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INV US SML Cap PB ETF - AUG (KAUG)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Berkshire Money Management, Inc.
DECREASED
Shares258,215 from 269,755
Change-11,540 (-4%)
Value$7.3M (-$406.5K)
Filed 2026-10-21
First Heartland Consultants, Inc.
INCREASED
Shares223,590 from 208,493
Change+15,097 (+7%)
Value$6.3M (+$366.2K)
Filed 2026-10-08
Creative Planning
DECREASED
Shares205,864 from 207,007
Change-1,143 (-1%)
Value$5.8M (-$93.4K)
Filed 2026-11-02
Commonwealth Equity Services, LLC
INCREASED
Shares141,204 from 118,093
Change+23,111 (+20%)
Value$4.0M (+$619.9K)
Filed 2026-11-02
LPL Financial LLC
INCREASED
Shares52,445 from 14,672
Change+37,773 (+257%)
Value$1.5M (+$1.1M)
Filed 2026-11-06
Kestra Advisory Services, LLC
INCREASED
Shares44,741 from 38,521
Change+6,220 (+16%)
Value$1.3M (+$164.8K)
Filed 2026-11-02
PFS Partners, LLC
INCREASED
Shares24,698 from 18,553
Change+6,145 (+33%)
Value$699.7K (+$168.6K)
Filed 2026-10-21
Miller Financial Services LLC
DECREASED
Shares20,010 from 22,925
Change-2,915 (-13%)
Value$566.9K (-$89.3K)
Filed 2026-10-20
Wealth Enhancement Advisory Services, LLC
NEW
Shares17,062
Change+17,062
Value$482.6K
Filed 2026-10-13
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares15,524 from 14,985
Change+539 (+4%)
Value$440.0K (+$11.0K)
Filed 2026-11-02
IFP Advisors, Inc
INCREASED
Shares14,448 from 6,857
Change+7,591 (+111%)
Value$409.3K (+$213.0K)
Filed 2026-10-16
Sherry Group, Inc.
DECREASED
Shares11,305 from 32,355
Change-21,050 (-65%)
Value$320.3K (-$659.8K)
Filed 2026-10-09
Independent Financial Group, LLC
NEW
Shares10,762
Change+10,762
Value$304.9K
Filed 2026-10-13
TopTier Wealth Management, LLC
DECREASED
Shares10,094 from 12,500
Change-2,406 (-19%)
Value$286.0K (-$71.9K)
Filed 2026-10-16
Weaver Consulting Group
NEW
Shares9,821
Change+9,821
Value$278.2K
Filed 2026-10-07
Outlook Wealth Advisors, LLC
UNCHANGED
Shares9,467 from 9,467
Change0 (0%)
Value$268.2K (-$2.8K)
Filed 2026-10-28
Fiduciary Financial Group, LLC
UNCHANGED
Shares9,077 from 9,077
Change0 (0%)
Value$257.2K (-$2.7K)
Filed 2026-10-13
Brookstone Capital Management
DECREASED
Shares8,240 from 8,709
Change-469 (-5%)
Value$233.4K (-$15.9K)
Filed 2026-10-22
Ashton Thomas Private Wealth, LLC
NEW
Shares7,522
Change+7,522
Value$213.1K
Filed 2026-11-03
Elmwood Wealth Management, Inc.
UNCHANGED
Shares7,300 from 7,300
Change0 (0%)
Value$206.8K (-$2.2K)
Filed 2026-10-14
Dhjj Financial Advisors, Ltd.
INCREASED
Shares7,073 from 4,217
Change+2,856 (+68%)
Value$200.4K (+$79.7K)
Filed 2026-10-23
Capital Investment Advisory Services, LLC
UNCHANGED
Shares3,112 from 3,112
Change0 (0%)
Value$88.2K (-$918)
Filed 2026-10-30
William Mack & Associates, Inc.
NEW
Shares1,486
Change+1,486
Value$42.1K
Filed 2026-10-27
IFS Advisors, LLC
NEW
Shares1,476
Change+1,476
Value$41.8K
Filed 2026-10-14
Noble Wealth Management PBC
UNCHANGED
Shares1,000 from 1,000
Change0 (0%)
Value$28.3K (-$295)
Filed 2026-10-01
Evolution Wealth Management Inc.
CLOSED
Shares0 from 200
Change-200 (-100%)
Value$0 (-$5.7K)
Filed 2026-10-28
SageView Advisory Group, LLC
N/A
Shares— from 207,007
Change-207,007 (-100%)
Value—
Blair William & Co
N/A
Shares— from 130,848
Change-130,848 (-100%)
Value—
HighTower Advisors, LLC
N/A
Shares— from 84,329
Change-84,329 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 81,306
Change-81,306 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 33,990
Change-33,990 (-100%)
Value—
Foundations Investment Advisors, LLC
N/A
Shares— from 19,578
Change-19,578 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 17,739
Change-17,739 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 17,015
Change-17,015 (-100%)
Value—
Wealth Alliance, LLC
N/A
Shares— from 15,221
Change-15,221 (-100%)
Value—
AE Wealth Management LLC
N/A
Shares— from 14,920
Change-14,920 (-100%)
Value—
Old Mission Capital LLC
N/A
Shares— from 14,199
Change-14,199 (-100%)
Value—
Faithward Advisors, LLC
N/A
Shares— from 13,569
Change-13,569 (-100%)
Value—
WealthShield Partners, LLC
N/A
Shares— from 13,400
Change-13,400 (-100%)
Value—
Keating Financial Advisory Services, Inc.
