Invesco Exch TRD SLF IDX FD

Q3 2018 vs Q4 2018

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Financial Gravity Companies, Inc.

NEW

Shares12

Change+12

Value$0

Filed 2019-02-04

United Capital Financial Advisors, LLC

CLOSED

Shares0 from 1,069,566

Change-1,069,566 (-100%)

Value$0 (-$26.9K)

Filed 2019-02-14

Envestnet Asset Management Inc

CLOSED

Shares0 from 853,467

Change-853,467 (-100%)

Value$0 (-$21.4K)

Filed 2019-02-13

Wells Fargo & Company

CLOSED

Shares0 from 793,892

Change-793,892 (-100%)

Value$0 (-$19.9K)

Filed 2019-02-11

Bank of America Corp

CLOSED

Shares0 from 483,184

Change-483,184 (-100%)

Value$0 (-$12.1K)

Filed 2019-02-14

Motley Fool Wealth Management, LLC

CLOSED

Shares0 from 365,980

Change-365,980 (-100%)

Value$0 (-$9.2K)

Filed 2019-02-12

Raymond James Financial Services Advisors, Inc.

CLOSED

Shares0 from 351,778

Change-351,778 (-100%)

Value$0 (-$8.8K)

Filed 2019-02-11

Atwood & Palmer Inc

CLOSED

Shares0 from 280,214

Change-280,214 (-100%)

Value$0 (-$7.0K)

Filed 2019-02-01

SFE Investment Counsel

CLOSED

Shares0 from 269,660

Change-269,660 (-100%)

Value$0 (-$6.8K)

Filed 2019-02-07

Morgan Stanley

CLOSED

Shares0 from 256,671

Change-256,671 (-100%)

Value$0 (-$6.4K)

Filed 2019-02-14

HighTower Advisors, LLC

CLOSED

Shares0 from 219,578

Change-219,578 (-100%)

Value$0 (-$5.5K)

Filed 2019-02-14

FCA Corp

CLOSED

Shares0 from 191,662

Change-191,662 (-100%)

Value$0 (-$4.8K)

Filed 2019-03-29

UBS Group AG

CLOSED

Shares0 from 184,314

Change-184,314 (-100%)

Value$0 (-$4.6K)

Filed 2019-02-14

Jane Street Group, LLC

CLOSED

Shares0 from 176,265

Change-176,265 (-100%)

Value$0 (-$4.4K)

Filed 2019-02-15

LPL Financial LLC

CLOSED

Shares0 from 171,510

Change-171,510 (-100%)

Value$0 (-$4.3K)

Filed 2019-02-07

Cambridge Investment Research Advisors, Inc.

CLOSED

Shares0 from 158,940

Change-158,940 (-100%)

Value$0 (-$4.0K)

Filed 2019-02-05

Courier Capital LLC

CLOSED

Shares0 from 121,977

Change-121,977 (-100%)

Value$0 (-$3.1K)

Filed 2019-02-08

Prospera Financial Services Inc

CLOSED

Shares0 from 110,261

Change-110,261 (-100%)

Value$0 (-$2.8K)

Filed 2019-02-13

Wayne Hummer Investments L.L.C.

CLOSED

Shares0 from 103,750

Change-103,750 (-100%)

Value$0 (-$2.6K)

Filed 2019-02-13

Northwest Capital Management Inc

CLOSED

Shares0 from 100,909

Change-100,909 (-100%)

Value$0 (-$2.5K)

Filed 2019-01-30

Stratos Wealth Partners, Ltd.

CLOSED

Shares0 from 94,546

Change-94,546 (-100%)

Value$0 (-$2.4K)

Filed 2019-02-08

IMA Advisory Services, Inc.

