 32,499
Change-32,499 (-100%)
Value$0 (-$280)
Filed 2014-08-15
WFG Advisors, LP
CLOSED
Shares0 from 443
Change-443 (-100%)
Value$0 (-$4)
Filed 2014-08-12
Envestnet Asset Management Inc
CLOSED
Shares0 from 267
Change-267 (-100%)
Value$0 (-$2)
Filed 2014-08-14
Status
SIT Investment Associates Inc
INCREASED341,690117,864+223,826+190%$1.0K$3.1K+$2.1K2014-08-13
Horizon Kinetics LLC
DECREASED121,057124,837-3,780-3%$1.1K$1.1K+$332014-08-14
LPL Financial LLC
INCREASED98,54197,847+694+1%$844$904+$602014-08-05
Pine River Capital Management L.P.
DECREASED30,53399,974-69,441-69%$862$279-$5832015-02-13
Morgan Stanley
INCREASED16,10012,471+3,629+29%$108$148+$402014-08-12
Bank of America Corp
INCREASED7,5266,400+1,126+18%$55$69+$142014-08-14
UBS AG
INCREASED2,216400+1,816+454%$3$20+$172014-08-14
Citigroup Inc
NEW2,022—+2,022——$19—2014-08-14
Next Financial Group, Inc
NEW1,159—+1,159——$10—2014-08-14
Delta Asset Management LLC
UNCHANGED99099000%$9$9$02014-07-22
MetLife Securities, Inc
UNCHANGED50050000%$4$5+$12014-08-04
Ladenburg Thalmann Financial Services Inc
UNCHANGED27527500%$2$3+$12014-08-14
American International Group, Inc.
NEW110—+110——$1.0K—2014-08-08
Wells Fargo & Company
INCREASED10+1—$0$0$02014-08-29
Doliver Advisors, LP
CLOSED032,499-32,499-100%$280$0-$2802014-08-15
WFG Advisors, LP
CLOSED0443-443-100%$4$0-$42014-08-12
Envestnet Asset Management Inc
CLOSED0267-267-100%$2$0-$22014-08-14
Showing 17 of 17 institutions