Horizon Technology Finance C (HRZN)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Green Alpha Advisors, LLC

DECREASED

Shares386,781 from 429,913

Change-43,132 (-10%)

Value$1.8M (-$258.2K)

Filed 2026-10-08

Connecticut Wealth Management, LLC

INCREASED

Shares215,519 from 214,509

Change+1,010 (+0%)

Value$989.2K (-$25.4K)

Filed 2026-10-13

Apollon Wealth Management, LLC

INCREASED

Shares127,232 from 126,196

Change+1,036 (+1%)

Value$584.0K (-$12.9K)

Filed 2026-10-23

UMB Bank, n.a.

UNCHANGED

Shares107,470 from 107,470

Change0 (0%)

Value$493.3K (-$15.0K)

Filed 2026-11-06

Imc-Chicago, LLC

INCREASED

Shares78,113 from 40,074

Change+38,039 (+95%)

Value$358.5K (+$169.0K)

Filed 2026-11-05

Commonwealth Equity Services, LLC

DECREASED

Shares77,716 from 81,264

Change-3,548 (-4%)

Value$356.7K (-$27.7K)

Filed 2026-11-02

First Financial Bank - Trust Division

UNCHANGED

Shares65,573 from 65,573

Change0 (0%)

Value$301.0K (-$9.2K)

Filed 2026-10-01

LaFleur & Godfrey LLC

DECREASED

Shares54,114 from 114,526

Change-60,412 (-53%)

Value$248.4K (-$293.3K)

Filed 2026-10-27

International Assets Investment Management, LLC

DECREASED

Shares40,570 from 49,241

Change-8,671 (-18%)

Value$187.4K (-$45.5K)

Filed 2026-11-02

LPL Financial LLC

DECREASED

Shares28,916 from 81,942

Change-53,026 (-65%)

Value$132.7K (-$254.9K)

Filed 2026-11-06

StoneX Group Inc.

NEW

Shares25,177

Change+25,177

Value$114.5K

Filed 2026-11-03

Forum Financial Management, LP

UNCHANGED

Shares24,760 from 24,760

Change0 (0%)

Value$113.6K (-$3.5K)

Filed 2026-10-16

Creative Financial Designs Inc

INCREASED

Shares23,378 from 13,378

Change+10,000 (+75%)

Value$107.3K (+$44.0K)

Filed 2026-11-04

Oppenheimer & Co Inc

INCREASED

Shares20,196 from 12,213

Change+7,983 (+65%)

Value$92.7K (+$34.9K)

Filed 2026-10-26

Simplex Trading, LLC

INCREASED

Shares20,150 from 11,084

Change+9,066 (+82%)

Value$92.5K (+$40.1K)

Filed 2026-11-04

LifeWealth Investments, LLC

UNCHANGED

Shares16,908 from 16,908

Change0 (0%)

Value$77.6K (-$2.4K)

Filed 2026-10-21

Atria Investments, Inc

NEW

Shares14,638

Change+14,638

Value$67.2K

Filed 2026-10-15

Trek Financial, LLC

DECREASED

Shares12,451 from 12,455

Change-4 (0%)

Value$57.2K (-$1.8K)

Filed 2026-10-29

Nations Financial Group Inc,

DECREASED

Shares11,150 from 12,150

Change-1,000 (-8%)

Value$51.2K (-$6.3K)

Filed 2026-11-05

Adell Harriman & Carpenter Inc

DECREASED

Shares11,000 from 12,000

Change-1,000 (-8%)

Value$50.5K (-$6.3K)

Filed 2026-11-02

Davenport & Co LLC

UNCHANGED

Shares10,624 from 10,624

Change0 (0%)

Value$48.8K (-$1.5K)

Filed 2026-10-14

Closed-End Fund Advisors, Inc.

