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Herzfeld Caribbean Basin FD

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Choreo, LLC
INCREASED
Shares47,649 from 46,992
Change+657 (+1%)
Value$717.8K (-$90.4K)
Filed 2026-10-28
Blue Bell Private Wealth Management, LLC
UNCHANGED
Shares2,997 from 2,997
Change0 (0%)
Value$45.0K (-$6.5K)
Filed 2026-10-29
CoreCap Advisors, LLC
UNCHANGED
Shares27 from 27
Change0 (0%)
Value$406 (-$58)
Filed 2026-10-08
International Assets Investment Management, LLC
CLOSED
Shares0 from 3,842
Change-3,842 (-100%)
Value$0 (-$65.7K)
Filed 2026-11-02
Thomas J. Herzfeld Advisors, Inc.
N/A
Shares— from 817,534
Change-817,534 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 268,909
Change-268,909 (-100%)
Value—
CSS LLC
N/A
Shares— from 37,977
Change-37,977 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 20,550
Change-20,550 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 4,777
Change-4,777 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 2,614
Change-2,614 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 1,112
Change-1,112 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 534
Change-534 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 61
Change-61 (-100%)
Value—
Status
Choreo, LLC
INCREASED47,64946,992+657+1%$808.3K$717.8K-$90.4K2026-10-28
Blue Bell Private Wealth Management, LLC
UNCHANGED2,9972,99700%$51.5K$45.0K-$6.5K2026-10-29
CoreCap Advisors, LLC
UNCHANGED272700%$464$406-$582026-10-08
International Assets Investment Management, LLC
CLOSED03,842-3,842-100%$65.7K$0-$65.7K2026-11-02
Thomas J. Herzfeld Advisors, Inc.
N/A—817,534-817,534-100%$14.1M———
Envestnet Asset Management Inc
N/A—268,909-268,909-100%$4.6M———
CSS LLC
N/A—37,977-37,977-100%$653.2K———
Private Advisor Group, LLC
N/A—20,550-20,550-100%$353.5K———
Osaic Holdings, Inc.
N/A—4,777-4,777-100%$82.3K———
Morgan Stanley
N/A—2,614-2,614-100%$45.0K———
Rockefeller Capital Management L.P.
N/A—1,112-1,112-100%$19.1K———
Royal Bank of Canada
N/A—534-534-100%$9.0K———
JPMorgan Chase & Co
N/A—61-61-100%$1.0K———
Showing 13 of 13 institutions