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Herzfeld Caribbean Basin FD

Q3 2025 vs Q4 2025

Comparing institutional holders between quarters

Quarters

Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Thomas J. Herzfeld Advisors, Inc.
DECREASED
Shares5,841,928 from 6,100,753
Change-258,825 (-4%)
Value$13.0M (-$1.6M)
Filed 2026-02-13
Envestnet Asset Management Inc
INCREASED
Shares2,170,290 from 1,615,685
Change+554,605 (+34%)
Value$4.8M (+$972.7K)
Filed 2026-02-10
Choreo, LLC
DECREASED
Shares417,489 from 439,242
Change-21,753 (-5%)
Value$1.1M (+$65.0K)
Filed 2026-01-23
Osaic Holdings, Inc.
INCREASED
Shares55,888 from 37,920
Change+17,968 (+47%)
Value$124.1K (+$33.8K)
Filed 2026-02-17
Hunting Hill Global Capital, LLC
DECREASED
Shares40,401 from 43,576
Change-3,175 (-7%)
Value$89.7K (-$14.0K)
Filed 2026-02-17
Corient Private Wealth LP
INCREASED
Shares27,619 from 22,956
Change+4,663 (+20%)
Value$61.3K (+$6.7K)
Filed 2026-03-09
Cetera Investment Advisers
NEW
Shares24,598
Change+24,598
Value$54.6K
Filed 2026-02-17
Morgan Stanley
UNCHANGED
Shares20,638 from 20,638
Change0 (0%)
Value$45.8K (-$3.3K)
Filed 2026-05-27
International Assets Investment Management, LLC
INCREASED
Shares20,021 from 15,318
Change+4,703 (+31%)
Value$44.4K (+$5.5K)
Filed 2026-02-03
Kestra Advisory Services, LLC
UNCHANGED
Shares10,563 from 10,563
Change0 (0%)
Value$23.5K (-$1.7K)
Filed 2026-02-13
Royal Bank of Canada
DECREASED
Shares4,087 from 5,192
Change-1,105 (-21%)
Value$9.0K (-$3.0K)
Filed 2026-02-17
JPMorgan Chase & Co
UNCHANGED
Shares2,867 from 2,867
Change0 (0%)
Value$6.4K (-$458)
Filed 2026-02-11
CoreCap Advisors, LLC
UNCHANGED
Shares222 from 222
Change0 (0%)
Value$493 (-$35)
Filed 2026-01-13
Wells Fargo & Company
UNCHANGED
Shares1 from 1
Change0 (0%)
Value$2 ($0)
Filed 2026-02-13
CSS LLC
CLOSED
Shares0 from 33,653
Change-33,653 (-100%)
Value$0 (-$80.1K)
Filed 2026-02-17
Jane Street Group, LLC
CLOSED
Shares0 from 21,605
Change-21,605 (-100%)
Value$0 (-$51.4K)
Filed 2026-02-12
Virtu Financial LLC
CLOSED
Shares0 from 19,360
Change-19,360 (-100%)
Value$0 (-$46)
Filed 2026-02-23
Susquehanna International Group, LLP
CLOSED
Shares0 from 18,869
Change-18,869 (-100%)
Value$0 (-$44.9K)
Filed 2026-02-17
Bulldog Investors, LLPA
CLOSED
Shares0 from 17,573
Change-17,573 (-100%)
Value$0 (-$41.8K)
Filed 2026-02-13
Citadel Advisors LLC
CLOSED
Shares0 from 14,847
Change-14,847 (-100%)
Value$0 (-$35.3K)
Filed 2026-02-17
UBS Group AG
CLOSED
Shares0 from 2,325
Change-2,325 (-100%)
Value$0 (-$5.5K)
Filed 2026-01-29
Rockefeller Capital Management L.P.
CLOSED
Shares0 from 530
Change-530 (-100%)
Value$0 (-$1.3K)
Filed 2026-03-17
Blue Bell Private Wealth Management, LLC
N/A
Shares— from 95,431
Change-95,431 (-100%)
Value—
Status
Thomas J. Herzfeld Advisors, Inc.
DECREASED5,841,9286,100,753-258,825-4%$14.5M$13.0M-$1.6M2026-02-13
Envestnet Asset Management Inc
INCREASED2,170,2901,615,685+554,605+34%$3.8M$4.8M+$972.7K2026-02-10
Choreo, LLC
DECREASED417,489439,242-21,753-5%$1.0M$1.1M+$65.0K2026-01-23
Osaic Holdings, Inc.
INCREASED55,88837,920+17,968+47%$90.3K$124.1K+$33.8K2026-02-17
Hunting Hill Global Capital, LLC
DECREASED40,40143,576-3,175-7%$103.7K$89.7K-$14.0K2026-02-17
Corient Private Wealth LP
INCREASED27,61922,956+4,663+20%$54.6K$61.3K+$6.7K2026-03-09
Cetera Investment Advisers
NEW24,598—+24,598——$54.6K—2026-02-17
Morgan Stanley
UNCHANGED20,63820,63800%$49.1K$45.8K-$3.3K2026-05-27
International Assets Investment Management, LLC
INCREASED20,02115,318+4,703+31%$39.0K$44.4K+$5.5K2026-02-03
Kestra Advisory Services, LLC
UNCHANGED10,56310,56300%$25.1K$23.5K-$1.7K2026-02-13
Royal Bank of Canada
DECREASED4,0875,192-1,105-21%$12.0K$9.0K-$3.0K2026-02-17
JPMorgan Chase & Co
UNCHANGED2,8672,86700%$6.8K$6.4K-$4582026-02-11
CoreCap Advisors, LLC
UNCHANGED22222200%$528$493-$352026-01-13
Wells Fargo & Company
UNCHANGED1100%$2$2$02026-02-13
CSS LLC
CLOSED033,653-33,653-100%$80.1K$0-$80.1K2026-02-17
Jane Street Group, LLC
CLOSED021,605-21,605-100%$51.4K$0-$51.4K2026-02-12
Virtu Financial LLC
CLOSED019,360-19,360-100%$46$0-$462026-02-23
Susquehanna International Group, LLP
CLOSED018,869-18,869-100%$44.9K$0-$44.9K2026-02-17
Bulldog Investors, LLPA
CLOSED017,573-17,573-100%$41.8K$0-$41.8K2026-02-13
Citadel Advisors LLC
CLOSED014,847-14,847-100%$35.3K$0-$35.3K2026-02-17
UBS Group AG
CLOSED02,325-2,325-100%$5.5K$0-$5.5K2026-01-29
Rockefeller Capital Management L.P.
CLOSED0530-530-100%$1.3K$0-$1.3K2026-03-17
Blue Bell Private Wealth Management, LLC
N/A—95,431-95,431-100%$227.1K———
Showing 23 of 23 institutions