UNCHANGED

Shares10,432 from 10,432

Change0 (0%)

Value$47.9K (-$1.5K)

Filed 2026-11-04

BI Asset Management Fondsmaeglerselskab A/S

INCREASED

Shares10,253 from 10,059

Change+194 (+2%)

Value$47 (-$48.0K)

Filed 2026-10-22

Highline Wealth Partners LLC

INCREASED

Shares3,290 from 2,732

Change+558 (+20%)

Value$15.1K (+$2.2K)

Filed 2026-10-19

Fifth Third Bancorp

UNCHANGED

Shares2,702 from 2,702

Change0 (0%)

Value$12.4K (-$378)

Filed 2026-11-05

Allworth Financial LP

UNCHANGED

Shares1,134 from 1,134

Change0 (0%)

Value$5.4K ($0)

Filed 2026-11-06

Chung Wu Investment Group, LLC

UNCHANGED

Shares1,100 from 1,100

Change0 (0%)

Value$5.0K (-$154)

Filed 2026-11-03

North Star Investment Management Corp.

UNCHANGED

Shares658 from 658

Change0 (0%)

Value$3.0K (-$92)

Filed 2026-10-27

Three Bridge Wealth Advisors, LLC

NEW

Shares536

Change+536

Value$2.5K

Filed 2026-11-05

TD Waterhouse Canada Inc.

UNCHANGED

Shares125 from 125

Change0 (0%)

Value$576 (-$15)

Filed 2026-10-16

First Horizon Corp

UNCHANGED

Shares100 from 100

Change0 (0%)

Value$459 (-$14)

Filed 2026-10-26

Nova Financial LLC

NEW

Shares5

Change+5

Value$23

Filed 2026-11-04

Citigroup Inc

NEW

Shares1

Change+1

Value$5

Filed 2026-11-04

Koshinski Asset Management, Inc.

CLOSED

Shares0 from 27,279

Change-27,279 (-100%)

Value$0 (-$129.0K)

Filed 2026-10-29

D.A. Davidson & Co.

CLOSED

Shares0 from 19,123

Change-19,123 (-100%)

Value$0 (-$90.5K)

Filed 2026-10-28

Leading Edge Financial Planning LLC

CLOSED

Shares0 from 16,732

Change-16,732 (-100%)

Value$0 (-$79.1K)

Filed 2026-10-23

Chapin Davis, Inc.

CLOSED

Shares0 from 12,691

Change-12,691 (-100%)

Value$0 (-$60.0K)

Filed 2026-10-09

Cambridge Investment Research Advisors, Inc.

CLOSED

Shares0 from 10,661

Change-10,661 (-100%)

Value$0 (-$50.0K)

Filed 2026-11-02

Caitong International Asset Management Co., Ltd

CLOSED

Shares0 from 721

Change-721 (-100%)

Value$0 (-$3.4K)

Filed 2026-10-29

Aspect Partners, LLC

CLOSED

Shares0 from 172

Change-172 (-100%)

Value$0 (-$812)

Filed 2026-10-20

JFS Wealth Advisors, LLC

CLOSED

Shares0 from 171

Change-171 (-100%)

Value$0 (-$809)

Filed 2026-11-03

Farther Finance Advisors, LLC

UNCHANGED

Shares0 from 0

Change0

Value$1 ($0)

Filed 2026-10-08

Morgan Stanley

N/A

Shares— from 1,055,591

Change-1,055,591 (-100%)

Value—

Bulldog Investors, LLPA

N/A

Shares— from 658,617

Change-658,617 (-100%)

Value—

Marshall Wace, LLP

N/A

Shares— from 592,247

Change-592,247 (-100%)

Value—

Caprock Group, LLC

N/A

Shares— from 454,442

Change-454,442 (-100%)

Value—

Legal & General Group Plc

N/A

Shares— from 386,211

Change-386,211 (-100%)

Value—

Eagle Point Credit Management LLC

N/A

Shares— from 366,194

Change-366,194 (-100%)

Value—

Virtus Investment Advisers, LLC

N/A

Shares— from 252,455

Change-252,455 (-100%)

Value—

Blair William & Co

N/A

Shares— from 239,073

Change-239,073 (-100%)

Value—

Bank of America Corp

N/A

Shares— from 225,732

Change-225,732 (-100%)

Value—

UBS Group AG

N/A

Shares— from 195,466

Change-195,466 (-100%)

Value—

BlackRock, Inc.