CLOSED

Shares0 from 91,538

Change-91,538 (-100%)

Value$0 (-$2.3K)

Filed 2019-01-15

Ladenburg Thalmann Financial Services Inc

CLOSED

Shares0 from 71,362

Change-71,362 (-100%)

Value$0 (-$1.8K)

Filed 2019-02-14

Brookstone Capital Management

CLOSED

Shares0 from 63,019

Change-63,019 (-100%)

Value$0 (-$1.6K)

Filed 2019-02-06

FCG Advisors, LLC

CLOSED

Shares0 from 61,301

Change-61,301 (-100%)

Value$0 (-$1.5K)

Filed 2019-02-14

Commonwealth Equity Services, LLC

CLOSED

Shares0 from 52,954

Change-52,954 (-100%)

Value$0 (-$1.3K)

Filed 2019-02-11

Private Advisor Group, LLC

CLOSED

Shares0 from 45,804

Change-45,804 (-100%)

Value$0 (-$1.2K)

Filed 2019-02-11

Financial Strategy Network, LLC

CLOSED

Shares0 from 41,658

Change-41,658 (-100%)

Value$0 (-$1.0K)

Filed 2019-01-29

Citadel Advisors LLC

CLOSED

Shares0 from 41,093

Change-41,093 (-100%)

Value$0 (-$1.0K)

Filed 2019-11-14

Paulson Wealth Management Inc.

CLOSED

Shares0 from 38,478

Change-38,478 (-100%)

Value$0 (-$966)

Filed 2019-01-23

Vista Investment Management

CLOSED

Shares0 from 36,575

Change-36,575 (-100%)

Value$0 (-$919)

Filed 2019-02-15

Susquehanna International Group, LLP

CLOSED

Shares0 from 35,830

Change-35,830 (-100%)

Value$0 (-$900)

Filed 2019-02-14

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management

CLOSED

Shares0 from 35,554

Change-35,554 (-100%)

Value$0 (-$893)

Filed 2019-02-13

Renaissance Technologies LLC

CLOSED

Shares0 from 32,600

Change-32,600 (-100%)

Value$0 (-$819)

Filed 2019-02-13

Royal Bank of Canada

CLOSED

Shares0 from 32,313

Change-32,313 (-100%)

Value$0 (-$812)

Filed 2019-02-14

Raymond James & Associates

CLOSED

Shares0 from 31,036

Change-31,036 (-100%)

Value$0 (-$780)

Filed 2019-02-11

Stifel Financial Corp

CLOSED

Shares0 from 29,715

Change-29,715 (-100%)

Value$0 (-$744)

Filed 2019-02-13

Mirador Capital Partners LP

CLOSED

Shares0 from 27,420

Change-27,420 (-100%)

Value$0 (-$689)

Filed 2019-02-13

Integrated Wealth Concepts LLC

CLOSED

Shares0 from 26,685

Change-26,685 (-100%)

Value$0 (-$671)

Filed 2019-02-14

Wealthsource Partners, LLC

CLOSED

Shares0 from 24,275

Change-24,275 (-100%)

Value$0 (-$610)

Filed 2019-02-06

Global Financial Private Capital, LLC

CLOSED

Shares0 from 24,079

Change-24,079 (-100%)

Value$0 (-$605)

Filed 2019-02-05

Sigma Planning Corp

CLOSED

Shares0 from 23,041

Change-23,041 (-100%)

Value$0 (-$579)

Filed 2019-01-31

Ashfield Capital Partners, LLC

CLOSED

Shares0 from 23,032

Change-23,032 (-100%)

Value$0 (-$579)

Filed 2019-02-13

Advisor Group, Inc.

CLOSED

Shares0 from 22,809

Change-22,809 (-100%)

Value$0 (-$574)

Filed 2019-02-11

Stephens Inc

CLOSED

Shares0 from 22,701

Change-22,701 (-100%)

Value$0 (-$570)

Filed 2019-02-11

Farmers & Merchants Trust Co of Chambersburg PA

CLOSED

Shares0 from 22,150

Change-22,150 (-100%)

Value$0 (-$557)

Filed 2019-01-22

Flow Traders U.S. LLC

CLOSED

Shares0 from 22,099

Change-22,099 (-100%)

Value$0 (-$555)

Filed 2019-02-13

NewEdge Advisors, LLC

CLOSED

Shares0 from 21,351

Change-21,351 (-100%)

Value$0 (-$537)

Filed 2019-01-29

Community Bank, N.A.

