Highland Opport & Income (HFRO)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Cambridge Investment Research Advisors, Inc.

DECREASED

Shares922,508 from 944,693

Change-22,185 (-2%)

Value$6.1M (-$592.0K)

Filed 2026-11-02

Matisse Capital

UNCHANGED

Shares617,000 from 617,000

Change0 (0%)

Value$4.1M (-$290.0K)

Filed 2026-10-29

Oppenheimer & Co Inc

DECREASED

Shares512,244 from 532,264

Change-20,020 (-4%)

Value$3.4M (-$383.5K)

Filed 2026-10-26

Altium Capital Management LLC

UNCHANGED

Shares317,055 from 317,055

Change0 (0%)

Value$2.1M (-$149.0K)

Filed 2026-11-04

Closed-End Fund Advisors, Inc.

DECREASED

Shares236,382 from 237,067

Change-685 (0%)

Value$1.6M (-$116.0K)

Filed 2026-11-04

Blue Bell Private Wealth Management, LLC

INCREASED

Shares234,418 from 176,264

Change+58,154 (+33%)

Value$1.6M (+$304.5K)

Filed 2026-10-29

Choreo, LLC

DECREASED

Shares205,083 from 206,145

Change-1,062 (-1%)

Value$1.4M (-$104.0K)

Filed 2026-10-28

Park Avenue Securities LLC

DECREASED

Shares172,279 from 176,281

Change-4,002 (-2%)

Value$1.1M (-$110.0K)

Filed 2026-10-26

Nations Financial Group Inc,

DECREASED

Shares121,412 from 122,317

Change-905 (-1%)

Value$808.6K (-$63.5K)

Filed 2026-11-05

Calamos Advisors LLC

INCREASED

Shares85,547 from 80,201

Change+5,346 (+7%)

Value$569.7K (-$2.1K)

Filed 2026-11-02

Financial Solutions Advisory Group, Inc.

INCREASED

Shares69,401 from 44,734

Change+24,667 (+55%)

Value$429.6K (+$88.3K)

Filed 2026-10-28

Creative Planning

DECREASED

Shares66,112 from 68,552

Change-2,440 (-4%)

Value$440.3K (-$48.5K)

Filed 2026-11-02

Gilpin Wealth Management, LLC

DECREASED

Shares50,251 from 76,546

Change-26,295 (-34%)

Value$334.7K (-$211.1K)

Filed 2026-10-09

Aegon USA Investment Management, LLC

DECREASED

Shares36,919 from 47,619

Change-10,700 (-22%)

Value$245.9K (-$93.6K)

Filed 2026-10-30

Abel Hall, LLC

UNCHANGED

Shares30,000 from 30,000

Change0 (0%)

Value$199.8K (-$14.1K)

Filed 2026-10-19

Independent Financial Group, LLC

INCREASED

Shares29,119 from 28,881

Change+238 (+1%)

Value$193.9K (-$12.0K)

Filed 2026-10-13

Integrated Capital Management, Inc.

DECREASED

Shares26,970 from 29,285

Change-2,315 (-8%)

Value$179.6K (-$29.2K)

Filed 2026-10-09

Samalin Investment Counsel, LLC

DECREASED

Shares25,129 from 56,009

Change-30,880 (-55%)

Value$167.4K (-$232.0K)

Filed 2026-10-23

B. Riley Wealth Advisors, Inc.

DECREASED

Shares17,663 from 25,815

Change-8,152 (-32%)

Value$117.6K (-$69.3K)

Filed 2026-10-13

StoneX Group Inc.

NEW

Shares15,972

Change+15,972

Value$117.6K

Filed 2026-11-03

Kestra Advisory Services, LLC

INCREASED

Shares15,837 from 15,591

Change+246 (+2%)

Value$105.5K (-$5.7K)

Filed 2026-11-02

Keystone Wealth Services, LLC

INCREASED

Shares14,858 from 14,704

Change+154 (+1%)

Value$99.8K (-$5.0K)

Filed 2026-11-03

Capital Investment Advisory Services, LLC

INCREASED

Shares13,265 from 13,076

Change+189 (+1%)

Value$88.3K (-$4.9K)

Filed 2026-10-30

Post Resch Tallon Group Inc.