N/A

Shares— from 180,902

Change-180,902 (-100%)

Value—

Arax Advisory Partners

N/A

Shares— from 126,305

Change-126,305 (-100%)

Value—

CAZ Investments LP

N/A

Shares— from 108,630

Change-108,630 (-100%)

Value—

Focus Partners Wealth

N/A

Shares— from 100,593

Change-100,593 (-100%)

Value—

AQR Capital Management LLC

N/A

Shares— from 91,368

Change-91,368 (-100%)

Value—

Jackson Thornton Wealth Management, LLC

N/A

Shares— from 90,609

Change-90,609 (-100%)

Value—

Fiera Capital Corp

N/A

Shares— from 78,980

Change-78,980 (-100%)

Value—

Two Sigma Investments, LP

N/A

Shares— from 67,489

Change-67,489 (-100%)

Value—

Millennium Management LLC

N/A

Shares— from 60,674

Change-60,674 (-100%)

Value—

Canada Life Assurance Co

N/A

Shares— from 59,941

Change-59,941 (-100%)

Value—

Pathstone Holdings, LLC

N/A

Shares— from 54,705

Change-54,705 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 50,626

Change-50,626 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 47,242

Change-47,242 (-100%)

Value—

Regal Investment Advisors LLC

N/A

Shares— from 43,553

Change-43,553 (-100%)

Value—

Permanent Capital Management, LP

N/A

Shares— from 42,165

Change-42,165 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 38,247

Change-38,247 (-100%)

Value—

Quantbot Technologies LP

N/A

Shares— from 36,325

Change-36,325 (-100%)

Value—

Cerity Partners LLC

N/A

Shares— from 33,736

Change-33,736 (-100%)

Value—

Ethos Financial Group, LLC

N/A

Shares— from 33,100

Change-33,100 (-100%)

Value—

Baird Financial Group, Inc.

N/A

Shares— from 31,280

Change-31,280 (-100%)

Value—

Freestone Capital Holdings, LLC

N/A

Shares— from 29,817

Change-29,817 (-100%)

Value—

Magnolia Capital Advisors LLC

N/A

Shares— from 28,849

Change-28,849 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 27,684

Change-27,684 (-100%)

Value—

Captrust Financial Advisors

N/A

Shares— from 26,396

Change-26,396 (-100%)

Value—

Susquehanna International Group, LLP

N/A

Shares— from 25,074

Change-25,074 (-100%)

Value—

Stonebridge Financial Group, LLC

N/A

Shares— from 23,560

Change-23,560 (-100%)

Value—

Private Advisor Group, LLC

N/A

Shares— from 23,207

Change-23,207 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 21,413

Change-21,413 (-100%)

Value—

Rothschild Investment LLC

N/A

Shares— from 20,987

Change-20,987 (-100%)

Value—

Fiduciary Group, LLC

N/A

Shares— from 20,684

Change-20,684 (-100%)

Value—

HRT Financial LP

N/A

Shares— from 19,770

Change-19,770 (-100%)

Value—

Squarepoint Ops LLC

N/A

Shares— from 19,743

Change-19,743 (-100%)

Value—

Equitable Holdings, Inc.

N/A

Shares— from 18,956

Change-18,956 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 18,585

Change-18,585 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 18,375

Change-18,375 (-100%)

Value—

Jane Street Group, LLC

N/A

Shares— from 16,141

Change-16,141 (-100%)

Value—

Southeast Asset Advisors, LLC

N/A

Shares— from 15,043

Change-15,043 (-100%)

Value—

Centennial Bank

N/A

Shares— from 15,000

Change-15,000 (-100%)

Value—

Mariner, LLC

N/A

Shares— from 14,760

Change-14,760 (-100%)

Value—

XTX Topco Ltd

N/A

Shares— from 14,286

Change-14,286 (-100%)

Value—

Cresset Asset Management, LLC

N/A

Shares— from 14,285

Change-14,285 (-100%)

Value—

HighTower Advisors, LLC

N/A

Shares— from 12,905

Change-12,905 (-100%)

Value—

Oxford Asset Management LLP

N/A

Shares— from 12,455

Change-12,455 (-100%)

Value—

Ausdal Financial Partners, Inc.

