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Investment Managers SER TR I

Q3 2023 vs Q4 2023

Comparing institutional holders between quarters

Quarters

Q4 2023Q3 2023
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Jane Street Group, LLC
NEW
Shares45,369
Change+45,369
Value$765.8K
Filed 2024-02-15
Old Mission Capital LLC
INCREASED
Shares26,573 from 19,778
Change+6,795 (+34%)
Value$448.6K (+$82.3K)
Filed 2024-02-14
Imc-Chicago, LLC
NEW
Shares20,571
Change+20,571
Value$347.2K
Filed 2024-02-09
Wealthfront Advisers LLC
NEW
Shares11,105
Change+11,105
Value$187.5K
Filed 2024-02-09
Osaic Holdings, Inc.
DECREASED
Shares1,563 from 2,630
Change-1,067 (-41%)
Value$26.3K (-$22.4K)
Filed 2024-02-12
Citadel Advisors LLC
NEW
Shares1,088
Change+1,088
Value$18.4K
Filed 2024-02-14
Optimum Investment Advisors
UNCHANGED
Shares520 from 520
Change0 (0%)
Value$8.8K (-$852)
Filed 2024-01-08
Morgan Stanley
DECREASED
Shares436 from 748
Change-312 (-42%)
Value$7.4K (-$6.5K)
Filed 2024-08-16
UBS Group AG
INCREASED
Shares408 from 119
Change+289 (+243%)
Value$6.9K (+$4.7K)
Filed 2024-02-09
Sugarloaf Wealth Management, LLC
INCREASED
Shares255 from 248
Change+7 (+3%)
Value$4.3K (-$290)
Filed 2024-01-10
Benjamin F. Edwards & Company, Inc.
UNCHANGED
Shares90 from 90
Change0 (0%)
Value$2 ($0)
Filed 2024-02-06
Highlander Capital Management, LLC
UNCHANGED
Shares28 from 28
Change0 (0%)
Value$473 (+$472)
Filed 2024-01-24
Focused Wealth Management, Inc
UNCHANGED
Shares27 from 27
Change0 (0%)
Value$456 (-$44)
Filed 2024-01-10
Proequities, Inc.
UNCHANGED
Shares25 from 25
Change0 (0%)
Value$422 (-$41)
Filed 2024-02-07
National Bank of Canada
UNCHANGED
Shares20 from 20
Change0 (0%)
Value$340 (-$9)
Filed 2024-02-06
Baldwin Wealth Partners LLC
UNCHANGED
Shares16 from 16
Change0 (0%)
Value$270 (-$26)
Filed 2024-01-08
Creative Financial Designs Inc
UNCHANGED
Shares14 from 14
Change0 (0%)
Value$236 (-$23)
Filed 2024-01-10
Northwestern Mutual Wealth Management Co
UNCHANGED
Shares13 from 13
Change0 (0%)
Value$219 (-$22)
Filed 2024-02-13
Clear Point Advisors Inc.
NEW
Shares10
Change+10
Value$169
Filed 2024-05-16
Bogart Wealth, LLC
UNCHANGED
Shares10 from 10
Change0 (0%)
Value$169 (-$16)
Filed 2024-02-07
Cutler Group LP
UNCHANGED
Shares10 from 10
Change0 (0%)
Value$0 ($0)
Filed 2024-01-18
Harbour Investments, Inc.
UNCHANGED
Shares10 from 10
Change0 (0%)
Value$169 (-$16)
Filed 2024-02-16
NewEdge Advisors, LLC
UNCHANGED
Shares10 from 10
Change0 (0%)
Value$169 (-$16)
Filed 2024-02-13
Rothschild Investment LLC
NEW
Shares2
Change+2
Value$34
Filed 2024-07-31
Steward Partners Investment Advisory, LLC
NEW
Shares2
Change+2
Value$34
Filed 2024-02-12
Creative Planning
CLOSED
Shares0 from 98
Change-98 (-100%)
Value$0 (-$1.8K)
Filed 2024-02-14
Simplex Trading, LLC
CLOSED
Shares0 from 30
Change-30 (-100%)
Value$0 ($0)
Filed 2024-02-02
Royal Bank of Canada
CLOSED
Shares0 from 8
Change-8 (-100%)
Value$0 ($0)
Filed 2024-02-14
Status
Jane Street Group, LLC
NEW45,369—+45,369——$765.8K—2024-02-15
Old Mission Capital LLC
INCREASED26,57319,778+6,795+34%$366.3K$448.6K+$82.3K2024-02-14
Imc-Chicago, LLC
NEW20,571—+20,571——$347.2K—2024-02-09
Wealthfront Advisers LLC
NEW11,105—+11,105——$187.5K—2024-02-09
Osaic Holdings, Inc.
DECREASED1,5632,630-1,067-41%$48.7K$26.3K-$22.4K2024-02-12
Citadel Advisors LLC
NEW1,088—+1,088——$18.4K—2024-02-14
Optimum Investment Advisors
UNCHANGED52052000%$9.6K$8.8K-$8522024-01-08
Morgan Stanley
DECREASED436748-312-42%$13.9K$7.4K-$6.5K2024-08-16
UBS Group AG
INCREASED408119+289+243%$2.2K$6.9K+$4.7K2024-02-09
Sugarloaf Wealth Management, LLC
INCREASED255248+7+3%$4.6K$4.3K-$2902024-01-10
Benjamin F. Edwards & Company, Inc.
UNCHANGED909000%$2$2$02024-02-06
Highlander Capital Management, LLC
UNCHANGED282800%$1$473+$4722024-01-24
Focused Wealth Management, Inc
UNCHANGED272700%$500$456-$442024-01-10
Proequities, Inc.
UNCHANGED252500%$463$422-$412024-02-07
National Bank of Canada
UNCHANGED202000%$349$340-$92024-02-06
Baldwin Wealth Partners LLC
UNCHANGED161600%$296$270-$262024-01-08
Creative Financial Designs Inc
UNCHANGED141400%$259$236-$232024-01-10
Northwestern Mutual Wealth Management Co
UNCHANGED131300%$241$219-$222024-02-13
Clear Point Advisors Inc.
NEW10—+10——$169—2024-05-16
Bogart Wealth, LLC
UNCHANGED101000%$185$169-$162024-02-07
Cutler Group LP
UNCHANGED101000%$0$0$02024-01-18
Harbour Investments, Inc.
UNCHANGED101000%$185$169-$162024-02-16
NewEdge Advisors, LLC
UNCHANGED101000%$185$169-$162024-02-13
Rothschild Investment LLC
NEW2—+2——$34—2024-07-31
Steward Partners Investment Advisory, LLC
NEW2—+2——$34—2024-02-12
Creative Planning
CLOSED098-98-100%$1.8K$0-$1.8K2024-02-14
Simplex Trading, LLC
CLOSED030-30-100%$0$0$02024-02-02
Royal Bank of Canada
CLOSED08-8-100%$0$0$02024-02-14
Showing 28 of 28 institutions