IR
Superintel
OverviewMarketsWatchlist
© 2026 IR SuperintelMethodologyContact

INV US SML Cap P B ETF - SEP (KSEP)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Commonwealth Equity Services, LLC
INCREASED
Shares59,728 from 56,291
Change+3,437 (+6%)
Value$1.8M (+$89.4K)
Filed 2026-11-02
LPL Financial LLC
NEW
Shares45,661
Change+45,661
Value$1.4M
Filed 2026-11-06
Kestra Advisory Services, LLC
DECREASED
Shares45,155 from 46,366
Change-1,211 (-3%)
Value$1.4M (-$49.9K)
Filed 2026-11-02
Fiduciary Financial Group, LLC
INCREASED
Shares20,598 from 15,798
Change+4,800 (+30%)
Value$629.6K (+$142.3K)
Filed 2026-10-13
Harbour Investments, Inc.
INCREASED
Shares20,154 from 1,137
Change+19,017 (+1673%)
Value$616.0K (+$580.9K)
Filed 2026-11-09
Beacon Financial Advisory LLC
INCREASED
Shares17,047 from 9,850
Change+7,197 (+73%)
Value$521.0K (+$217.2K)
Filed 2026-10-16
Wealthgarden F.S. LLC
NEW
Shares16,315
Change+16,315
Value$498.7K
Filed 2026-11-09
Blue Bell Private Wealth Management, LLC
DECREASED
Shares11,790 from 11,852
Change-62 (-1%)
Value$360.4K (-$5.2K)
Filed 2026-10-29
Ballast Rock Private Wealth LLC
NEW
Shares11,303
Change+11,303
Value$345.5K
Filed 2026-10-26
Cambridge Investment Research Advisors, Inc.
NEW
Shares11,278
Change+11,278
Value$345.0K
Filed 2026-11-02
Kingswood Wealth Advisors, LLC
NEW
Shares10,687
Change+10,687
Value$326.6K
Filed 2026-10-23
Diligent Investors, LLC
NEW
Shares9,435
Change+9,435
Value$288.4K
Filed 2026-10-21
Allworth Financial LP
UNCHANGED
Shares8,453 from 8,453
Change0 (0%)
Value$260.7K ($0)
Filed 2026-11-06
Visionary Wealth Advisors
INCREASED
Shares7,944 from 7,066
Change+878 (+12%)
Value$242.8K (+$24.9K)
Filed 2026-11-04
Heck Capital Advisors, LLC
NEW
Shares7,720
Change+7,720
Value$236.0K
Filed 2026-10-14
Dhjj Financial Advisors, Ltd.
INCREASED
Shares7,538 from 2,368
Change+5,170 (+218%)
Value$230.4K (+$157.4K)
Filed 2026-10-23
Creative Planning
NEW
Shares7,177
Change+7,177
Value$219.4K
Filed 2026-11-02
Phoenix Financial Ltd.
NEW
Shares6,764
Change+6,764
Value$206.8K
Filed 2026-11-09
IFP Advisors, Inc
INCREASED
Shares3,684 from 3,360
Change+324 (+10%)
Value$112.6K (+$9.0K)
Filed 2026-10-16
PFS Partners, LLC
INCREASED
Shares3,130 from 2,891
Change+239 (+8%)
Value$95.7K (+$6.5K)
Filed 2026-10-21
Ashton Thomas Private Wealth, LLC
INCREASED
Shares2,496 from 1,859
Change+637 (+34%)
Value$76.3K (+$19.0K)
Filed 2026-11-03
Lanark Financial, Inc.
UNCHANGED
Shares1,277 from 1,277
Change0 (0%)
Value$39.0K (-$354)
Filed 2026-10-26
Atlantic Private Wealth, LLC
DECREASED
Shares976 from 2,000
Change-1,024 (-51%)
Value$29.8K (-$31.9K)
Filed 2026-11-09
Financial Network Wealth Advisors LLC
DECREASED
Shares975 from 1,709
Change-734 (-43%)
Value$29.8K (-$22.9K)
Filed 2026-10-28
IFS Advisors, LLC
NEW
Shares650
Change+650
Value$19.9K
Filed 2026-10-14
Farther Finance Advisors, LLC
NEW
Shares318
Change+318
Value$9.7K
Filed 2026-10-08
Beacon Financial Strategies Corp
UNCHANGED
Shares61 from 61
Change0 (0%)
Value$1.9K (-$17)
Filed 2026-10-14
Noble Wealth Management PBC
DECREASED
Shares37 from 2,537
Change-2,500 (-99%)
Value$1.1K (-$77.1K)
Filed 2026-10-01
Truist Financial Corp
CLOSED
Shares0 from 14,495
Change-14,495 (-100%)
Value$0 (-$447.1K)
Filed 2026-10-30
Gill Capital Partners, LLC
CLOSED
Shares0 from 1,600
Change-1,600 (-100%)
Value$0 (-$49.3K)
Filed 2026-10-13
AdvisorNet Financial, Inc
CLOSED
Shares0 from 1,505
Change-1,505 (-100%)
Value$0 (-$46.4K)
Filed 2026-10-15
Osaic Holdings, Inc.