INCREASED

Shares10,496 from 10,485

Change+11 (+0%)

Value$69.9K (-$4.9K)

Filed 2026-10-09

Commonwealth Equity Services, LLC

DECREASED

Shares10,452 from 12,689

Change-2,237 (-18%)

Value$69.6K (-$20.9K)

Filed 2026-11-02

Fifth Third Bancorp

UNCHANGED

Shares6,156 from 6,156

Change0 (0%)

Value$41.0K (-$2.9K)

Filed 2026-11-05

IFP Advisors, Inc

INCREASED

Shares3,870 from 3,845

Change+25 (+1%)

Value$25.8K (-$1.6K)

Filed 2026-10-16

Triumph Capital Management

UNCHANGED

Shares3,300 from 3,300

Change0 (0%)

Value$22.0K (-$1.6K)

Filed 2026-10-14

Byrne Asset Management LLC

UNCHANGED

Shares1,800 from 1,800

Change0 (0%)

Value$12.3K (-$558)

Filed 2026-10-06

Cassaday & Co Wealth Management LLC

NEW

Shares1,765

Change+1,765

Value$11.8K

Filed 2026-10-27

Latitude Advisors, LLC

NEW

Shares1,370

Change+1,370

Value$9.1K

Filed 2026-10-27

Highline Wealth Partners LLC

DECREASED

Shares392 from 414

Change-22 (-5%)

Value$2.6K (-$341)

Filed 2026-10-19

Gables Capital Management Inc.

UNCHANGED

Shares269 from 269

Change0 (0%)

Value$1.8K (-$126)

Filed 2026-11-04

Cedar Mountain Advisors, LLC

UNCHANGED

Shares82 from 82

Change0 (0%)

Value$546 (-$39)

Filed 2026-10-15

Diversify Advisory Services, LLC

CLOSED

Shares0 from 13,015

Change-13,015 (-100%)

Value$0 (-$94.7K)

Filed 2026-10-20

Diversify Wealth Management, LLC

CLOSED

Shares0 from 13,015

Change-13,015 (-100%)

Value$0 (-$94.7K)

Filed 2026-10-20

Koshinski Asset Management, Inc.

CLOSED

Shares0 from 11,625

Change-11,625 (-100%)

Value$0 (-$82.9K)

Filed 2026-10-29

Spire Wealth Management

CLOSED

Shares0 from 500

Change-500 (-100%)

Value$0 (-$3.6K)

Filed 2026-10-30

Assetmark, Inc

CLOSED

Shares0 from 226

Change-226 (-100%)

Value$0 (-$1.6K)

Filed 2026-10-21

Sunrise Financial Services, LLC

CLOSED

Shares0 from 70

Change-70 (-100%)

Value$0 (-$499)

Filed 2026-10-21

AdvisorNet Financial, Inc

CLOSED

Shares0 from 2

Change-2 (-100%)

Value$0 (-$11)

Filed 2026-10-15

Saba Capital Management, L.P.A

N/A

Shares— from 5,976,204

Change-5,976,204 (-100%)

Value—

Nexpoint Asset Management, L.P.

N/A

Shares— from 4,599,295

Change-4,599,295 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 3,979,624

Change-3,979,624 (-100%)

Value—

Thomas J. Herzfeld Advisors, Inc.

N/A

Shares— from 2,676,474

Change-2,676,474 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 2,487,826

Change-2,487,826 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 2,183,464

Change-2,183,464 (-100%)

Value—

Invesco Ltd.

N/A

Shares— from 1,161,203

Change-1,161,203 (-100%)

Value—

Atlas Wealth LLC

N/A

Shares— from 1,030,976

Change-1,030,976 (-100%)

Value—

LPL Financial LLC

N/A

Shares— from 615,069

Change-615,069 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 544,380

Change-544,380 (-100%)

Value—

Geneos Wealth Management Inc.

