IR
Superintel
OverviewMarketsWatchlist
© 2026 IR SuperintelMethodologyContact

Horizon Managed Risk ETF (SFTY)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Bank of New York Mellon Corp
DECREASED
Shares11,978,721 from 12,356,438
Change-377,717 (-3%)
Value$379.5M (-$598.2K)
Filed 2026-11-05
LPL Financial LLC
INCREASED
Shares1,268,486 from 328,786
Change+939,700 (+286%)
Value$40.2M (+$30.1M)
Filed 2026-11-06
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares67,377 from 51,649
Change+15,728 (+30%)
Value$2.1M (+$546.0K)
Filed 2026-11-02
J.M. Arbour, LLC
DECREASED
Shares55,533 from 57,081
Change-1,548 (-3%)
Value$1.8M (+$3.5K)
Filed 2026-11-05
US Bancorp \de\
INCREASED
Shares14,810 from 11,608
Change+3,202 (+28%)
Value$469.2K (+$112.1K)
Filed 2026-11-05
Brookstone Capital Management
DECREASED
Shares13,155 from 13,384
Change-229 (-2%)
Value$416.8K (+$5.1K)
Filed 2026-10-22
Ascentis Independent Advisors
NEW
Shares11,376
Change+11,376
Value$360.4K
Filed 2026-11-03
Creative Planning
DECREASED
Shares7,079 from 8,143
Change-1,064 (-13%)
Value$224.3K (-$26.2K)
Filed 2026-11-02
Golden State Wealth Management, LLC
NEW
Shares2,795
Change+2,795
Value$88.5K
Filed 2026-11-02
First Command Advisory Services, Inc.
NEW
Shares57
Change+57
Value$1.8K
Filed 2026-11-05
AdvisorNet Financial, Inc
CLOSED
Shares0 from 4,224
Change-4,224 (-100%)
Value$0 (-$129.9K)
Filed 2026-10-15
Envestnet Asset Management Inc
N/A
Shares— from 2,477,139
Change-2,477,139 (-100%)
Value—
Foundations Investment Advisors, LLC
N/A
Shares— from 644,442
Change-644,442 (-100%)
Value—
Independent Advisor Alliance
N/A
Shares— from 27,745
Change-27,745 (-100%)
Value—
CreativeOne Wealth, LLC
N/A
Shares— from 23,599
Change-23,599 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 12,200
Change-12,200 (-100%)
Value—
UBS Group AG
N/A
Shares— from 4,622
Change-4,622 (-100%)
Value—
AE Wealth Management LLC
N/A
Shares— from 3,896
Change-3,896 (-100%)
Value—
Horizon Investments, LLC
N/A
Shares— from 1,925
Change-1,925 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 1,791
Change-1,791 (-100%)
Value—
Sittner & Nelson, LLC
N/A
Shares— from 1,513
Change-1,513 (-100%)
Value—
GeoWealth Management, LLC
N/A
Shares— from 366
Change-366 (-100%)
Value—
Status
Bank of New York Mellon Corp
DECREASED11,978,72112,356,438-377,717-3%$380.1M$379.5M-$598.2K2026-11-05
LPL Financial LLC
INCREASED1,268,486328,786+939,700+286%$10.1M$40.2M+$30.1M2026-11-06
Cambridge Investment Research Advisors, Inc.
INCREASED67,37751,649+15,728+30%$1.6M$2.1M+$546.0K2026-11-02
J.M. Arbour, LLC
DECREASED55,53357,081-1,548-3%$1.8M$1.8M+$3.5K2026-11-05
US Bancorp \de\
INCREASED14,81011,608+3,202+28%$357.1K$469.2K+$112.1K2026-11-05
Brookstone Capital Management
DECREASED13,15513,384-229-2%$411.7K$416.8K+$5.1K2026-10-22
Ascentis Independent Advisors
NEW11,376—+11,376——$360.4K—2026-11-03
Creative Planning
DECREASED7,0798,143-1,064-13%$250.5K$224.3K-$26.2K2026-11-02
Golden State Wealth Management, LLC
NEW2,795—+2,795——$88.5K—2026-11-02
First Command Advisory Services, Inc.
NEW57—+57——$1.8K—2026-11-05
AdvisorNet Financial, Inc
CLOSED04,224-4,224-100%$129.9K$0-$129.9K2026-10-15
Envestnet Asset Management Inc
N/A—2,477,139-2,477,139-100%$76.2M———
Foundations Investment Advisors, LLC
N/A—644,442-644,442-100%$19.8M———
Independent Advisor Alliance
N/A—27,745-27,745-100%$853.4K———
CreativeOne Wealth, LLC
N/A—23,599-23,599-100%$725.9K———
Susquehanna International Group, LLP
N/A—12,200-12,200-100%$375.3K———
UBS Group AG
N/A—4,622-4,622-100%$142.2K———
AE Wealth Management LLC
N/A—3,896-3,896-100%$119.8K———
Horizon Investments, LLC
N/A—1,925-1,925-100%$59.2K———
JPMorgan Chase & Co
N/A—1,791-1,791-100%$54.6K———
Sittner & Nelson, LLC
N/A—1,513-1,513-100%$46.5K———
GeoWealth Management, LLC
N/A—366-366-100%$11.3K———
Showing 22 of 22 institutions