IR
Superintel
OverviewMarketsWatchlist
© 2026 IR SuperintelMethodologyContact

Helios High Yield FD

Q4 2013 vs Q4 2014

Comparing institutional holders between quarters

Quarters

Q4 2014Q4 2013Q3 2013Q2 2013
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Jackson Wealth Management, LLC
NEW
Shares38,735
Change+38,735
Value$345
Filed 2015-02-06
Shaker Financial Services, LLC
CLOSED
Shares0 from 93,437
Change-93,437 (-100%)
Value$0 (-$906)
Filed 2015-02-10
Morgan Stanley
CLOSED
Shares0 from 53,492
Change-53,492 (-100%)
Value$0 (-$519)
Filed 2015-02-13
SII Investments Inc
CLOSED
Shares0 from 39,610
Change-39,610 (-100%)
Value$0 (-$382)
Filed 2015-02-06
American International Group, Inc.
CLOSED
Shares0 from 22,940
Change-22,940 (-100%)
Value$0 (-$222.5K)
Filed 2015-02-13
Oppenheimer & Co Inc
CLOSED
Shares0 from 20,920
Change-20,920 (-100%)
Value$0 (-$203)
Filed 2015-02-10
Horizon Kinetics LLC
CLOSED
Shares0 from 12,897
Change-12,897 (-100%)
Value$0 (-$125)
Filed 2015-02-17
Fort Washington Investment Advisors Inc
CLOSED
Shares0 from 10,500
Change-10,500 (-100%)
Value$0 (-$102)
Filed 2015-02-12
Winslow, Evans & Crocker, Inc.
CLOSED
Shares0 from 7,483
Change-7,483 (-100%)
Value$0 (-$73)
Filed 2015-01-22
Royal Bank of Canada
CLOSED
Shares0 from 5,294
Change-5,294 (-100%)
Value$0 (-$51)
Filed 2015-02-17
Wells Fargo & Company
CLOSED
Shares0 from 3,401
Change-3,401 (-100%)
Value$0 (-$33)
Filed 2015-02-11
Ladenburg Thalmann Financial Services Inc
CLOSED
Shares0 from 3,000
Change-3,000 (-100%)
Value$0 (-$29)
Filed 2015-02-13
Advisors Asset Management, Inc.
CLOSED
Shares0 from 1,417
Change-1,417 (-100%)
Value$0 (-$14)
Filed 2015-02-05
Tower Research Capital LLC (TRC)
CLOSED
Shares0 from 1,396
Change-1,396 (-100%)
Value$0 (-$14)
Filed 2015-02-05
UBS AG
N/A
Shares— from 16,015
Change-16,015 (-100%)
Value—
Status
Jackson Wealth Management, LLC
NEW38,735—+38,735——$345—2015-02-06
Shaker Financial Services, LLC
CLOSED093,437-93,437-100%$906$0-$9062015-02-10
Morgan Stanley
CLOSED053,492-53,492-100%$519$0-$5192015-02-13
SII Investments Inc
CLOSED039,610-39,610-100%$382$0-$3822015-02-06
American International Group, Inc.
CLOSED022,940-22,940-100%$222.5K$0-$222.5K2015-02-13
Oppenheimer & Co Inc
CLOSED020,920-20,920-100%$203$0-$2032015-02-10
Horizon Kinetics LLC
CLOSED012,897-12,897-100%$125$0-$1252015-02-17
Fort Washington Investment Advisors Inc
CLOSED010,500-10,500-100%$102$0-$1022015-02-12
Winslow, Evans & Crocker, Inc.
CLOSED07,483-7,483-100%$73$0-$732015-01-22
Royal Bank of Canada
CLOSED05,294-5,294-100%$51$0-$512015-02-17
Wells Fargo & Company
CLOSED03,401-3,401-100%$33$0-$332015-02-11
Ladenburg Thalmann Financial Services Inc
CLOSED03,000-3,000-100%$29$0-$292015-02-13
Advisors Asset Management, Inc.
CLOSED01,417-1,417-100%$14$0-$142015-02-05
Tower Research Capital LLC (TRC)
CLOSED01,396-1,396-100%$14$0-$142015-02-05
UBS AG
N/A—16,015-16,015-100%$156———
Showing 15 of 15 institutions