N/A

Shares— from 525,538

Change-525,538 (-100%)

Value—

Camelot Portfolios, LLC

N/A

Shares— from 310,043

Change-310,043 (-100%)

Value—

Landscape Capital Management, L.L.C.

N/A

Shares— from 181,396

Change-181,396 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 173,066

Change-173,066 (-100%)

Value—

Aristides Capital LLC

N/A

Shares— from 143,706

Change-143,706 (-100%)

Value—

IHT Wealth Management, LLC

N/A

Shares— from 137,401

Change-137,401 (-100%)

Value—

Gratia Capital, LLC

N/A

Shares— from 124,725

Change-124,725 (-100%)

Value—

HighTower Advisors, LLC

N/A

Shares— from 109,907

Change-109,907 (-100%)

Value—

Baird Financial Group, Inc.

N/A

Shares— from 95,804

Change-95,804 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 95,535

Change-95,535 (-100%)

Value—

Harbour Investments, Inc.

N/A

Shares— from 65,120

Change-65,120 (-100%)

Value—

Ariadne Wealth Management, LP

N/A

Shares— from 52,914

Change-52,914 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 50,969

Change-50,969 (-100%)

Value—

XTX Topco Ltd

N/A

Shares— from 48,570

Change-48,570 (-100%)

Value—

Susquehanna International Group, LLP

N/A

Shares— from 43,426

Change-43,426 (-100%)

Value—

Jane Street Group, LLC

N/A

Shares— from 40,661

Change-40,661 (-100%)

Value—

Mercer Global Advisors Inc

N/A

Shares— from 35,831

Change-35,831 (-100%)

Value—

CSS LLC

N/A

Shares— from 32,516

Change-32,516 (-100%)

Value—

Papamarkou Wellner Asset Management inc.

N/A

Shares— from 30,000

Change-30,000 (-100%)

Value—

UBS Group AG

N/A

Shares— from 29,943

Change-29,943 (-100%)

Value—

Evolve Private Wealth, LLC

N/A

Shares— from 28,887

Change-28,887 (-100%)

Value—

Mariner, LLC

N/A

Shares— from 25,112

Change-25,112 (-100%)

Value—

North Ground Capital

N/A

Shares— from 24,731

Change-24,731 (-100%)

Value—

Melfa Wealth Management, Inc.

N/A

Shares— from 18,856

Change-18,856 (-100%)

Value—

MML Investors Services, LLC

N/A

Shares— from 18,683

Change-18,683 (-100%)

Value—

One Charles Private Wealth Services, LLC

N/A

Shares— from 17,248

Change-17,248 (-100%)

Value—

Goldman Sachs Group Inc

N/A

Shares— from 15,148

Change-15,148 (-100%)

Value—

Nomura Holdings Inc

N/A

Shares— from 15,000

Change-15,000 (-100%)

Value—

Stephens Inc

N/A

Shares— from 12,743

Change-12,743 (-100%)

Value—

Janney Montgomery Scott LLC

N/A

Shares— from 11,530

Change-11,530 (-100%)

Value—

Bulldog Investors, LLPA

N/A

Shares— from 10,715

Change-10,715 (-100%)

Value—

K2 Principal Fund, L.P.

N/A

Shares— from 10,033

Change-10,033 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 9,385

Change-9,385 (-100%)

Value—

BFC Planning, Inc.

N/A

Shares— from 6,700

Change-6,700 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 6,505

Change-6,505 (-100%)

Value—

Arax Advisory Partners

N/A

Shares— from 5,044

Change-5,044 (-100%)

Value—

Basepoint Wealth LLC

N/A

Shares— from 3,671

Change-3,671 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 1,261

Change-1,261 (-100%)

Value—

Caldwell Sutter Capital, Inc.

N/A

Shares— from 285

Change-285 (-100%)

Value—

SHP Wealth Management

N/A

Shares— from 211

Change-211 (-100%)

Value—

FMR LLC

N/A

Shares— from 23

Change-23 (-100%)

Value—

Strategic Wealth Partners, Ltd.