N/A

Shares— from 11,513

Change-11,513 (-100%)

Value—

Wealthspire Advisors, LLC

N/A

Shares— from 11,190

Change-11,190 (-100%)

Value—

Garden State Investment Advisory Services LLC

N/A

Shares— from 11,143

Change-11,143 (-100%)

Value—

Stephens Inc

N/A

Shares— from 10,202

Change-10,202 (-100%)

Value—

BFC Planning, Inc.

N/A

Shares— from 6,832

Change-6,832 (-100%)

Value—

Nova Wealth Management, Inc.

N/A

Shares— from 3,722

Change-3,722 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 2,636

Change-2,636 (-100%)

Value—

N.E.W. Advisory Services LLC

N/A

Shares— from 2,065

Change-2,065 (-100%)

Value—

Jones Financial Companies Lllp

N/A

Shares— from 1,830

Change-1,830 (-100%)

Value—

Northwestern Mutual Wealth Management Co

N/A

Shares— from 1,561

Change-1,561 (-100%)

Value—

Nomura Asset Management Co LTD

N/A

Shares— from 1,432

Change-1,432 (-100%)

Value—

Group One Trading LLC

N/A

Shares— from 833

Change-833 (-100%)

Value—

PIN OAK Investment Advisors Inc

N/A

Shares— from 800

Change-800 (-100%)

Value—

Kerr Financial Planning Corp

N/A

Shares— from 209

Change-209 (-100%)

Value—

SHP Wealth Management

N/A

Shares— from 200

Change-200 (-100%)

Value—

Harbour Investments, Inc.

N/A

Shares— from 72

Change-72 (-100%)

Value—

Global Retirement Partners, LLC

N/A

Shares— from 1

Change-1 (-100%)

Value—

Danske Bank A/S

N/A

Shares— from 1

Change-1 (-100%)