CLOSED

Shares0 from 20,945

Change-20,945 (-100%)

Value$0 (-$526)

Filed 2019-01-30

Old Mission Capital LLC

CLOSED

Shares0 from 19,997

Change-19,997 (-100%)

Value$0 (-$502)

Filed 2019-02-14

Ballew Advisors, Inc

CLOSED

Shares0 from 19,982

Change-19,982 (-100%)

Value$0 (-$502)

Filed 2019-02-12

Ironwood Financial, llc

CLOSED

Shares0 from 17,109

Change-17,109 (-100%)

Value$0 (-$430)

Filed 2019-01-17

Gradient Investments LLC

CLOSED

Shares0 from 16,193

Change-16,193 (-100%)

Value$0 (-$407)

Filed 2019-01-18

Bronfman E.L. Rothschild, L.P.

CLOSED

Shares0 from 16,169

Change-16,169 (-100%)

Value$0 (-$406)

Filed 2019-02-14

Cetera Advisors LLC

CLOSED

Shares0 from 16,012

Change-16,012 (-100%)

Value$0 (-$404)

Filed 2019-02-15

MML Investors Services, LLC

CLOSED

Shares0 from 13,809

Change-13,809 (-100%)

Value$0 (-$347)

Filed 2019-02-14

Oxbow Advisors, LLC

CLOSED

Shares0 from 13,595

Change-13,595 (-100%)

Value$0 (-$342)

Filed 2019-02-12

Verity Asset Management, Inc.

CLOSED

Shares0 from 13,239

Change-13,239 (-100%)

Value$0 (-$333)

Filed 2019-02-12

Telemus Capital, LLC

CLOSED

Shares0 from 12,699

Change-12,699 (-100%)

Value$0 (-$319)

Filed 2019-02-06

Summit Asset Management, LLC

CLOSED

Shares0 from 11,994

Change-11,994 (-100%)

Value$0 (-$301)

Filed 2019-02-07

Elmwood Wealth Management, Inc.

CLOSED

Shares0 from 11,800

Change-11,800 (-100%)

Value$0 (-$296.5K)

Filed 2019-02-14

Bridgeworth, LLC

CLOSED

Shares0 from 11,777

Change-11,777 (-100%)

Value$0 (-$244)

Filed 2019-02-05

Two Sigma Securities, LLC

CLOSED

Shares0 from 10,053

Change-10,053 (-100%)

Value$0 (-$253)

Filed 2019-02-14

Crabel Capital Management, LLC

CLOSED

Shares0 from 10,044

Change-10,044 (-100%)

Value$0 (-$252)

Filed 2019-02-13

PFG Advisors

CLOSED

Shares0 from 9,201

Change-9,201 (-100%)

Value$0 (-$231)

Filed 2019-02-19

American Portfolios Advisors

CLOSED

Shares0 from 9,065

Change-9,065 (-100%)

Value$0 (-$227.8K)

Filed 2023-03-24

Hilltop Holdings Inc.

CLOSED

Shares0 from 8,200

Change-8,200 (-100%)

Value$0 (-$206)

Filed 2019-02-14

CWM, LLC

CLOSED

Shares0 from 7,963

Change-7,963 (-100%)

Value$0 (-$200)

Filed 2019-01-25

Quad-Cities Investment Group, LLC

CLOSED

Shares0 from 7,800

Change-7,800 (-100%)

Value$0 (-$195)

Filed 2019-02-06

Optimum Investment Advisors

CLOSED

Shares0 from 7,610

Change-7,610 (-100%)

Value$0 (-$191)

Filed 2019-02-04

Monument Capital Management

CLOSED

Shares0 from 6,576

Change-6,576 (-100%)

Value$0 (-$165)

Filed 2019-01-15

1834 Investment Advisors Co

CLOSED

Shares0 from 6,226

Change-6,226 (-100%)

Value$0 (-$156)

Filed 2019-02-14

Global Retirement Partners, LLC

CLOSED

Shares0 from 5,995

Change-5,995 (-100%)

Value$0 (-$151)

Filed 2019-02-22

Wilbanks Smith & Thomas Asset Management LLC

CLOSED

Shares0 from 5,760

Change-5,760 (-100%)

Value$0 (-$145)

Filed 2019-02-08

Next Financial Group, Inc

CLOSED

Shares0 from 3,560

Change-3,560 (-100%)

Value$0 (-$89)

Filed 2019-02-11

First Manhattan Co. Llc.

