Herzfeld Caribbean Basin FD

CUSIP: 42804T205 | 13 institutional holders

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

Beneficial Ownership — 13D / 13G

5%+ stakes reported outside the quarterly cycle. A 13D is due within five business days of the event below, so these figures lead the holders table until the filer's next 13F catches up to them.

Holder	Shares	% of Class	Change	Event Date	vs 13F
13D/AThomas J. Herzfeld, et al.	757,138	39.4%	−63,617	Oct 20, 2026	No 13F filer matched
13D/AErik M. Herzfeld, et al.	635,567	33.1%	−54,466	Oct 20, 2026

Institutional Holders — Q3 2026

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Choreo, LLC47,649

0.0% of portfolio$717.8K

Blue Bell Private Wealth Management, LLC2,997

0.0% of portfolio$45.0K

CoreCap Advisors, LLC27

0.0% of portfolio$406

				Style	Turnover	Location	Filed
Choreo, LLC	47,649	$717.8K	0.0%	Index	Low	Rockford, IL	2026-10-28
Blue Bell Private Wealth Management, LLC	2,997	$45.0K	0.0%	Yield	Very Low	Blue Bell, PA	2026-10-29
CoreCap Advisors, LLC	27	$406	0.0%	ETF	Medium	Southfield, MI	2026-10-08

13D/AThomas J. Herzfeld, et al.757,138

39.4% of class · Oct 20, 2026−63,617

No 13F filer matched

13D/AErik M. Herzfeld, et al.635,567

33.1% of class · Oct 20, 2026−54,466

No 13F filer matched

13G CSS LLC110,800

5.5% of class · Oct 7, 2026New 5%+ stake

99d ahead of 13F (37,977 sh) · +72,823