Value—

Aventura Private Wealth, LLC

N/A

Shares— from 0

Change0

Value—

	Status
Green Alpha Advisors, LLC	DECREASED	386,781	429,913	-43,132	-10%	$2.0M	$1.8M	-$258.2K	2026-10-08
Connecticut Wealth Management, LLC	INCREASED	215,519	214,509	+1,010	+0%	$1.0M	$989.2K	-$25.4K	2026-10-13
Apollon Wealth Management, LLC	INCREASED	127,232	126,196	+1,036	+1%	$596.9K	$584.0K	-$12.9K	2026-10-23
UMB Bank, n.a.	UNCHANGED	107,470	107,470	0	0%	$508.3K	$493.3K	-$15.0K	2026-11-06
Imc-Chicago, LLC	INCREASED	78,113	40,074	+38,039	+95%	$189.6K	$358.5K	+$169.0K	2026-11-05
Commonwealth Equity Services, LLC	DECREASED	77,716	81,264	-3,548	-4%	$384.4K	$356.7K	-$27.7K	2026-11-02
First Financial Bank - Trust Division	UNCHANGED	65,573	65,573	0	0%	$310.2K	$301.0K	-$9.2K	2026-10-01
LaFleur & Godfrey LLC	DECREASED	54,114	114,526	-60,412	-53%	$541.7K	$248.4K	-$293.3K	2026-10-27
International Assets Investment Management, LLC	DECREASED	40,570	49,241	-8,671	-18%	$232.9K	$187.4K	-$45.5K	2026-11-02
LPL Financial LLC	DECREASED	28,916	81,942	-53,026	-65%	$387.6K	$132.7K	-$254.9K	2026-11-06
StoneX Group Inc.	NEW	25,177	—	+25,177	—	—	$114.5K	—	2026-11-03
Forum Financial Management, LP	UNCHANGED	24,760	24,760	0	0%	$117.1K	$113.6K	-$3.5K	2026-10-16
Creative Financial Designs Inc	INCREASED	23,378	13,378	+10,000	+75%	$63.3K	$107.3K	+$44.0K	2026-11-04
Oppenheimer & Co Inc	INCREASED	20,196	12,213	+7,983	+65%	$57.8K	$92.7K	+$34.9K	2026-10-26
Simplex Trading, LLC	INCREASED	20,150	11,084	+9,066	+82%	$52.4K	$92.5K	+$40.1K	2026-11-04
LifeWealth Investments, LLC	UNCHANGED	16,908	16,908	0	0%	$80.0K	$77.6K	-$2.4K	2026-10-21
Atria Investments, Inc	NEW	14,638	—	+14,638	—	—	$67.2K	—	2026-10-15
Trek Financial, LLC	DECREASED	12,451	12,455	-4	0%	$58.9K	$57.2K	-$1.8K	2026-10-29
Nations Financial Group Inc,	DECREASED	11,150	12,150	-1,000	-8%	$57.5K	$51.2K	-$6.3K	2026-11-05
Adell Harriman & Carpenter Inc	DECREASED	11,000	12,000	-1,000	-8%	$56.8K	$50.5K	-$6.3K	2026-11-02
Davenport & Co LLC	UNCHANGED	10,624	10,624	0	0%	$50.3K	$48.8K	-$1.5K	2026-10-14
Closed-End Fund Advisors, Inc.	UNCHANGED	10,432	10,432	0	0%	$49.3K	$47.9K	-$1.5K	2026-11-04
BI Asset Management Fondsmaeglerselskab A/S	INCREASED	10,253	10,059	+194	+2%	$48.0K	$47	-$48.0K	2026-10-22
Highline Wealth Partners LLC	INCREASED	3,290	2,732	+558	+20%	$12.9K	$15.1K	+$2.2K	2026-10-19
Fifth Third Bancorp	UNCHANGED	2,702	2,702	0	0%	$12.8K	$12.4K	-$378	2026-11-05
Allworth Financial LP	UNCHANGED	1,134	1,134	0	0%	$5.4K	$5.4K	$0	2026-11-06
Chung Wu Investment Group, LLC	UNCHANGED	1,100	1,100	0	0%	$5.2K	$5.0K	-$154	2026-11-03
North Star Investment Management Corp.	UNCHANGED	658	658	0	0%	$3.1K	$3.0K	-$92	2026-10-27
Three Bridge Wealth Advisors, LLC	NEW	536	—	+536	—	—	$2.5K	—	2026-11-05
TD Waterhouse Canada Inc.	UNCHANGED	125	125	0	0%	$591	$576	-$15	2026-10-16