CLOSED

Shares0 from 2,730

Change-2,730 (-100%)

Value$0 (-$68)

Filed 2019-01-30

PIN OAK Investment Advisors Inc

CLOSED

Shares0 from 2,010

Change-2,010 (-100%)

Value$0 (-$51)

Filed 2019-02-26

Parkside Financial Bank & Trust

CLOSED

Shares0 from 1,978

Change-1,978 (-100%)

Value$0 (-$50)

Filed 2019-01-31

Rehmann Capital Advisory Group

CLOSED

Shares0 from 1,609

Change-1,609 (-100%)

Value$0 (-$40.4K)

Filed 2019-02-12

Carroll Financial Associates, Inc.

CLOSED

Shares0 from 1,250

Change-1,250 (-100%)

Value$0 (-$31)

Filed 2019-01-11

Financial Architects, Inc

CLOSED

Shares0 from 1,149

Change-1,149 (-100%)

Value$0 (-$29)

Filed 2019-02-01

Sound Income Strategies, LLC

CLOSED

Shares0 from 1,129

Change-1,129 (-100%)

Value$0 (-$28)

Filed 2019-01-11

Trustcore Financial Services, LLC

CLOSED

Shares0 from 1,038

Change-1,038 (-100%)

Value$0 (-$26)

Filed 2019-02-05

Asset Dedication, LLC

CLOSED

Shares0 from 882

Change-882 (-100%)

Value$0 (-$22)

Filed 2019-02-12

Captrust Financial Advisors

CLOSED

Shares0 from 600

Change-600 (-100%)

Value$0 (-$15)

Filed 2019-02-13

Wealthcare Advisory Partners LLC

CLOSED

Shares0 from 550

Change-550 (-100%)

Value$0 (-$14)

Filed 2019-02-14

Front Row Advisors LLC

CLOSED

Shares0 from 425

Change-425 (-100%)

Value$0 (-$11)

Filed 2019-02-13

Exchange Capital Management, Inc.

CLOSED

Shares0 from 370

Change-370 (-100%)

Value$0 (-$9)

Filed 2019-02-01

W.G. Shaheen & Associates DBA Whitney & Co

CLOSED

Shares0 from 265

Change-265 (-100%)

Value$0 (-$7)

Filed 2019-02-07

Winthrop Partners - WNY, LLC

CLOSED

Shares0 from 197

Change-197 (-100%)

Value$0 (-$5.0K)

Filed 2019-01-22

Parallax Volatility Advisers, L.P.

CLOSED

Shares0 from 1

Change-1 (-100%)

Value$0 ($0)

Filed 2019-02-14

Proequities, Inc.

CLOSED

Shares0 from 0

Change0

Value$0 ($0)

Filed 2019-02-14

Global Trust Asset Management, LLC

DECREASED

Shares0 from 29,165

Change-29,165 (-100%)

Value$0 (-$734)

Filed 2019-01-11

IFP Advisors, Inc

DECREASED

Shares0 from 19,638

Change-19,638 (-100%)

Value$0 (-$493)

Filed 2019-06-03

Capital Advisors, Ltd. LLC

DECREASED

Shares0 from 4,814

Change-4,814 (-100%)

Value$0 (-$121)

Filed 2019-01-29

Valeo Financial Advisors, LLC

DECREASED

Shares0 from 4,495

Change-4,495 (-100%)

Value$0 (-$113)

Filed 2019-01-30

New England Professional Planning Group Inc.

N/A

Shares— from 76,677

Change-76,677 (-100%)

Value—

Financial Gravity Wealth, Inc.

