Horizons ETF TR I

Q2 2018 vs Q3 2018

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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UBS Group AG

INCREASED

Shares207,640 from 24,275

Change+183,365 (+755%)

Value$10.8K (+$9.6K)

Filed 2018-11-14

Raymond James Financial Services Advisors, Inc.

INCREASED

Shares34,752 from 29,118

Change+5,634 (+19%)

Value$1.8K (+$354)

Filed 2018-11-14

Jane Street Group, LLC

DECREASED

Shares32,864 from 39,169

Change-6,305 (-16%)

Value$1.7K (-$248)

Filed 2018-11-14

Royal Bank of Canada

INCREASED

Shares30,046 from 1,881

Change+28,165 (+1497%)

Value$1.6K (+$1.5K)

Filed 2018-11-14

LPL Financial LLC

INCREASED

Shares18,289 from 13,665

Change+4,624 (+34%)

Value$952 (+$269)

Filed 2018-11-14

Lincoln National Corp

INCREASED

Shares16,579 from 16,415

Change+164 (+1%)

Value$863 (+$42)

Filed 2018-11-06

Advisor Group, Inc.

INCREASED

Shares12,507 from 10,315

Change+2,192 (+21%)

Value$651 (+$135)

Filed 2018-11-14

Private Advisor Group, LLC

NEW

Shares11,304

Change+11,304

Value$589

Filed 2018-11-01

Telemus Capital, LLC

UNCHANGED

Shares10,650 from 10,650

Change0 (0%)

Value$555 (+$22)

Filed 2018-10-23

Envestnet Asset Management Inc

NEW

Shares8,459

Change+8,459

Value$440

Filed 2018-11-14

Cetera Advisors LLC

INCREASED

Shares8,257 from 6,947

Change+1,310 (+19%)

Value$433 (+$81)

Filed 2018-11-14

Ladenburg Thalmann Financial Services Inc

INCREASED

Shares8,092 from 3

Change+8,089 (+269633%)

Value$421 (+$421)

Filed 2018-11-14

Apex Investment Services, Inc.

DECREASED

Shares7,764 from 7,821

Change-57 (-1%)

Value$404 (+$13)

Filed 2018-10-19

B. Riley Wealth Advisors, Inc.

NEW

Shares7,130

Change+7,130

Value$372

Filed 2018-11-08

Raymond James & Associates

NEW

Shares6,936

Change+6,936

Value$361

Filed 2018-11-14

Janney Montgomery Scott LLC

INCREASED

Shares6,844 from 4,827

Change+2,017 (+42%)

Value$356 (+$115)

Filed 2018-11-05

Stratos Wealth Partners, Ltd.

INCREASED

Shares6,319 from 6,317

Change+2 (+0%)

Value$329 (+$13)

Filed 2018-11-02

IFP Advisors, Inc

INCREASED

Shares6,305 from 5,980

Change+325 (+5%)

Value$328 (+$29)

Filed 2019-06-03

Commonwealth Equity Services, LLC

INCREASED

Shares5,573 from 4,987

Change+586 (+12%)

Value$290 (+$41)

Filed 2018-11-06

Laurel Wealth Advisors, Inc.

INCREASED

Shares5,147 from 5,095

Change+52 (+1%)

Value$268 (+$14)

Filed 2018-11-15

Stifel Financial Corp

NEW

Shares4,633

Change+4,633

Value$244

Filed 2018-11-13

Carroll Financial Associates, Inc.

INCREASED

Shares2,910 from 1,870

Change+1,040 (+56%)

Value$151 (+$58)

Filed 2018-10-30

Winslow, Evans & Crocker, Inc.

INCREASED

Shares2,376 from 1,730

Change+646 (+37%)

Value$124 (+$36)

Filed 2018-10-15

AdvisorNet Financial, Inc

INCREASED

Shares1,362 from 970

Change+392 (+40%)

Value$71 (+$22)

Filed 2018-11-14

US Bancorp \de\

UNCHANGED

Shares1,013 from 1,013

Change0 (0%)

Value$53 (+$2)

Filed 2018-11-01

Morgan Stanley

UNCHANGED

Shares884 from 884

Change0 (0%)

Value$46 (+$2)

Filed 2019-04-23

American Portfolios Advisors

UNCHANGED

Shares500 from 500

Change0 (0%)

Value$26.0K (+$1.0K)

Filed 2023-03-24

SEI Investments Co

DECREASED

Shares271 from 324

Change-53 (-16%)

Value$16 ($0)

Filed 2018-11-08

Livingston Group Asset Management Co (operating as Southport Capital Management)

NEW

Shares40

Change+40

Value$2

Filed 2018-10-12

Advisory Services Network, LLC

UNCHANGED

Shares12 from 12

Change0 (0%)

Value$1 ($0)

Filed 2018-11-02

Parallax Volatility Advisers, L.P.