N/A

Shares— from 6

Change-6 (-100%)

Value—

Vision Retirement, LLC

N/A

Shares— from 3

Change-3 (-100%)

Value—

Kilter Group LLC

N/A

Shares— from 1

Change-1 (-100%)

Value—

	Status
Cambridge Investment Research Advisors, Inc.	DECREASED	922,508	944,693	-22,185	-2%	$6.7M	$6.1M	-$592.0K	2026-11-02
Matisse Capital	UNCHANGED	617,000	617,000	0	0%	$4.4M	$4.1M	-$290.0K	2026-10-29
Oppenheimer & Co Inc	DECREASED	512,244	532,264	-20,020	-4%	$3.8M	$3.4M	-$383.5K	2026-10-26
Altium Capital Management LLC	UNCHANGED	317,055	317,055	0	0%	$2.3M	$2.1M	-$149.0K	2026-11-04
Closed-End Fund Advisors, Inc.	DECREASED	236,382	237,067	-685	0%	$1.7M	$1.6M	-$116.0K	2026-11-04
Blue Bell Private Wealth Management, LLC	INCREASED	234,418	176,264	+58,154	+33%	$1.3M	$1.6M	+$304.5K	2026-10-29
Choreo, LLC	DECREASED	205,083	206,145	-1,062	-1%	$1.5M	$1.4M	-$104.0K	2026-10-28
Park Avenue Securities LLC	DECREASED	172,279	176,281	-4,002	-2%	$1.3M	$1.1M	-$110.0K	2026-10-26
Nations Financial Group Inc,	DECREASED	121,412	122,317	-905	-1%	$872.1K	$808.6K	-$63.5K	2026-11-05
Calamos Advisors LLC	INCREASED	85,547	80,201	+5,346	+7%	$571.8K	$569.7K	-$2.1K	2026-11-02
Financial Solutions Advisory Group, Inc.	INCREASED	69,401	44,734	+24,667	+55%	$341.3K	$429.6K	+$88.3K	2026-10-28
Creative Planning	DECREASED	66,112	68,552	-2,440	-4%	$488.8K	$440.3K	-$48.5K	2026-11-02
Gilpin Wealth Management, LLC	DECREASED	50,251	76,546	-26,295	-34%	$545.8K	$334.7K	-$211.1K	2026-10-09
Aegon USA Investment Management, LLC	DECREASED	36,919	47,619	-10,700	-22%	$339.5K	$245.9K	-$93.6K	2026-10-30
Abel Hall, LLC	UNCHANGED	30,000	30,000	0	0%	$213.9K	$199.8K	-$14.1K	2026-10-19
Independent Financial Group, LLC	INCREASED	29,119	28,881	+238	+1%	$205.9K	$193.9K	-$12.0K	2026-10-13
Integrated Capital Management, Inc.	DECREASED	26,970	29,285	-2,315	-8%	$208.8K	$179.6K	-$29.2K	2026-10-09
Samalin Investment Counsel, LLC	DECREASED	25,129	56,009	-30,880	-55%	$399.3K	$167.4K	-$232.0K	2026-10-23
B. Riley Wealth Advisors, Inc.	DECREASED	17,663	25,815	-8,152	-32%	$186.9K	$117.6K	-$69.3K	2026-10-13
StoneX Group Inc.	NEW	15,972	—	+15,972	—	—	$117.6K	—	2026-11-03
Kestra Advisory Services, LLC	INCREASED	15,837	15,591	+246	+2%	$111.2K	$105.5K	-$5.7K	2026-11-02
Keystone Wealth Services, LLC	INCREASED	14,858	14,704	+154	+1%	$104.8K	$99.8K	-$5.0K	2026-11-03
Capital Investment Advisory Services, LLC	INCREASED	13,265	13,076	+189	+1%	$93.2K	$88.3K	-$4.9K	2026-10-30
Post Resch Tallon Group Inc.	INCREASED	10,496	10,485	+11	+0%	$74.8K	$69.9K	-$4.9K	2026-10-09