N/A

Shares— from 12

Change-12 (-100%)

Value—

	Status
Financial Gravity Companies, Inc.	NEW	12	—	+12	—	—	$0	—	2019-02-04
United Capital Financial Advisors, LLC	CLOSED	0	1,069,566	-1,069,566	-100%	$26.9K	$0	-$26.9K	2019-02-14
Envestnet Asset Management Inc	CLOSED	0	853,467	-853,467	-100%	$21.4K	$0	-$21.4K	2019-02-13
Wells Fargo & Company	CLOSED	0	793,892	-793,892	-100%	$19.9K	$0	-$19.9K	2019-02-11
Bank of America Corp	CLOSED	0	483,184	-483,184	-100%	$12.1K	$0	-$12.1K	2019-02-14
Motley Fool Wealth Management, LLC	CLOSED	0	365,980	-365,980	-100%	$9.2K	$0	-$9.2K	2019-02-12
Raymond James Financial Services Advisors, Inc.	CLOSED	0	351,778	-351,778	-100%	$8.8K	$0	-$8.8K	2019-02-11
Atwood & Palmer Inc	CLOSED	0	280,214	-280,214	-100%	$7.0K	$0	-$7.0K	2019-02-01
SFE Investment Counsel	CLOSED	0	269,660	-269,660	-100%	$6.8K	$0	-$6.8K	2019-02-07
Morgan Stanley	CLOSED	0	256,671	-256,671	-100%	$6.4K	$0	-$6.4K	2019-02-14
HighTower Advisors, LLC	CLOSED	0	219,578	-219,578	-100%	$5.5K	$0	-$5.5K	2019-02-14
FCA Corp	CLOSED	0	191,662	-191,662	-100%	$4.8K	$0	-$4.8K	2019-03-29
UBS Group AG	CLOSED	0	184,314	-184,314	-100%	$4.6K	$0	-$4.6K	2019-02-14
Jane Street Group, LLC	CLOSED	0	176,265	-176,265	-100%	$4.4K	$0	-$4.4K	2019-02-15
LPL Financial LLC	CLOSED	0	171,510	-171,510	-100%	$4.3K	$0	-$4.3K	2019-02-07
Cambridge Investment Research Advisors, Inc.	CLOSED	0	158,940	-158,940	-100%	$4.0K	$0	-$4.0K	2019-02-05
Courier Capital LLC	CLOSED	0	121,977	-121,977	-100%	$3.1K	$0	-$3.1K	2019-02-08
Prospera Financial Services Inc	CLOSED	0	110,261	-110,261	-100%	$2.8K	$0	-$2.8K	2019-02-13
Wayne Hummer Investments L.L.C.	CLOSED	0	103,750	-103,750	-100%	$2.6K	$0	-$2.6K	2019-02-13
Northwest Capital Management Inc	CLOSED	0	100,909	-100,909	-100%	$2.5K	$0	-$2.5K	2019-01-30
Stratos Wealth Partners, Ltd.	CLOSED	0	94,546	-94,546	-100%	$2.4K	$0	-$2.4K	2019-02-08
IMA Advisory Services, Inc.	CLOSED	0	91,538	-91,538	-100%	$2.3K	$0	-$2.3K	2019-01-15
Ladenburg Thalmann Financial Services Inc	CLOSED	0	71,362	-71,362	-100%	$1.8K	$0	-$1.8K	2019-02-14
Brookstone Capital Management	CLOSED	0	63,019	-63,019	-100%	$1.6K	$0	-$1.6K	2019-02-06
FCG Advisors, LLC	CLOSED	0	61,301	-61,301	-100%	$1.5K	$0	-$1.5K	2019-02-14
Commonwealth Equity Services, LLC	CLOSED	0	52,954	-52,954	-100%	$1.3K	$0	-$1.3K	2019-02-11
Private Advisor Group, LLC	CLOSED	0	45,804	-45,804	-100%	$1.2K	$0	-$1.2K	2019-02-11
Financial Strategy Network, LLC	CLOSED	0	41,658	-41,658	-100%	$1.0K	$0	-$1.0K	2019-01-29
Citadel Advisors LLC	CLOSED	0	41,093	-41,093	-100%	$1.0K	$0	-$1.0K	2019-11-14
Paulson Wealth Management Inc.	CLOSED	0	38,478	-38,478	-100%	$966	$0	-$966	2019-01-23
Vista Investment Management	CLOSED	0	36,575	-36,575	-100%	$919	$0	-$919	2019-02-15
