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High Income Securities Fund (PCF)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
LPL Financial LLC
INCREASED
Shares1,485,826 from 1,440,083
Change+45,743 (+3%)
Value$7.7M (-$210.4K)
Filed 2026-11-06
Samalin Investment Counsel, LLC
INCREASED
Shares156,643 from 150,363
Change+6,280 (+4%)
Value$808.3K (-$14.2K)
Filed 2026-10-23
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares93,656 from 11,383
Change+82,273 (+723%)
Value$483.0K (+$421.0K)
Filed 2026-11-02
Blue Bell Private Wealth Management, LLC
INCREASED
Shares76,811 from 72,147
Change+4,664 (+6%)
Value$396.3K (+$1.7K)
Filed 2026-10-29
Total Wealth Planning & Management, Inc.
NEW
Shares71,865
Change+71,865
Value$370.8K
Filed 2026-10-23
Melfa Wealth Management, Inc.
UNCHANGED
Shares61,119 from 61,119
Change0 (0%)
Value$315.4K (-$18.9K)
Filed 2026-11-06
Lanark Financial, Inc.
INCREASED
Shares49,443 from 44,129
Change+5,314 (+12%)
Value$255.1K (+$13.7K)
Filed 2026-10-26
Wealth Enhancement Advisory Services, LLC
INCREASED
Shares37,917 from 36,807
Change+1,110 (+3%)
Value$191.5K (-$9.5K)
Filed 2026-10-13
MGO One Seven LLC
DECREASED
Shares34,925 from 34,999
Change-74 (0%)
Value$180.2K (-$11.2K)
Filed 2026-10-28
SeaCrest Wealth Management, LLC
INCREASED
Shares33,562 from 32,848
Change+714 (+2%)
Value$173.2K (-$6.5K)
Filed 2026-10-21
Kingstone Capital Partners Texas, LLC
NEW
Shares29,160
Change+29,160
Value$150.5K
Filed 2026-11-03
Tactive Advisors, LLC
INCREASED
Shares26,489 from 21,226
Change+5,263 (+25%)
Value$136.7K (+$20.6K)
Filed 2026-10-08
Absolute Investment Advisers, LLC
DECREASED
Shares21,617 from 61,363
Change-39,746 (-65%)
Value$111.5K (-$224.1K)
Filed 2026-10-21
Gilman Hill Asset Management, LLC
UNCHANGED
Shares20,000 from 20,000
Change0 (0%)
Value$103.2K (-$6.2K)
Filed 2026-10-13
Silverlake Wealth Management LLC
DECREASED
Shares19,212 from 21,579
Change-2,367 (-11%)
Value$99.1K (-$18.9K)
Filed 2026-10-21
Uhlmann Price Securities, LLC
INCREASED
Shares18,084 from 17,517
Change+567 (+3%)
Value$93.3K (-$2.5K)
Filed 2026-11-03
Merit Financial Group, LLC
DECREASED
Shares17,651 from 19,045
Change-1,394 (-7%)
Value$91.1K (-$13.1K)
Filed 2026-11-06
Live Oak Private Wealth LLC
UNCHANGED
Shares17,557 from 17,557
Change0 (0%)
Value$90.6K (-$5.4K)
Filed 2026-11-02
Independent Financial Group, LLC
NEW
Shares16,878
Change+16,878
Value$87.1K
Filed 2026-10-13
NWF Advisory Services Inc.
UNCHANGED
Shares13,700 from 13,700
Change0 (0%)
Value$70.7K (-$4.2K)
Filed 2026-10-19
Lido Advisors, LLC
UNCHANGED
Shares12,013 from 12,013
Change0 (0%)
Value$62.0K (-$3.7K)
Filed 2026-11-04
Eastern Bank
UNCHANGED
Shares8,000 from 8,000
Change0 (0%)
Value$41.3K (-$2.5K)
Filed 2026-10-05
Noble Wealth Management PBC
DECREASED
Shares7,009 from 7,426
Change-417 (-6%)
Value$36.2K (-$4.5K)
Filed 2026-10-01
CoreCap Advisors, LLC
UNCHANGED
Shares1,200 from 1,200
Change0 (0%)
Value$6.2K (-$372)
Filed 2026-10-08
Pinnacle Wealth Planning Services, Inc.
DECREASED
Shares770 from 874
Change-104 (-12%)
Value$4.0K (-$808)
Filed 2026-10-27
US Bancorp \de\
NEW
Shares677
Change+677
Value$3.5K
Filed 2026-11-05
Highline Wealth Partners LLC
UNCHANGED
Shares500 from 500
Change0 (0%)
Value$2.6K (-$155)
Filed 2026-10-19
Trust Co of Vermont
UNCHANGED
Shares500 from 500
Change0 (0%)
Value$2.6K (-$155)
Filed 2026-10-21
WPG Advisers, LLC
DECREASED
Shares387 from 392
Change-5 (-1%)
Value$2.0K (-$147)
Filed 2026-10-27
Fifth Third Bancorp
UNCHANGED
Shares64 from 64
Change0 (0%)
Value$328 (-$20)
Filed 2026-11-05
AlphaStar Capital Management, LLC
CLOSED
Shares0 from 11,100
Change-11,100 (-100%)
Value$0 (-$60.7K)
Filed 2026-10-16
Institute for Wealth Management, Llc.
