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Rockefeller US Small-Mid Cap (RSMC)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
StoneX Group Inc.
INCREASED
Shares984,319 from 975,573
Change+8,746 (+1%)
Value$26.9M (-$1.3M)
Filed 2026-11-03
Marble Harbor Investment Counsel, LLC
UNCHANGED
Shares123,964 from 123,964
Change0 (0%)
Value$3.4M (-$195.2K)
Filed 2026-11-06
Brighton Jones LLC
UNCHANGED
Shares120,663 from 120,663
Change0 (0%)
Value$3.3M (-$190.0K)
Filed 2026-11-03
LPL Financial LLC
DECREASED
Shares53,811 from 56,938
Change-3,127 (-5%)
Value$1.5M (-$175.2K)
Filed 2026-11-06
Harpswell Capital Advisors, LLC
NEW
Shares18,234
Change+18,234
Value$498.6K
Filed 2026-10-09
Bank of New York Mellon Corp
UNCHANGED
Shares14,647 from 14,647
Change0 (0%)
Value$400.5K (-$23.1K)
Filed 2026-11-05
Clearstead Advisors, LLC
UNCHANGED
Shares6,835 from 6,835
Change0 (0%)
Value$186.9K (-$10.8K)
Filed 2026-11-06
Rockefeller Capital Management L.P.
N/A
Shares— from 21,355,875
Change-21,355,875 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 1,275,265
Change-1,275,265 (-100%)
Value—
Quantinno Capital Management LP
N/A
Shares— from 82,453
Change-82,453 (-100%)
Value—
Franklin Resources Inc
N/A
Shares— from 63,830
Change-63,830 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 33,538
Change-33,538 (-100%)
Value—
Haverford Trust Co
N/A
Shares— from 32,210
Change-32,210 (-100%)
Value—
Commerce Bank
N/A
Shares— from 21,462
Change-21,462 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 18,123
Change-18,123 (-100%)
Value—
Flow Traders U.S. LLC
N/A
Shares— from 9,049
Change-9,049 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 8,074
Change-8,074 (-100%)
Value—
UBS Group AG
N/A
Shares— from 869
Change-869 (-100%)
Value—
Status
StoneX Group Inc.
INCREASED984,319975,573+8,746+1%$28.2M$26.9M-$1.3M2026-11-03
Marble Harbor Investment Counsel, LLC
UNCHANGED123,964123,96400%$3.6M$3.4M-$195.2K2026-11-06
Brighton Jones LLC
UNCHANGED120,663120,66300%$3.5M$3.3M-$190.0K2026-11-03
LPL Financial LLC
DECREASED53,81156,938-3,127-5%$1.6M$1.5M-$175.2K2026-11-06
Harpswell Capital Advisors, LLC
NEW18,234—+18,234——$498.6K—2026-10-09
Bank of New York Mellon Corp
UNCHANGED14,64714,64700%$423.6K$400.5K-$23.1K2026-11-05
Clearstead Advisors, LLC
UNCHANGED6,8356,83500%$197.7K$186.9K-$10.8K2026-11-06
Rockefeller Capital Management L.P.
N/A—21,355,875-21,355,875-100%$617.6M———
Envestnet Asset Management Inc
N/A—1,275,265-1,275,265-100%$36.9M———
Quantinno Capital Management LP
N/A—82,453-82,453-100%$2.4M———
Franklin Resources Inc
N/A—63,830-63,830-100%$1.8M———
JPMorgan Chase & Co
N/A—33,538-33,538-100%$955.6K———
Haverford Trust Co
N/A—32,210-32,210-100%$931.5K———
Commerce Bank
N/A—21,462-21,462-100%$620.7K———
Wells Fargo & Company
N/A—18,123-18,123-100%$524.1K———
Flow Traders U.S. LLC
N/A—9,049-9,049-100%$262.0K———
Citadel Advisors LLC
N/A—8,074-8,074-100%$233.5K———
UBS Group AG
N/A—869-869-100%$25.1K———
Showing 18 of 18 institutions