Commonwealth Equity Services, LLC	DECREASED	10,452	12,689	-2,237	-18%	$90.5K	$69.6K	-$20.9K	2026-11-02
Fifth Third Bancorp	UNCHANGED	6,156	6,156	0	0%	$43.9K	$41.0K	-$2.9K	2026-11-05
IFP Advisors, Inc	INCREASED	3,870	3,845	+25	+1%	$27.4K	$25.8K	-$1.6K	2026-10-16
Triumph Capital Management	UNCHANGED	3,300	3,300	0	0%	$23.5K	$22.0K	-$1.6K	2026-10-14
Byrne Asset Management LLC	UNCHANGED	1,800	1,800	0	0%	$12.8K	$12.3K	-$558	2026-10-06
Cassaday & Co Wealth Management LLC	NEW	1,765	—	+1,765	—	—	$11.8K	—	2026-10-27
Latitude Advisors, LLC	NEW	1,370	—	+1,370	—	—	$9.1K	—	2026-10-27
Highline Wealth Partners LLC	DECREASED	392	414	-22	-5%	$3.0K	$2.6K	-$341	2026-10-19
Gables Capital Management Inc.	UNCHANGED	269	269	0	0%	$1.9K	$1.8K	-$126	2026-11-04
Cedar Mountain Advisors, LLC	UNCHANGED	82	82	0	0%	$585	$546	-$39	2026-10-15
Diversify Advisory Services, LLC	CLOSED	0	13,015	-13,015	-100%	$94.7K	$0	-$94.7K	2026-10-20
Diversify Wealth Management, LLC	CLOSED	0	13,015	-13,015	-100%	$94.7K	$0	-$94.7K	2026-10-20
Koshinski Asset Management, Inc.	CLOSED	0	11,625	-11,625	-100%	$82.9K	$0	-$82.9K	2026-10-29
Spire Wealth Management	CLOSED	0	500	-500	-100%	$3.6K	$0	-$3.6K	2026-10-30
Assetmark, Inc	CLOSED	0	226	-226	-100%	$1.6K	$0	-$1.6K	2026-10-21
Sunrise Financial Services, LLC	CLOSED	0	70	-70	-100%	$499	$0	-$499	2026-10-21
AdvisorNet Financial, Inc	CLOSED	0	2	-2	-100%	$11	$0	-$11	2026-10-15
Saba Capital Management, L.P.A	N/A	—	5,976,204	-5,976,204	-100%	$42.6M	—	—	—
Nexpoint Asset Management, L.P.	N/A	—	4,599,295	-4,599,295	-100%	$32.8M	—	—	—
Raymond James Financial Inc	N/A	—	3,979,624	-3,979,624	-100%	$28.4M	—	—	—
Thomas J. Herzfeld Advisors, Inc.	N/A	—	2,676,474	-2,676,474	-100%	$19.1M	—	—	—
Morgan Stanley	N/A	—	2,487,826	-2,487,826	-100%	$17.7M	—	—	—
Envestnet Asset Management Inc	N/A	—	2,183,464	-2,183,464	-100%	$15.6M	—	—	—
Invesco Ltd.	N/A	—	1,161,203	-1,161,203	-100%	$8.3M	—	—	—
Atlas Wealth LLC	N/A	—	1,030,976	-1,030,976	-100%	$7.4M	—	—	—
LPL Financial LLC	N/A	—	615,069	-615,069	-100%	$4.4M	—	—	—
Royal Bank of Canada	N/A	—	544,380	-544,380	-100%	$3.9M	—	—	—
Geneos Wealth Management Inc.	N/A	—	525,538	-525,538	-100%	$3.7M	—	—	—
Camelot Portfolios, LLC	N/A	—	310,043	-310,043	-100%	$2.2M	—	—	—
Landscape Capital Management, L.L.C.	N/A	—	181,396	-181,396	-100%	$1.3M	—	—	—
NewEdge Advisors, LLC	N/A	—	173,066	-173,066	-100%	$1.2M	—	—	—
Aristides Capital LLC	N/A	—	143,706	-143,706	-100%	$1.0M	—	—	—