CLOSED
Shares0 from 600
Change-600 (-100%)
Value$0 (-$3.3K)
Filed 2026-11-06
Morgan Stanley
N/A
Shares— from 715,049
Change-715,049 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 477,665
Change-477,665 (-100%)
Value—
Invesco Ltd.
N/A
Shares— from 292,889
Change-292,889 (-100%)
Value—
Almitas Capital LLC
N/A
Shares— from 209,322
Change-209,322 (-100%)
Value—
Saba Capital Management, L.P.A
N/A
Shares— from 194,477
Change-194,477 (-100%)
Value—
Advisors Asset Management, Inc.
N/A
Shares— from 119,413
Change-119,413 (-100%)
Value—
Rivernorth Capital Management, LLC
N/A
Shares— from 101,167
Change-101,167 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 96,449
Change-96,449 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 61,800
Change-61,800 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 57,956
Change-57,956 (-100%)
Value—
Quarry LP
N/A
Shares— from 36,689
Change-36,689 (-100%)
Value—
Kovack Advisors, Inc.
N/A
Shares— from 19,495
Change-19,495 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 19,410
Change-19,410 (-100%)
Value—
Logan Stone Capital, LLC
N/A
Shares— from 17,820
Change-17,820 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 17,254
Change-17,254 (-100%)
Value—
K2 Principal Fund, L.P.
N/A
Shares— from 16,617
Change-16,617 (-100%)
Value—
Benjamin Edwards Inc
N/A
Shares— from 14,472
Change-14,472 (-100%)
Value—
Bulldog Investors, LLPA
N/A
Shares— from 13,961
Change-13,961 (-100%)
Value—
Savvy Advisors, Inc.
N/A
Shares— from 11,460
Change-11,460 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 7,311
Change-7,311 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 5,761
Change-5,761 (-100%)
Value—
UBS Group AG
N/A
Shares— from 5,605
Change-5,605 (-100%)
Value—
Global Retirement Partners, LLC
N/A
Shares— from 2,555
Change-2,555 (-100%)
Value—
BFC Planning, Inc.
N/A
Shares— from 2,390
Change-2,390 (-100%)
Value—
Berthel, Fisher & Company Financial Services, Inc.
N/A
Shares— from 2,390
Change-2,390 (-100%)
Value—
Millstone Evans Group, LLC
N/A
Shares— from 1,600
Change-1,600 (-100%)
Value—
Arax Advisory Partners
N/A
Shares— from 1,264
Change-1,264 (-100%)
Value—
Winmill & Co. Inc
N/A
Shares— from 662
Change-662 (-100%)
Value—
Caldwell Sutter Capital, Inc.
N/A
Shares— from 2
Change-2 (-100%)
Value—
Status
LPL Financial LLC
INCREASED1,485,8261,440,083+45,743+3%$7.9M$7.7M-$210.4K2026-11-06
Samalin Investment Counsel, LLC
INCREASED156,643150,363+6,280+4%$822.5K$808.3K-$14.2K2026-10-23
Cambridge Investment Research Advisors, Inc.
INCREASED93,65611,383+82,273+723%$62.0K$483.0K+$421.0K2026-11-02
Blue Bell Private Wealth Management, LLC
INCREASED76,81172,147+4,664+6%$394.6K$396.3K+$1.7K2026-10-29
Total Wealth Planning & Management, Inc.
NEW71,865—+71,865——$370.8K—2026-10-23
Melfa Wealth Management, Inc.
UNCHANGED61,11961,11900%$334.3K$315.4K-$18.9K2026-11-06
Lanark Financial, Inc.
