Investment Managers SER TR I

Q1 2023 vs Q2 2023

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

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Jane Street Group, LLC

INCREASED

Shares228,964 from 201,274

Change+27,690 (+14%)

Value$391.5K (-$41.2K)

Filed 2023-08-14

Wealthfront Advisers LLC

INCREASED

Shares99,560 from 90,943

Change+8,617 (+9%)

Value$170.2K (-$25.3K)

Filed 2023-08-07

Old Mission Capital LLC

DECREASED

Shares68,040 from 222,023

Change-153,983 (-69%)

Value$116.3K (-$361.0K)

Filed 2023-08-09

3D/L Capital Management, LLC

INCREASED

Shares67,290 from 63,960

Change+3,330 (+5%)

Value$115.1K (-$22.4K)

Filed 2023-08-08

Alera Investment Advisors, LLC

UNCHANGED

Shares37,037 from 37,037

Change0 (0%)

Value$63.3K (-$16.3K)

Filed 2023-07-26

Osaic Holdings, Inc.

DECREASED

Shares22,287 from 22,299

Change-12 (0%)

Value$38.1K (-$9.8K)

Filed 2023-08-21

AE Wealth Management LLC

NEW

Shares16,893

Change+16,893

Value$28.9K

Filed 2023-07-10

Thrivent Financial for Lutherans

UNCHANGED

Shares13,637 from 13,637

Change0 (0%)

Value$23 (-$6)

Filed 2023-08-14

BerganKDV Wealth Management, LLC

UNCHANGED

Shares13,000 from 13,000

Change0 (0%)

Value$22.2K (-$5.7K)

Filed 2023-07-24

Grey Street Capital, LLC

UNCHANGED

Shares12,700 from 12,700

Change0 (0%)

Value$21.7K (-$5.6K)

Filed 2023-07-14

Morgan Stanley

UNCHANGED

Shares8,143 from 8,143

Change0 (0%)

Value$13.9K (-$3.6K)

Filed 2023-08-14

Optimum Investment Advisors

UNCHANGED

Shares5,200 from 5,200

Change0 (0%)

Value$8.9K (-$2.3K)

Filed 2023-08-03

Sugarloaf Wealth Management, LLC

UNCHANGED

Shares2,485 from 2,485

Change0 (0%)

Value$4.3K (-$1.1K)

Filed 2023-07-13

Kistler-Tiffany Companies, LLC

UNCHANGED

Shares985 from 985

Change0 (0%)

Value$1.7K (-$433)

Filed 2023-08-01

Benjamin F. Edwards & Company, Inc.

UNCHANGED

Shares906 from 906

Change0 (0%)

Value$2 ($0)

Filed 2023-08-15

Royal Bank of Canada

INCREASED

Shares511 from 396

Change+115 (+29%)

Value$1.0K ($0)

Filed 2023-08-14

Focused Wealth Management, Inc

UNCHANGED

Shares273 from 273

Change0 (0%)

Value$467 (-$121)

Filed 2023-08-08

Proequities, Inc.

NEW

Shares256

Change+256

Value$437

Filed 2023-08-10

Simplex Trading, LLC

DECREASED

Shares245 from 18,210

Change-17,965 (-99%)

Value$0 (-$39)

Filed 2023-08-04

National Bank of Canada

UNCHANGED

Shares200 from 200

Change0 (0%)

Value$342 (-$82)

Filed 2023-07-26

Baldwin Wealth Partners LLC

UNCHANGED

Shares160 from 160

Change0 (0%)

Value$274 (-$70)

Filed 2023-07-14

Northwestern Mutual Wealth Management Co

UNCHANGED

Shares135 from 135

Change0 (0%)

Value$231 (-$59)

Filed 2023-08-14

Bogart Wealth, LLC

UNCHANGED

Shares105 from 105

Change0 (0%)

Value$180 (-$46)

Filed 2023-07-31

Harbour Investments, Inc.

UNCHANGED

Shares100 from 100

Change0 (0%)

Value$171 (-$44)

Filed 2023-08-15

NewEdge Advisors, LLC

UNCHANGED

Shares100 from 100

Change0 (0%)

Value$171 (-$44)

Filed 2023-08-14

UBS Group AG

DECREASED

Shares23 from 1,952

Change-1,929 (-99%)

Value$39 (-$4.2K)

Filed 2023-08-11

Valley National Advisers Inc

UNCHANGED

Shares2 from 2

Change0 (0%)

Value$1 (+$1)

Filed 2023-07-31

ShoreHaven Wealth Partners, LLC

CLOSED

Shares0 from 13,719

Change-13,719 (-100%)

Value$0 (-$29.5K)

Filed 2023-07-19

Citadel Advisors LLC

CLOSED

Shares0 from 11,781

Change-11,781 (-100%)

Value$0 (-$25.3K)

Filed 2023-08-14

Commonwealth Equity Services, LLC

CLOSED

Shares0 from 10,471

Change-10,471 (-100%)

Value$0 (-$22)

Filed 2023-08-10

Cetera Advisor Networks LLC

CLOSED

Shares0 from 10,450

Change-10,450 (-100%)

Value$0 (-$22.5K)

Filed 2023-08-10

Belpointe Asset Management LLC

CLOSED

Shares0 from 5,310

Change-5,310 (-100%)

Value$0 (-$11.4K)

Filed 2023-08-15

JPMorgan Chase & Co

CLOSED

Shares0 from 1,473

Change-1,473 (-100%)

Value$0 (-$3.2K)

Filed 2023-08-11

Wells Fargo & Company

CLOSED

Shares0 from 1,005

Change-1,005 (-100%)

Value$0 (-$2.2K)

Filed 2023-08-15

Moss Adams Wealth Advisors LLC

CLOSED

Shares0 from 585

Change-585 (-100%)