First Horizon Corp	UNCHANGED	100	100	0	0%	$473	$459	-$14	2026-10-26
Nova Financial LLC	NEW	5	—	+5	—	—	$23	—	2026-11-04
Citigroup Inc	NEW	1	—	+1	—	—	$5	—	2026-11-04
Koshinski Asset Management, Inc.	CLOSED	0	27,279	-27,279	-100%	$129.0K	$0	-$129.0K	2026-10-29
D.A. Davidson & Co.	CLOSED	0	19,123	-19,123	-100%	$90.5K	$0	-$90.5K	2026-10-28
Leading Edge Financial Planning LLC	CLOSED	0	16,732	-16,732	-100%	$79.1K	$0	-$79.1K	2026-10-23
Chapin Davis, Inc.	CLOSED	0	12,691	-12,691	-100%	$60.0K	$0	-$60.0K	2026-10-09
Cambridge Investment Research Advisors, Inc.	CLOSED	0	10,661	-10,661	-100%	$50.0K	$0	-$50.0K	2026-11-02
Caitong International Asset Management Co., Ltd	CLOSED	0	721	-721	-100%	$3.4K	$0	-$3.4K	2026-10-29
Aspect Partners, LLC	CLOSED	0	172	-172	-100%	$812	$0	-$812	2026-10-20
JFS Wealth Advisors, LLC	CLOSED	0	171	-171	-100%	$809	$0	-$809	2026-11-03
Farther Finance Advisors, LLC	UNCHANGED	0	0	0	—	$1	$1	$0	2026-10-08
Morgan Stanley	N/A	—	1,055,591	-1,055,591	-100%	$5.0M	—	—	—
Bulldog Investors, LLPA	N/A	—	658,617	-658,617	-100%	$3.1M	—	—	—
Marshall Wace, LLP	N/A	—	592,247	-592,247	-100%	$2.8M	—	—	—
Caprock Group, LLC	N/A	—	454,442	-454,442	-100%	$2.2M	—	—	—
Legal & General Group Plc	N/A	—	386,211	-386,211	-100%	$1.8M	—	—	—
Eagle Point Credit Management LLC	N/A	—	366,194	-366,194	-100%	$1.7M	—	—	—
Virtus Investment Advisers, LLC	N/A	—	252,455	-252,455	-100%	$1.2M	—	—	—
Blair William & Co	N/A	—	239,073	-239,073	-100%	$1.1M	—	—	—
Bank of America Corp	N/A	—	225,732	-225,732	-100%	$1.1M	—	—	—
UBS Group AG	N/A	—	195,466	-195,466	-100%	$924.6K	—	—	—
BlackRock, Inc.	N/A	—	180,902	-180,902	-100%	$855.7K	—	—	—
Arax Advisory Partners	N/A	—	126,305	-126,305	-100%	$597.4K	—	—	—
CAZ Investments LP	N/A	—	108,630	-108,630	-100%	$513.8K	—	—	—
Focus Partners Wealth	N/A	—	100,593	-100,593	-100%	$482.8K	—	—	—
AQR Capital Management LLC	N/A	—	91,368	-91,368	-100%	$432.2K	—	—	—
Jackson Thornton Wealth Management, LLC	N/A	—	90,609	-90,609	-100%	$428.6K	—	—	—
Fiera Capital Corp	N/A	—	78,980	-78,980	-100%	$373.6K	—	—	—
Two Sigma Investments, LP	N/A	—	67,489	-67,489	-100%	$319.2K	—	—	—
Millennium Management LLC	N/A	—	60,674	-60,674	-100%	$287.0K	—	—	—
Canada Life Assurance Co	N/A	—	59,941	-59,941	-100%	$282.0K	—	—	—
Pathstone Holdings, LLC	N/A	—	54,705	-54,705	-100%	$263.3K	—	—	—
Osaic Holdings, Inc.	N/A	—	50,626	-50,626	-100%	$239.5K	—	—	—
Royal Bank of Canada	N/A	—	47,242	-47,242	-100%	$223.0K	—	—	—
Regal Investment Advisors LLC	N/A	—	43,553	-43,553	-100%	$206.0K	—	—	—
Permanent Capital Management, LP	N/A	—	42,165	-42,165	-100%	$203.2K	—	—	—
Raymond James Financial Inc	N/A	—	38,247	-38,247	-100%	$180.9K	—	—	—
Quantbot Technologies LP	N/A	—	36,325	-36,325	-100%	$171.8K	—	—	—
Cerity Partners LLC	N/A	—	33,736	-33,736	-100%	$159.6K	—	—	—
Ethos Financial Group, LLC	N/A	—	33,100	-33,100	-100%	$156.6K	—	—	—