UNCHANGED

Shares1 from 1

Change0 (0%)

Value$0 ($0)

Filed 2018-11-14

Proequities, Inc.

NEW

Shares0

Change0

Value$0

Filed 2018-11-13

Citadel Advisors LLC

CLOSED

Shares0 from 16,528

Change-16,528 (-100%)

Value$0 (-$822)

Filed 2019-05-15

Cambridge Investment Research Advisors, Inc.

CLOSED

Shares0 from 4,363

Change-4,363 (-100%)

Value$0 (-$218)

Filed 2018-11-02

	Status
UBS Group AG	INCREASED	207,640	24,275	+183,365	+755%	$1.2K	$10.8K	+$9.6K	2018-11-14
Raymond James Financial Services Advisors, Inc.	INCREASED	34,752	29,118	+5,634	+19%	$1.5K	$1.8K	+$354	2018-11-14
Jane Street Group, LLC	DECREASED	32,864	39,169	-6,305	-16%	$2.0K	$1.7K	-$248	2018-11-14
Royal Bank of Canada	INCREASED	30,046	1,881	+28,165	+1497%	$94	$1.6K	+$1.5K	2018-11-14
LPL Financial LLC	INCREASED	18,289	13,665	+4,624	+34%	$683	$952	+$269	2018-11-14
Lincoln National Corp	INCREASED	16,579	16,415	+164	+1%	$821	$863	+$42	2018-11-06
Advisor Group, Inc.	INCREASED	12,507	10,315	+2,192	+21%	$516	$651	+$135	2018-11-14
Private Advisor Group, LLC	NEW	11,304	—	+11,304	—	—	$589	—	2018-11-01
Telemus Capital, LLC	UNCHANGED	10,650	10,650	0	0%	$533	$555	+$22	2018-10-23
Envestnet Asset Management Inc	NEW	8,459	—	+8,459	—	—	$440	—	2018-11-14
Cetera Advisors LLC	INCREASED	8,257	6,947	+1,310	+19%	$352	$433	+$81	2018-11-14
Ladenburg Thalmann Financial Services Inc	INCREASED	8,092	3	+8,089	+269633%	$0	$421	+$421	2018-11-14
Apex Investment Services, Inc.	DECREASED	7,764	7,821	-57	-1%	$391	$404	+$13	2018-10-19
B. Riley Wealth Advisors, Inc.	NEW	7,130	—	+7,130	—	—	$372	—	2018-11-08
Raymond James & Associates	NEW	6,936	—	+6,936	—	—	$361	—	2018-11-14
Janney Montgomery Scott LLC	INCREASED	6,844	4,827	+2,017	+42%	$241	$356	+$115	2018-11-05
Stratos Wealth Partners, Ltd.	INCREASED	6,319	6,317	+2	+0%	$316	$329	+$13	2018-11-02
IFP Advisors, Inc	INCREASED	6,305	5,980	+325	+5%	$299	$328	+$29	2019-06-03
Commonwealth Equity Services, LLC	INCREASED	5,573	4,987	+586	+12%	$249	$290	+$41	2018-11-06
Laurel Wealth Advisors, Inc.	INCREASED	5,147	5,095	+52	+1%	$254	$268	+$14	2018-11-15
Stifel Financial Corp	NEW	4,633	—	+4,633	—	—	$244	—	2018-11-13
Carroll Financial Associates, Inc.	INCREASED	2,910	1,870	+1,040	+56%	$93	$151	+$58	2018-10-30
Winslow, Evans & Crocker, Inc.	INCREASED	2,376	1,730	+646	+37%	$88	$124	+$36	2018-10-15
AdvisorNet Financial, Inc	INCREASED	1,362	970	+392	+40%	$49	$71	+$22	2018-11-14
US Bancorp \de\	UNCHANGED	1,013	1,013	0	0%	$51	$53	+$2	2018-11-01
Morgan Stanley	UNCHANGED	884	884	0	0%	$44	$46	+$2	2019-04-23
American Portfolios Advisors	UNCHANGED	500	500	0	0%	$25.0K	$26.0K	+$1.0K	2023-03-24
SEI Investments Co	DECREASED	271	324	-53	-16%	$16	$16	$0	2018-11-08
Livingston Group Asset Management Co (operating as Southport Capital Management)	NEW	40	—	+40	—	—	$2	—	2018-10-12
Advisory Services Network, LLC	UNCHANGED	12	12	0	0%	$1	$1	$0	2018-11-02
Parallax Volatility Advisers, L.P.	UNCHANGED	1	1	0	0%	$0	$0	$0	2018-11-14
Proequities, Inc.	NEW	0	—	0	—	—	$0	—	2018-11-13
Citadel Advisors LLC	CLOSED	0	16,528	-16,528	-100%	$822	$0	-$822	2019-05-15
Cambridge Investment Research Advisors, Inc.	CLOSED	0	4,363	-4,363	-100%	$218	$0	-$218	2018-11-02

Showing 34 of 34 institutions