Value$0 (-$1.3K)

Filed 2023-12-20

Cutler Group LP

CLOSED

Shares0 from 456

Change-456 (-100%)

Value$0 ($0)

Filed 2023-07-18

CWM, LLC

CLOSED

Shares0 from 140

Change-140 (-100%)

Value$0 ($0)

Filed 2023-08-03

Tower Research Capital LLC (TRC)

CLOSED

Shares0 from 12

Change-12 (-100%)

Value$0 ($0)

Filed 2023-08-14

	Status
Jane Street Group, LLC	INCREASED	228,964	201,274	+27,690	+14%	$432.7K	$391.5K	-$41.2K	2023-08-14
Wealthfront Advisers LLC	INCREASED	99,560	90,943	+8,617	+9%	$195.5K	$170.2K	-$25.3K	2023-08-07
Old Mission Capital LLC	DECREASED	68,040	222,023	-153,983	-69%	$477.3K	$116.3K	-$361.0K	2023-08-09
3D/L Capital Management, LLC	INCREASED	67,290	63,960	+3,330	+5%	$137.5K	$115.1K	-$22.4K	2023-08-08
Alera Investment Advisors, LLC	UNCHANGED	37,037	37,037	0	0%	$79.6K	$63.3K	-$16.3K	2023-07-26
Osaic Holdings, Inc.	DECREASED	22,287	22,299	-12	0%	$48.0K	$38.1K	-$9.8K	2023-08-21
AE Wealth Management LLC	NEW	16,893	—	+16,893	—	—	$28.9K	—	2023-07-10
Thrivent Financial for Lutherans	UNCHANGED	13,637	13,637	0	0%	$29	$23	-$6	2023-08-14
BerganKDV Wealth Management, LLC	UNCHANGED	13,000	13,000	0	0%	$28.0K	$22.2K	-$5.7K	2023-07-24
Grey Street Capital, LLC	UNCHANGED	12,700	12,700	0	0%	$27.3K	$21.7K	-$5.6K	2023-07-14
Morgan Stanley	UNCHANGED	8,143	8,143	0	0%	$17.5K	$13.9K	-$3.6K	2023-08-14
Optimum Investment Advisors	UNCHANGED	5,200	5,200	0	0%	$11.2K	$8.9K	-$2.3K	2023-08-03
Sugarloaf Wealth Management, LLC	UNCHANGED	2,485	2,485	0	0%	$5.3K	$4.3K	-$1.1K	2023-07-13
Kistler-Tiffany Companies, LLC	UNCHANGED	985	985	0	0%	$2.1K	$1.7K	-$433	2023-08-01
Benjamin F. Edwards & Company, Inc.	UNCHANGED	906	906	0	0%	$2	$2	$0	2023-08-15
Royal Bank of Canada	INCREASED	511	396	+115	+29%	$1.0K	$1.0K	$0	2023-08-14
Focused Wealth Management, Inc	UNCHANGED	273	273	0	0%	$588	$467	-$121	2023-08-08
Proequities, Inc.	NEW	256	—	+256	—	—	$437	—	2023-08-10
Simplex Trading, LLC	DECREASED	245	18,210	-17,965	-99%	$39	$0	-$39	2023-08-04
National Bank of Canada	UNCHANGED	200	200	0	0%	$424	$342	-$82	2023-07-26
Baldwin Wealth Partners LLC	UNCHANGED	160	160	0	0%	$344	$274	-$70	2023-07-14
Northwestern Mutual Wealth Management Co	UNCHANGED	135	135	0	0%	$290	$231	-$59	2023-08-14
Bogart Wealth, LLC	UNCHANGED	105	105	0	0%	$226	$180	-$46	2023-07-31
Harbour Investments, Inc.	UNCHANGED	100	100	0	0%	$215	$171	-$44	2023-08-15
NewEdge Advisors, LLC	UNCHANGED	100	100	0	0%	$215	$171	-$44	2023-08-14
UBS Group AG	DECREASED	23	1,952	-1,929	-99%	$4.2K	$39	-$4.2K	2023-08-11
Valley National Advisers Inc	UNCHANGED	2	2	0	0%	$0	$1	+$1	2023-07-31
ShoreHaven Wealth Partners, LLC	CLOSED	0	13,719	-13,719	-100%	$29.5K	$0	-$29.5K	2023-07-19
Citadel Advisors LLC	CLOSED	0	11,781	-11,781	-100%	$25.3K	$0	-$25.3K	2023-08-14
Commonwealth Equity Services, LLC	CLOSED	0	10,471	-10,471	-100%	$22	$0	-$22	2023-08-10
Cetera Advisor Networks LLC	CLOSED	0	10,450	-10,450	-100%	$22.5K	$0	-$22.5K	2023-08-10
Belpointe Asset Management LLC	CLOSED	0	5,310	-5,310	-100%	$11.4K	$0	-$11.4K	2023-08-15
JPMorgan Chase & Co	CLOSED	0	1,473	-1,473	-100%	$3.2K	$0	-$3.2K	2023-08-11
Wells Fargo & Company	CLOSED	0	1,005	-1,005	-100%	$2.2K	$0	-$2.2K	2023-08-15
Moss Adams Wealth Advisors LLC	CLOSED	0	585	-585	-100%	$1.3K	$0	-$1.3K	2023-12-20
Cutler Group LP	CLOSED	0	456	-456	-100%	$0	$0	$0	2023-07-18
CWM, LLC	CLOSED	0	140	-140	-100%	$0	$0	$0	2023-08-03
Tower Research Capital LLC (TRC)	CLOSED	0	12	-12	-100%	$0	$0	$0	2023-08-14

Showing 38 of 38 institutions