Baird Financial Group, Inc.	N/A	—	31,280	-31,280	-100%	$148.0K	—	—	—
Freestone Capital Holdings, LLC	N/A	—	29,817	-29,817	-100%	$141.0K	—	—	—
Magnolia Capital Advisors LLC	N/A	—	28,849	-28,849	-100%	$136.5K	—	—	—
Wells Fargo & Company	N/A	—	27,684	-27,684	-100%	$130.9K	—	—	—
Captrust Financial Advisors	N/A	—	26,396	-26,396	-100%	$124.9K	—	—	—
Susquehanna International Group, LLP	N/A	—	25,074	-25,074	-100%	$118.6K	—	—	—
Stonebridge Financial Group, LLC	N/A	—	23,560	-23,560	-100%	$111.0K	—	—	—
Private Advisor Group, LLC	N/A	—	23,207	-23,207	-100%	$109.8K	—	—	—
NewEdge Advisors, LLC	N/A	—	21,413	-21,413	-100%	$101.3K	—	—	—
Rothschild Investment LLC	N/A	—	20,987	-20,987	-100%	$99.3K	—	—	—
Fiduciary Group, LLC	N/A	—	20,684	-20,684	-100%	$97.8K	—	—	—
HRT Financial LP	N/A	—	19,770	-19,770	-100%	$93.0K	—	—	—
Squarepoint Ops LLC	N/A	—	19,743	-19,743	-100%	$93.4K	—	—	—
Equitable Holdings, Inc.	N/A	—	18,956	-18,956	-100%	$89.7K	—	—	—
Cetera Investment Advisers	N/A	—	18,585	-18,585	-100%	$87.9K	—	—	—
Rockefeller Capital Management L.P.	N/A	—	18,375	-18,375	-100%	$86.9K	—	—	—
Jane Street Group, LLC	N/A	—	16,141	-16,141	-100%	$76.3K	—	—	—
Southeast Asset Advisors, LLC	N/A	—	15,043	-15,043	-100%	$71.2K	—	—	—
Centennial Bank	N/A	—	15,000	-15,000	-100%	$71.0K	—	—	—
Mariner, LLC	N/A	—	14,760	-14,760	-100%	$69.8K	—	—	—
XTX Topco Ltd	N/A	—	14,286	-14,286	-100%	$67.6K	—	—	—
Cresset Asset Management, LLC	N/A	—	14,285	-14,285	-100%	$68.9K	—	—	—
HighTower Advisors, LLC	N/A	—	12,905	-12,905	-100%	$61.0K	—	—	—
Oxford Asset Management LLP	N/A	—	12,455	-12,455	-100%	$58.9K	—	—	—
Ausdal Financial Partners, Inc.	N/A	—	11,513	-11,513	-100%	$54.5K	—	—	—
Wealthspire Advisors, LLC	N/A	—	11,190	-11,190	-100%	$52.9K	—	—	—
Garden State Investment Advisory Services LLC	N/A	—	11,143	-11,143	-100%	$52.7K	—	—	—
Stephens Inc	N/A	—	10,202	-10,202	-100%	$48.3K	—	—	—
BFC Planning, Inc.	N/A	—	6,832	-6,832	-100%	$32.3K	—	—	—
Nova Wealth Management, Inc.	N/A	—	3,722	-3,722	-100%	$17.6K	—	—	—
JPMorgan Chase & Co	N/A	—	2,636	-2,636	-100%	$12.3K	—	—	—
N.E.W. Advisory Services LLC	N/A	—	2,065	-2,065	-100%	$9.8K	—	—	—
Jones Financial Companies Lllp	N/A	—	1,830	-1,830	-100%	$8.1K	—	—	—
Northwestern Mutual Wealth Management Co	N/A	—	1,561	-1,561	-100%	$7.4K	—	—	—
Nomura Asset Management Co LTD	N/A	—	1,432	-1,432	-100%	$6.8K	—	—	—
Group One Trading LLC	N/A	—	833	-833	-100%	$3.9K	—	—	—
PIN OAK Investment Advisors Inc	N/A	—	800	-800	-100%	$4	—	—	—
Kerr Financial Planning Corp	N/A	—	209	-209	-100%	$985	—	—	—
SHP Wealth Management	N/A	—	200	-200	-100%	$946	—	—	—
Harbour Investments, Inc.	N/A	—	72	-72	-100%	$339	—	—	—
Global Retirement Partners, LLC	N/A	—	1	-1	-100%	$6	—	—	—
Danske Bank A/S	N/A	—	1	-1	-100%	$5	—	—	—
Aventura Private Wealth, LLC	N/A	—	0	0	—	$1	—	—	—

Showing 114 of 114 institutions