N/A
Shares— from 44,842
Change-44,842 (-100%)
Value—
Old Mission Capital LLC
N/A
Shares— from 36,247
Change-36,247 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 34,773
Change-34,773 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 27,358
Change-27,358 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 25,435
Change-25,435 (-100%)
Value—
Wood Tarver Financial Group, LLC
N/A
Shares— from 13,483
Change-13,483 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 11,121
Change-11,121 (-100%)
Value—
FreeGulliver LLC
N/A
Shares— from 11,108
Change-11,108 (-100%)
Value—
Keating Financial Advisory Services, Inc.
N/A
Shares— from 10,415
Change-10,415 (-100%)
Value—
Capital Analysts, LLC
N/A
Shares— from 5,607
Change-5,607 (-100%)
Value—
RED Reef Advisors LLC
N/A
Shares— from 2,500
Change-2,500 (-100%)
Value—
Status
Commonwealth Equity Services, LLC
INCREASED59,72856,291+3,437+6%$1.7M$1.8M+$89.4K2026-11-02
LPL Financial LLC
NEW45,661—+45,661——$1.4M—2026-11-06
Kestra Advisory Services, LLC
DECREASED45,15546,366-1,211-3%$1.4M$1.4M-$49.9K2026-11-02
Fiduciary Financial Group, LLC
INCREASED20,59815,798+4,800+30%$487.2K$629.6K+$142.3K2026-10-13
Harbour Investments, Inc.
INCREASED20,1541,137+19,017+1673%$35.1K$616.0K+$580.9K2026-11-09
Beacon Financial Advisory LLC
INCREASED17,0479,850+7,197+73%$303.8K$521.0K+$217.2K2026-10-16
Wealthgarden F.S. LLC
NEW16,315—+16,315——$498.7K—2026-11-09
Blue Bell Private Wealth Management, LLC
DECREASED11,79011,852-62-1%$365.5K$360.4K-$5.2K2026-10-29
Ballast Rock Private Wealth LLC
NEW11,303—+11,303——$345.5K—2026-10-26
Cambridge Investment Research Advisors, Inc.
NEW11,278—+11,278——$345.0K—2026-11-02
Kingswood Wealth Advisors, LLC
NEW10,687—+10,687——$326.6K—2026-10-23
Diligent Investors, LLC
NEW9,435—+9,435——$288.4K—2026-10-21
Allworth Financial LP
UNCHANGED8,4538,45300%$260.7K$260.7K$02026-11-06
Visionary Wealth Advisors
INCREASED7,9447,066+878+12%$217.9K$242.8K+$24.9K2026-11-04
Heck Capital Advisors, LLC
NEW7,720—+7,720——$236.0K—2026-10-14
Dhjj Financial Advisors, Ltd.
INCREASED7,5382,368+5,170+218%$73.0K$230.4K+$157.4K2026-10-23
Creative Planning
NEW7,177—+7,177——$219.4K—2026-11-02
Phoenix Financial Ltd.
NEW6,764—+6,764——$206.8K—2026-11-09
IFP Advisors, Inc
INCREASED3,6843,360+324+10%$103.6K$112.6K+$9.0K2026-10-16
PFS Partners, LLC
INCREASED3,1302,891+239+8%$89.2K$95.7K+$6.5K2026-10-21
Ashton Thomas Private Wealth, LLC
INCREASED2,4961,859+637+34%$57.3K$76.3K+$19.0K2026-11-03
Lanark Financial, Inc.
UNCHANGED1,2771,27700%$39.4K$39.0K-$3542026-10-26
Atlantic Private Wealth, LLC
DECREASED9762,000-1,024-51%$61.7K$29.8K-$31.9K2026-11-09
Financial Network Wealth Advisors LLC
DECREASED9751,709-734-43%$52.7K$29.8K-$22.9K2026-10-28
IFS Advisors, LLC
NEW650—+650——$19.9K—2026-10-14
Farther Finance Advisors, LLC
NEW318—+318——$9.7K—2026-10-08
Beacon Financial Strategies Corp
UNCHANGED616100%$1.9K$1.9K-$172026-10-14
Noble Wealth Management PBC
DECREASED372,537-2,500-99%$78.2K$1.1K-$77.1K2026-10-01
Truist Financial Corp
CLOSED014,495-14,495-100%$447.1K$0-$447.1K2026-10-30
Gill Capital Partners, LLC
CLOSED01,600-1,600-100%$49.3K$0-$49.3K2026-10-13
AdvisorNet Financial, Inc
CLOSED01,505-1,505-100%$46.4K$0-$46.4K2026-10-15
Osaic Holdings, Inc.
N/A—44,842-44,842-100%$1.4M———
Old Mission Capital LLC
N/A—36,247-36,247-100%$1.1M———
Cetera Investment Advisers
N/A—34,773-34,773-100%$1.1M———
Susquehanna International Group, LLP
N/A—27,358-27,358-100%$843.8K———
Raymond James Financial Inc
N/A—25,435-25,435-100%$784.5K———
Wood Tarver Financial Group, LLC
N/A—13,483-13,483-100%$415.0K———
Citadel Advisors LLC
N/A—11,121-11,121-100%$343.0K———
FreeGulliver LLC
N/A—11,108-11,108-100%$342.6K———
Keating Financial Advisory Services, Inc.
N/A—10,415-10,415-100%$321.2K———
Capital Analysts, LLC
N/A—5,607-5,607-100%$173.0K———
RED Reef Advisors LLC
N/A—2,500-2,500-100%$77.1K———
Showing 42 of 42 institutions