IHT Wealth Management, LLC	N/A	—	137,401	-137,401	-100%	$979.7K	—	—	—
Gratia Capital, LLC	N/A	—	124,725	-124,725	-100%	$889.3K	—	—	—
HighTower Advisors, LLC	N/A	—	109,907	-109,907	-100%	$783.6K	—	—	—
Baird Financial Group, Inc.	N/A	—	95,804	-95,804	-100%	$683.1K	—	—	—
Osaic Holdings, Inc.	N/A	—	95,535	-95,535	-100%	$681.2K	—	—	—
Harbour Investments, Inc.	N/A	—	65,120	-65,120	-100%	$464.3K	—	—	—
Ariadne Wealth Management, LP	N/A	—	52,914	-52,914	-100%	$377.3K	—	—	—
Cetera Investment Advisers	N/A	—	50,969	-50,969	-100%	$363.4K	—	—	—
XTX Topco Ltd	N/A	—	48,570	-48,570	-100%	$346.3K	—	—	—
Susquehanna International Group, LLP	N/A	—	43,426	-43,426	-100%	$309.6K	—	—	—
Jane Street Group, LLC	N/A	—	40,661	-40,661	-100%	$289.9K	—	—	—
Mercer Global Advisors Inc	N/A	—	35,831	-35,831	-100%	$255.5K	—	—	—
CSS LLC	N/A	—	32,516	-32,516	-100%	$231.8K	—	—	—
Papamarkou Wellner Asset Management inc.	N/A	—	30,000	-30,000	-100%	$213.9K	—	—	—
UBS Group AG	N/A	—	29,943	-29,943	-100%	$213.5K	—	—	—
Evolve Private Wealth, LLC	N/A	—	28,887	-28,887	-100%	$206.0K	—	—	—
Mariner, LLC	N/A	—	25,112	-25,112	-100%	$179.0K	—	—	—
North Ground Capital	N/A	—	24,731	-24,731	-100%	$176.3K	—	—	—
Melfa Wealth Management, Inc.	N/A	—	18,856	-18,856	-100%	$134.4K	—	—	—
MML Investors Services, LLC	N/A	—	18,683	-18,683	-100%	$133.2K	—	—	—
One Charles Private Wealth Services, LLC	N/A	—	17,248	-17,248	-100%	$123.0K	—	—	—
Goldman Sachs Group Inc	N/A	—	15,148	-15,148	-100%	$108.0K	—	—	—
Nomura Holdings Inc	N/A	—	15,000	-15,000	-100%	$107.0K	—	—	—
Stephens Inc	N/A	—	12,743	-12,743	-100%	$90.9K	—	—	—
Janney Montgomery Scott LLC	N/A	—	11,530	-11,530	-100%	$82.0K	—	—	—
Bulldog Investors, LLPA	N/A	—	10,715	-10,715	-100%	$76.4K	—	—	—
K2 Principal Fund, L.P.	N/A	—	10,033	-10,033	-100%	$71.5K	—	—	—
Rockefeller Capital Management L.P.	N/A	—	9,385	-9,385	-100%	$66.9K	—	—	—
BFC Planning, Inc.	N/A	—	6,700	-6,700	-100%	$47.8K	—	—	—
Wells Fargo & Company	N/A	—	6,505	-6,505	-100%	$46.4K	—	—	—
Arax Advisory Partners	N/A	—	5,044	-5,044	-100%	$36.0K	—	—	—
Basepoint Wealth LLC	N/A	—	3,671	-3,671	-100%	$26.2K	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	1,261	-1,261	-100%	$9.0K	—	—	—
Caldwell Sutter Capital, Inc.	N/A	—	285	-285	-100%	$2.0K	—	—	—
SHP Wealth Management	N/A	—	211	-211	-100%	$1.5K	—	—	—
FMR LLC	N/A	—	23	-23	-100%	$164	—	—	—
Strategic Wealth Partners, Ltd.	N/A	—	6	-6	-100%	$43	—	—	—
Vision Retirement, LLC	N/A	—	3	-3	-100%	$19	—	—	—
Kilter Group LLC	N/A	—	1	-1	-100%	$5	—	—	—

Showing 95 of 95 institutions