N/A
Shares— from 12,613
Change-12,613 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 11,998
Change-11,998 (-100%)
Value—
OneDigital Investment Advisors LLC
N/A
Shares— from 8,800
Change-8,800 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 2,307
Change-2,307 (-100%)
Value—
Capital Analysts, LLC
N/A
Shares— from 803
Change-803 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 481
Change-481 (-100%)
Value—
Status
Berkshire Money Management, Inc.
DECREASED258,215269,755-11,540-4%$7.7M$7.3M-$406.5K2026-10-21
First Heartland Consultants, Inc.
INCREASED223,590208,493+15,097+7%$6.0M$6.3M+$366.2K2026-10-08
Creative Planning
DECREASED205,864207,007-1,143-1%$5.9M$5.8M-$93.4K2026-11-02
Commonwealth Equity Services, LLC
INCREASED141,204118,093+23,111+20%$3.4M$4.0M+$619.9K2026-11-02
LPL Financial LLC
INCREASED52,44514,672+37,773+257%$420.0K$1.5M+$1.1M2026-11-06
Kestra Advisory Services, LLC
INCREASED44,74138,521+6,220+16%$1.1M$1.3M+$164.8K2026-11-02
PFS Partners, LLC
INCREASED24,69818,553+6,145+33%$531.1K$699.7K+$168.6K2026-10-21
Miller Financial Services LLC
DECREASED20,01022,925-2,915-13%$656.2K$566.9K-$89.3K2026-10-20
Wealth Enhancement Advisory Services, LLC
NEW17,062—+17,062——$482.6K—2026-10-13
Cambridge Investment Research Advisors, Inc.
INCREASED15,52414,985+539+4%$429.0K$440.0K+$11.0K2026-11-02
IFP Advisors, Inc
INCREASED14,4486,857+7,591+111%$196.3K$409.3K+$213.0K2026-10-16
Sherry Group, Inc.
DECREASED11,30532,355-21,050-65%$980.0K$320.3K-$659.8K2026-10-09
Independent Financial Group, LLC
NEW10,762—+10,762——$304.9K—2026-10-13
TopTier Wealth Management, LLC
DECREASED10,09412,500-2,406-19%$357.8K$286.0K-$71.9K2026-10-16
Weaver Consulting Group
NEW9,821—+9,821——$278.2K—2026-10-07
Outlook Wealth Advisors, LLC
UNCHANGED9,4679,46700%$271.0K$268.2K-$2.8K2026-10-28
Fiduciary Financial Group, LLC
UNCHANGED9,0779,07700%$259.8K$257.2K-$2.7K2026-10-13
Brookstone Capital Management
DECREASED8,2408,709-469-5%$249.3K$233.4K-$15.9K2026-10-22
Ashton Thomas Private Wealth, LLC
NEW7,522—+7,522——$213.1K—2026-11-03
Elmwood Wealth Management, Inc.
UNCHANGED7,3007,30000%$209.0K$206.8K-$2.2K2026-10-14
Dhjj Financial Advisors, Ltd.
INCREASED7,0734,217+2,856+68%$120.7K$200.4K+$79.7K2026-10-23
Capital Investment Advisory Services, LLC
UNCHANGED3,1123,11200%$89.1K$88.2K-$9182026-10-30
William Mack & Associates, Inc.
NEW1,486—+1,486——$42.1K—2026-10-27
IFS Advisors, LLC
NEW1,476—+1,476——$41.8K—2026-10-14
Noble Wealth Management PBC
UNCHANGED1,0001,00000%$28.6K$28.3K-$2952026-10-01
Evolution Wealth Management Inc.
CLOSED0200-200-100%$5.7K$0-$5.7K2026-10-28
SageView Advisory Group, LLC
N/A—207,007-207,007-100%$5.9M———
Blair William & Co
N/A—130,848-130,848-100%$3.7M———
HighTower Advisors, LLC
N/A—84,329-84,329-100%$2.4M———
Osaic Holdings, Inc.
N/A—81,306-81,306-100%$2.3M———
JPMorgan Chase & Co
N/A—33,990-33,990-100%$972.6K———
Foundations Investment Advisors, LLC
N/A—19,578-19,578-100%$560.4K———
Raymond James Financial Inc
N/A—17,739-17,739-100%$507.8K———
Cetera Investment Advisers
N/A—17,015-17,015-100%$487.1K———
Wealth Alliance, LLC
N/A—15,221-15,221-100%$435.7K———
AE Wealth Management LLC
N/A—14,920-14,920-100%$427.1K———
Old Mission Capital LLC
N/A—14,199-14,199-100%$406.4K———
Faithward Advisors, LLC
N/A—13,569-13,569-100%$388.4K———
WealthShield Partners, LLC
N/A—13,400-13,400-100%$383.6K———
Keating Financial Advisory Services, Inc.
N/A—12,613-12,613-100%$361.0K———
Susquehanna International Group, LLP
N/A—11,998-11,998-100%$343.4K———
OneDigital Investment Advisors LLC
N/A—8,800-8,800-100%$251.9K———
Steward Partners Investment Advisory, LLC
N/A—2,307-2,307-100%$66.0K———
Capital Analysts, LLC
N/A—803-803-100%$23.0K———
Harbour Investments, Inc.
N/A—481-481-100%$13.8K———
Showing 45 of 45 institutions