Susquehanna International Group, LLP	CLOSED	0	35,830	-35,830	-100%	$900	$0	-$900	2019-02-14
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management	CLOSED	0	35,554	-35,554	-100%	$893	$0	-$893	2019-02-13
Renaissance Technologies LLC	CLOSED	0	32,600	-32,600	-100%	$819	$0	-$819	2019-02-13
Royal Bank of Canada	CLOSED	0	32,313	-32,313	-100%	$812	$0	-$812	2019-02-14
Raymond James & Associates	CLOSED	0	31,036	-31,036	-100%	$780	$0	-$780	2019-02-11
Stifel Financial Corp	CLOSED	0	29,715	-29,715	-100%	$744	$0	-$744	2019-02-13
Mirador Capital Partners LP	CLOSED	0	27,420	-27,420	-100%	$689	$0	-$689	2019-02-13
Integrated Wealth Concepts LLC	CLOSED	0	26,685	-26,685	-100%	$671	$0	-$671	2019-02-14
Wealthsource Partners, LLC	CLOSED	0	24,275	-24,275	-100%	$610	$0	-$610	2019-02-06
Global Financial Private Capital, LLC	CLOSED	0	24,079	-24,079	-100%	$605	$0	-$605	2019-02-05
Sigma Planning Corp	CLOSED	0	23,041	-23,041	-100%	$579	$0	-$579	2019-01-31
Ashfield Capital Partners, LLC	CLOSED	0	23,032	-23,032	-100%	$579	$0	-$579	2019-02-13
Advisor Group, Inc.	CLOSED	0	22,809	-22,809	-100%	$574	$0	-$574	2019-02-11
Stephens Inc	CLOSED	0	22,701	-22,701	-100%	$570	$0	-$570	2019-02-11
Farmers & Merchants Trust Co of Chambersburg PA	CLOSED	0	22,150	-22,150	-100%	$557	$0	-$557	2019-01-22
Flow Traders U.S. LLC	CLOSED	0	22,099	-22,099	-100%	$555	$0	-$555	2019-02-13
NewEdge Advisors, LLC	CLOSED	0	21,351	-21,351	-100%	$537	$0	-$537	2019-01-29
Community Bank, N.A.	CLOSED	0	20,945	-20,945	-100%	$526	$0	-$526	2019-01-30
Old Mission Capital LLC	CLOSED	0	19,997	-19,997	-100%	$502	$0	-$502	2019-02-14
Ballew Advisors, Inc	CLOSED	0	19,982	-19,982	-100%	$502	$0	-$502	2019-02-12
Ironwood Financial, llc	CLOSED	0	17,109	-17,109	-100%	$430	$0	-$430	2019-01-17
Gradient Investments LLC	CLOSED	0	16,193	-16,193	-100%	$407	$0	-$407	2019-01-18
Bronfman E.L. Rothschild, L.P.	CLOSED	0	16,169	-16,169	-100%	$406	$0	-$406	2019-02-14
Cetera Advisors LLC	CLOSED	0	16,012	-16,012	-100%	$404	$0	-$404	2019-02-15
MML Investors Services, LLC	CLOSED	0	13,809	-13,809	-100%	$347	$0	-$347	2019-02-14
Oxbow Advisors, LLC	CLOSED	0	13,595	-13,595	-100%	$342	$0	-$342	2019-02-12
Verity Asset Management, Inc.	CLOSED	0	13,239	-13,239	-100%	$333	$0	-$333	2019-02-12
Telemus Capital, LLC	CLOSED	0	12,699	-12,699	-100%	$319	$0	-$319	2019-02-06
Summit Asset Management, LLC	CLOSED	0	11,994	-11,994	-100%	$301	$0	-$301	2019-02-07
Elmwood Wealth Management, Inc.	CLOSED	0	11,800	-11,800	-100%	$296.5K	$0	-$296.5K	2019-02-14
Bridgeworth, LLC	CLOSED	0	11,777	-11,777	-100%	$244	$0	-$244	2019-02-05
Two Sigma Securities, LLC	CLOSED	0	10,053	-10,053	-100%	$253	$0	-$253	2019-02-14
Crabel Capital Management, LLC	CLOSED	0	10,044	-10,044	-100%	$252	$0	-$252	2019-02-13