INCREASED49,44344,129+5,314+12%$241.4K$255.1K+$13.7K2026-10-26
Wealth Enhancement Advisory Services, LLC
INCREASED37,91736,807+1,110+3%$201.0K$191.5K-$9.5K2026-10-13
MGO One Seven LLC
DECREASED34,92534,999-740%$191.4K$180.2K-$11.2K2026-10-28
SeaCrest Wealth Management, LLC
INCREASED33,56232,848+714+2%$179.7K$173.2K-$6.5K2026-10-21
Kingstone Capital Partners Texas, LLC
NEW29,160—+29,160——$150.5K—2026-11-03
Tactive Advisors, LLC
INCREASED26,48921,226+5,263+25%$116.1K$136.7K+$20.6K2026-10-08
Absolute Investment Advisers, LLC
DECREASED21,61761,363-39,746-65%$335.7K$111.5K-$224.1K2026-10-21
Gilman Hill Asset Management, LLC
UNCHANGED20,00020,00000%$109.4K$103.2K-$6.2K2026-10-13
Silverlake Wealth Management LLC
DECREASED19,21221,579-2,367-11%$118.0K$99.1K-$18.9K2026-10-21
Uhlmann Price Securities, LLC
INCREASED18,08417,517+567+3%$95.8K$93.3K-$2.5K2026-11-03
Merit Financial Group, LLC
DECREASED17,65119,045-1,394-7%$104.2K$91.1K-$13.1K2026-11-06
Live Oak Private Wealth LLC
UNCHANGED17,55717,55700%$96.0K$90.6K-$5.4K2026-11-02
Independent Financial Group, LLC
NEW16,878—+16,878——$87.1K—2026-10-13
NWF Advisory Services Inc.
UNCHANGED13,70013,70000%$74.9K$70.7K-$4.2K2026-10-19
Lido Advisors, LLC
UNCHANGED12,01312,01300%$65.7K$62.0K-$3.7K2026-11-04
Eastern Bank
UNCHANGED8,0008,00000%$43.8K$41.3K-$2.5K2026-10-05
Noble Wealth Management PBC
DECREASED7,0097,426-417-6%$40.6K$36.2K-$4.5K2026-10-01
CoreCap Advisors, LLC
UNCHANGED1,2001,20000%$6.6K$6.2K-$3722026-10-08
Pinnacle Wealth Planning Services, Inc.
DECREASED770874-104-12%$4.8K$4.0K-$8082026-10-27
US Bancorp \de\
NEW677—+677——$3.5K—2026-11-05
Highline Wealth Partners LLC
UNCHANGED50050000%$2.7K$2.6K-$1552026-10-19
Trust Co of Vermont
UNCHANGED50050000%$2.7K$2.6K-$1552026-10-21
WPG Advisers, LLC
DECREASED387392-5-1%$2.1K$2.0K-$1472026-10-27
Fifth Third Bancorp
UNCHANGED646400%$348$328-$202026-11-05
AlphaStar Capital Management, LLC
CLOSED011,100-11,100-100%$60.7K$0-$60.7K2026-10-16
Institute for Wealth Management, Llc.
CLOSED0600-600-100%$3.3K$0-$3.3K2026-11-06
Morgan Stanley
N/A—715,049-715,049-100%$3.9M———
Raymond James Financial Inc
N/A—477,665-477,665-100%$2.6M———
Invesco Ltd.
N/A—292,889-292,889-100%$1.6M———
Almitas Capital LLC
N/A—209,322-209,322-100%$1.1M———
Saba Capital Management, L.P.A
N/A—194,477-194,477-100%$1.1M———
Advisors Asset Management, Inc.
N/A—119,413-119,413-100%$653.2K———
Rivernorth Capital Management, LLC
N/A—101,167-101,167-100%$553.4K———
Harbour Investments, Inc.
N/A—96,449-96,449-100%$527.6K———
NewEdge Advisors, LLC
N/A—61,800-61,800-100%$338.0K———
Osaic Holdings, Inc.
N/A—57,956-57,956-100%$317.0K———
Quarry LP
N/A—36,689-36,689-100%$200.7K———
Kovack Advisors, Inc.
N/A—19,495-19,495-100%$107.3K———
Cetera Investment Advisers
N/A—19,410-19,410-100%$106.2K———
Logan Stone Capital, LLC
N/A—17,820-17,820-100%$97.5K———
Susquehanna International Group, LLP
N/A—17,254-17,254-100%$94.4K———
K2 Principal Fund, L.P.
N/A—16,617-16,617-100%$90.9K———
Benjamin Edwards Inc
N/A—14,472-14,472-100%$79.2K———
Bulldog Investors, LLPA
N/A—13,961-13,961-100%$76.4K———
Savvy Advisors, Inc.
N/A—11,460-11,460-100%$62.7K———
Royal Bank of Canada
N/A—7,311-7,311-100%$40.0K———
Wells Fargo & Company
N/A—5,761-5,761-100%$31.5K———
UBS Group AG
N/A—5,605-5,605-100%$30.7K———
Global Retirement Partners, LLC
N/A—2,555-2,555-100%$14.0K———
BFC Planning, Inc.
N/A—2,390-2,390-100%$13.1K———
Berthel, Fisher & Company Financial Services, Inc.
N/A—2,390-2,390-100%$13.1K———
Millstone Evans Group, LLC
N/A—1,600-1,600-100%$8.8K———
Arax Advisory Partners
N/A—1,264-1,264-100%$6.9K———
Winmill & Co. Inc
N/A—662-662-100%$3.6K———
Caldwell Sutter Capital, Inc.
N/A—2-2-100%$11———
Showing 61 of 61 institutions