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Highland Opport & Income (HFRO)

CUSIP: 43010E404 | US | Financial Services · Asset Management | Small Cap | 388 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile

Beneficial Ownership — 13D / 13G

Full history →

5%+ stakes reported outside the quarterly cycle. A 13D is due within five business days of the event below, so these figures lead the holders table until the filer's next 13F catches up to them.

HolderShares% of ClassChangeEvent Datevs 13F
13D/ADondero James D
with Nexpoint Asset Management, L.P., Highland Global Allocation Fund, Dondero Nancy Marie, +1 more
5,218,8769.6%+1,074,164Jul 27, 2026No 13F filer matched
13D/ADondero James D5,218,876
9.6% of class · Jul 27, 2026+1,074,164
with Nexpoint Asset Management, L.P., Highland Global Allocation Fund, Dondero Nancy Marie, +1 more
No 13F filer matched

Institutional Holders — Q3 2026

Cambridge Investment Research Advisors, Inc.922,508
0.0% of portfolio›$6.1M
Matisse Capital617,000
1.6% of portfolio›$4.1M
Oppenheimer & Co Inc512,244
0.0% of portfolio›$3.4M
Altium Capital Management LLC317,055
3.1% of portfolio›$2.1M
Closed-End Fund Advisors, Inc.236,382
1.6% of portfolio›$1.6M
Blue Bell Private Wealth Management, LLC234,418
0.2% of portfolio›$1.6M
Choreo, LLC205,083
0.0% of portfolio›$1.4M
Park Avenue Securities LLC172,279
0.0% of portfolio›$1.1M
Calamos Advisors LLC85,547
0.0% of portfolio›$569.7K
Financial Solutions Advisory Group, Inc.69,401
0.1% of portfolio›$429.6K
Creative Planning66,112
0.0% of portfolio›$440.3K
Gilpin Wealth Management, LLC50,251
0.2% of portfolio›$334.7K
Aegon USA Investment Management, LLC36,919
0.2% of portfolio›$245.9K
Abel Hall, LLC30,000
0.0% of portfolio›$199.8K
Independent Financial Group, LLC29,119
0.0% of portfolio›$193.9K
Integrated Capital Management, Inc.26,970
0.1% of portfolio›$179.6K
Samalin Investment Counsel, LLC25,129
0.1% of portfolio›$167.4K
B. Riley Wealth Advisors, Inc.17,663
0.0% of portfolio›$117.6K
StoneX Group Inc.15,972
0.0% of portfolio›$117.6K
Kestra Advisory Services, LLC15,837
0.0% of portfolio›$105.5K
Keystone Wealth Services, LLC14,858
0.0% of portfolio›$99.8K
Capital Investment Advisory Services, LLC13,265
0.0% of portfolio›$88.3K
Post Resch Tallon Group Inc.10,496
0.0% of portfolio›$69.9K
Commonwealth Equity Services, LLC10,452
0.0% of portfolio›$69.6K
IFP Advisors, Inc3,870
0.0% of portfolio›$25.8K
Triumph Capital Management3,300
0.0% of portfolio›$22.0K
Byrne Asset Management LLC1,800
0.0% of portfolio›$12.3K
Cassaday & Co Wealth Management LLC1,765
0.0% of portfolio›$11.8K
Latitude Advisors, LLC1,370
0.0% of portfolio›$9.1K
Highline Wealth Partners LLC392
0.0% of portfolio›$2.6K
Gables Capital Management Inc.269
0.0% of portfolio›$1.8K
Cedar Mountain Advisors, LLC82
0.0% of portfolio›$546
StyleTurnoverLocationFiled
Cambridge Investment Research Advisors, Inc.
922,508$6.1M0.0%ETFLowFairfield, IA2026-11-02
Matisse Capital
617,000$4.1M1.6%ValueMediumPortland, OR2026-10-29
Oppenheimer & Co Inc
512,244$3.4M0.0%CoreLowNew York, NY2026-10-26
Altium Capital Management LLC
317,055$2.1M3.1%YieldHighNew York, NY2026-11-04
Closed-End Fund Advisors, Inc.
236,382$1.6M1.6%YieldMediumRichmond, VA2026-11-04
Blue Bell Private Wealth Management, LLC
234,418$1.6M0.2%YieldVery LowBlue Bell, PA2026-10-29
Choreo, LLC
205,083$1.4M0.0%IndexLowRockford, IL2026-10-28
Park Avenue Securities LLC
172,279$1.1M0.0%ETFMediumNew York, NY2026-10-26
Calamos Advisors LLC
85,547$569.7K0.0%GrowthMediumNaperville, IL2026-11-02
Financial Solutions Advisory Group, Inc.
69,401$429.6K0.1%ETFMediumChicago, IL2026-10-28
Creative Planning
66,112$440.3K0.0%IndexVery LowOverland Park, KS2026-11-02
Gilpin Wealth Management, LLC
50,251$334.7K0.2%GrowthLowDenver, CO2026-10-09
Aegon USA Investment Management, LLC
36,919$245.9K0.2%ETFVery LowCedar Rapids, IA2026-10-30
Abel Hall, LLC
30,000$199.8K0.0%CoreMediumBaton Rouge, LA2026-10-19
Independent Financial Group, LLC
29,119$193.9K0.0%GrowthLowSan Diego, CA2026-10-13
Integrated Capital Management, Inc.
26,970$179.6K0.1%ETFLowJessup, PA2026-10-09
Samalin Investment Counsel, LLC
25,129$167.4K0.1%YieldMediumChappaqua, NY2026-10-23
B. Riley Wealth Advisors, Inc.
17,663$117.6K0.0%GrowthLowMemphis, TN2026-10-13
StoneX Group Inc.
15,972$117.6K0.0%ETFMediumNew York, NY2026-11-03
Kestra Advisory Services, LLC
15,837$105.5K0.0%CoreLowAustin, TX2026-11-02
Keystone Wealth Services, LLC
14,858$99.8K0.0%ETFHighPalm Desert, CA2026-11-03
Capital Investment Advisory Services, LLC
13,265$88.3K0.0%CoreMediumRaleigh, NC2026-10-30
Post Resch Tallon Group Inc.
10,496$69.9K0.0%ETFLowPittsford, NY2026-10-09
Commonwealth Equity Services, LLC
10,452$69.6K0.0%ETFLowWaltham, MA2026-11-02
IFP Advisors, Inc
3,870$25.8K0.0%GrowthLowTampa, FL2026-10-16
Triumph Capital Management
3,300$22.0K0.0%ETFMediumDenver, CO2026-10-14
Byrne Asset Management LLC
1,800$12.3K0.0%CoreLowKingston, NJ2026-10-06
Cassaday & Co Wealth Management LLC
1,765$11.8K0.0%ETFVery LowMclean, VA2026-10-27
Latitude Advisors, LLC
1,370$9.1K0.0%ETFLowYorkville, IL2026-10-27
Highline Wealth Partners LLC
392$2.6K0.0%ETFMediumSherman Oaks, CA2026-10-19
Gables Capital Management Inc.
269$1.8K0.0%GrowthVery LowMiami, FL2026-11-04
Cedar Mountain Advisors, LLC
82$5460.0%ETFVery LowLake Oswego, OR2026-10-15