PFG Advisors	CLOSED	0	9,201	-9,201	-100%	$231	$0	-$231	2019-02-19
American Portfolios Advisors	CLOSED	0	9,065	-9,065	-100%	$227.8K	$0	-$227.8K	2023-03-24
Hilltop Holdings Inc.	CLOSED	0	8,200	-8,200	-100%	$206	$0	-$206	2019-02-14
CWM, LLC	CLOSED	0	7,963	-7,963	-100%	$200	$0	-$200	2019-01-25
Quad-Cities Investment Group, LLC	CLOSED	0	7,800	-7,800	-100%	$195	$0	-$195	2019-02-06
Optimum Investment Advisors	CLOSED	0	7,610	-7,610	-100%	$191	$0	-$191	2019-02-04
Monument Capital Management	CLOSED	0	6,576	-6,576	-100%	$165	$0	-$165	2019-01-15
1834 Investment Advisors Co	CLOSED	0	6,226	-6,226	-100%	$156	$0	-$156	2019-02-14
Global Retirement Partners, LLC	CLOSED	0	5,995	-5,995	-100%	$151	$0	-$151	2019-02-22
Wilbanks Smith & Thomas Asset Management LLC	CLOSED	0	5,760	-5,760	-100%	$145	$0	-$145	2019-02-08
Next Financial Group, Inc	CLOSED	0	3,560	-3,560	-100%	$89	$0	-$89	2019-02-11
First Manhattan Co. Llc.	CLOSED	0	2,730	-2,730	-100%	$68	$0	-$68	2019-01-30
PIN OAK Investment Advisors Inc	CLOSED	0	2,010	-2,010	-100%	$51	$0	-$51	2019-02-26
Parkside Financial Bank & Trust	CLOSED	0	1,978	-1,978	-100%	$50	$0	-$50	2019-01-31
Rehmann Capital Advisory Group	CLOSED	0	1,609	-1,609	-100%	$40.4K	$0	-$40.4K	2019-02-12
Carroll Financial Associates, Inc.	CLOSED	0	1,250	-1,250	-100%	$31	$0	-$31	2019-01-11
Financial Architects, Inc	CLOSED	0	1,149	-1,149	-100%	$29	$0	-$29	2019-02-01
Sound Income Strategies, LLC	CLOSED	0	1,129	-1,129	-100%	$28	$0	-$28	2019-01-11
Trustcore Financial Services, LLC	CLOSED	0	1,038	-1,038	-100%	$26	$0	-$26	2019-02-05
Asset Dedication, LLC	CLOSED	0	882	-882	-100%	$22	$0	-$22	2019-02-12
Captrust Financial Advisors	CLOSED	0	600	-600	-100%	$15	$0	-$15	2019-02-13
Wealthcare Advisory Partners LLC	CLOSED	0	550	-550	-100%	$14	$0	-$14	2019-02-14
Front Row Advisors LLC	CLOSED	0	425	-425	-100%	$11	$0	-$11	2019-02-13
Exchange Capital Management, Inc.	CLOSED	0	370	-370	-100%	$9	$0	-$9	2019-02-01
W.G. Shaheen & Associates DBA Whitney & Co	CLOSED	0	265	-265	-100%	$7	$0	-$7	2019-02-07
Winthrop Partners - WNY, LLC	CLOSED	0	197	-197	-100%	$5.0K	$0	-$5.0K	2019-01-22
Parallax Volatility Advisers, L.P.	CLOSED	0	1	-1	-100%	$0	$0	$0	2019-02-14
Proequities, Inc.	CLOSED	0	0	0	—	$0	$0	$0	2019-02-14
Global Trust Asset Management, LLC	DECREASED	0	29,165	-29,165	-100%	$734	$0	-$734	2019-01-11
IFP Advisors, Inc	DECREASED	0	19,638	-19,638	-100%	$493	$0	-$493	2019-06-03
Capital Advisors, Ltd. LLC	DECREASED	0	4,814	-4,814	-100%	$121	$0	-$121	2019-01-29
Valeo Financial Advisors, LLC	DECREASED	0	4,495	-4,495	-100%	$113	$0	-$113	2019-01-30
New England Professional Planning Group Inc.	N/A	—	76,677	-76,677	-100%	$1.9K	—	—	—
Financial Gravity Wealth, Inc.	N/A	—	12	-12	-100%	$0	—	—	—

Showing 98 of 98 institutions