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Herzfeld Caribbean Basin FD

CUSIP: 42804T106 | 119 institutional holders

Quarters

Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile

Beneficial Ownership — 13D / 13G

Full history →

5%+ stakes reported outside the quarterly cycle. A 13D is due within five business days of the event below, so these figures lead the holders table until the filer's next 13F catches up to them.

HolderShares% of ClassChangeEvent Datevs 13F
13D/AErik M. Herzfeld, et al.7,381,50037.9%−13,080Jan 7, 2026No 13F filer matched
13D/AThomas J. Herzfeld, et al.8,523,62843.8%−85,552Dec 30, 2025No 13F filer matched
13D/AErik M. Herzfeld, et al.7,381,500
37.9% of class · Jan 7, 2026−13,080
No 13F filer matched
13D/AThomas J. Herzfeld, et al.8,523,628
43.8% of class · Dec 30, 2025−85,552
No 13F filer matched

Institutional Holders — Q4 2025

Thomas J. Herzfeld Advisors, Inc.5,841,928
4.4% of portfolio›$13.0M
Envestnet Asset Management Inc2,170,290
0.0% of portfolio›$4.8M
Choreo, LLC417,489
0.0% of portfolio›$1.1M
Osaic Holdings, Inc.55,888
0.0% of portfolio›$124.1K
Hunting Hill Global Capital, LLC40,401
0.1% of portfolio›$89.7K
Corient Private Wealth LP27,619
0.0% of portfolio›$61.3K
Cetera Investment Advisers24,598
0.0% of portfolio›$54.6K
Morgan Stanley20,638
0.0% of portfolio›$45.8K
International Assets Investment Management, LLC20,021
0.0% of portfolio›$44.4K
Kestra Advisory Services, LLC10,563
0.0% of portfolio›$23.5K
Royal Bank of Canada4,087
0.0% of portfolio›$9.0K
JPMorgan Chase & Co2,867
0.0% of portfolio›$6.4K
CoreCap Advisors, LLC222
0.0% of portfolio›$493
Wells Fargo & Company1
0.0% of portfolio›$2
StyleTurnoverLocationFiled
Thomas J. Herzfeld Advisors, Inc.
5,841,928$13.0M4.4%YieldHighMiami Beach, FL2026-02-13
Envestnet Asset Management Inc
2,170,290$4.8M0.0%ETFLowBerwyn, PA2026-02-10
Choreo, LLC
417,489$1.1M0.0%IndexLowRockford, IL2026-01-23
Osaic Holdings, Inc.
55,888$124.1K0.0%IndexLowScottsdale, AZ2026-02-17
Hunting Hill Global Capital, LLC
40,401$89.7K0.1%ValueMediumNew York, NY2026-02-17
Corient Private Wealth LP
27,619$61.3K0.0%GrowthVery LowMiami, FL2026-03-09
Cetera Investment Advisers
24,598$54.6K0.0%IndexVery LowSchaumburg, IL2026-02-17
Morgan Stanley
20,638$45.8K0.0%CoreLowNew York, NY2026-05-27
International Assets Investment Management, LLC
20,021$44.4K0.0%CoreVery HighOrlando, FL2026-02-03
Kestra Advisory Services, LLC
10,563$23.5K0.0%CoreLowAustin, TX2026-02-13
Royal Bank of Canada
4,087$9.0K0.0%CoreLowToronto, Australia2026-02-17
JPMorgan Chase & Co
2,867$6.4K0.0%GrowthMediumNew York, NY2026-02-11
CoreCap Advisors, LLC
222$4930.0%ETFMediumSouthfield, MI2026-01-13
Wells Fargo & Company
1$20.0%CoreLowSan Francisco, CA2026-02-13