Ishares L Cap MB SEP ETF (SMAX)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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J. L. Bainbridge & Co., Inc.

DECREASED

Shares870,368 from 947,144

Change-76,776 (-8%)

Value$24.8M (-$1.6M)

Filed 2026-10-20

Client First Capital LLC

DECREASED

Shares143,186 from 143,897

Change-711 (0%)

Value$4.1M (+$68.2K)

Filed 2026-10-22

FC Advisory LLC

UNCHANGED

Shares80,533 from 80,533

Change0 (0%)

Value$2.3M (+$49.5K)

Filed 2026-10-05

Grantvest Financial Group LLC

DECREASED

Shares72,441 from 73,199

Change-758 (-1%)

Value$2.1M (+$23.4K)

Filed 2026-10-21

Kestra Advisory Services, LLC

INCREASED

Shares38,898 from 21,493

Change+17,405 (+81%)

Value$1.1M (+$508.9K)

Filed 2026-11-02

Amplius Wealth Advisors, LLC

DECREASED

Shares37,001 from 48,101

Change-11,100 (-23%)

Value$1.1M (-$286.5K)

Filed 2026-10-20

JIM Saulnier & Associates, LLC

UNCHANGED

Shares36,141 from 36,141

Change0 (0%)

Value$1.0M (+$22.2K)

Filed 2026-11-04

Diversify Wealth Management, LLC

INCREASED

Shares28,651 from 7,294

Change+21,357 (+293%)

Value$820.6K (+$616.7K)

Filed 2026-10-20

Diversify Advisory Services, LLC

INCREASED

Shares28,651 from 7,294

Change+21,357 (+293%)

Value$820.6K (+$616.7K)

Filed 2026-10-20

Commonwealth Equity Services, LLC

INCREASED

Shares27,081 from 26,778

Change+303 (+1%)

Value$771.3K (+$25.1K)

Filed 2026-11-02

Blue Sky Capital Consultants Group, Inc.

INCREASED

Shares27,080 from 11,667

Change+15,413 (+132%)

Value$771.2K (+$446.1K)

Filed 2026-10-13

Atria Investments, Inc

NEW

Shares20,703

Change+20,703

Value$589.6K

Filed 2026-10-15

ARS Investment Partners, LLC

UNCHANGED

Shares19,900 from 19,900

Change0 (0%)

Value$566.8K (+$12.2K)

Filed 2026-11-05

Crown Wealth Group, LLC

DECREASED

Shares16,639 from 16,701

Change-62 (0%)

Value$473.9K (+$8.5K)

Filed 2026-10-19

Kestra Investment Management, LLC

INCREASED

Shares16,508 from 14,787

Change+1,721 (+12%)

Value$470.1K (+$58.1K)

Filed 2026-11-04

Lifestyle Asset Management, Inc.

DECREASED

Shares14,528 from 16,720

Change-2,192 (-13%)

Value$413.8K (-$52.1K)

Filed 2026-10-20

Creative Planning

UNCHANGED

Shares13,994 from 13,994

Change0 (0%)

Value$398.5K (+$8.6K)

Filed 2026-11-02

Kestra Private Wealth Services, LLC

UNCHANGED

Shares9,000 from 9,000

Change0 (0%)

Value$256.3K (+$5.5K)

Filed 2026-11-06

Investment Partners Asset Management, Inc.

UNCHANGED

Shares8,522 from 8,522

Change0 (0%)

Value$242.7K (+$5.2K)

Filed 2026-10-09

Farther Finance Advisors, LLC

UNCHANGED

Shares7,488 from 7,488

Change0 (0%)

Value$213.3K (+$4.6K)

Filed 2026-10-08

Concurrent Investment Advisors, LLC

NEW

Shares7,197

Change+7,197

Value$205.0K

Filed 2026-10-16

Spire Wealth Management

INCREASED

Shares7,197 from 7,196

Change+1 (+0%)

Value$205.0K (+$4.4K)

Filed 2026-10-30

IFP Advisors, Inc

INCREASED

Shares196 from 51

Change+145 (+284%)

Value$5.6K (+$4.2K)

Filed 2026-10-16

Elevated Capital Advisors, LLC

UNCHANGED

Shares174 from 174

Change0 (0%)

Value$5.0K (+$107)

Filed 2026-11-04

Kingdom Financial Group Llc.

UNCHANGED

Shares1 from 1

Change0 (0%)

Value$25 (+$1)

Filed 2026-11-04

Clear Creek Financial Management, LLC

CLOSED

Shares0 from 15,357

Change-15,357 (-100%)

Value$0 (-$427.9K)

Filed 2026-10-28

Blue Trust, Inc.

CLOSED

Shares0 from 1,428

Change-1,428 (-100%)

Value$0 (-$39.8K)

Filed 2026-10-15

Raymond James Financial Inc

N/A

Shares— from 93,262

Change-93,262 (-100%)

Value—

Susquehanna International Group, LLP

N/A

Shares— from 69,884

Change-69,884 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 44,209

Change-44,209 (-100%)

Value—

Crewe Advisors LLC

N/A

Shares— from 38,118

Change-38,118 (-100%)

Value—

Tradition Wealth Management, LLC

N/A

Shares— from 21,112

Change-21,112 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 15,936

Change-15,936 (-100%)

Value—

Kovack Advisors, Inc.

N/A

Shares— from 14,782

Change-14,782 (-100%)

Value—

Ausdal Financial Partners, Inc.

N/A

Shares— from 11,600

Change-11,600 (-100%)

Value—

Old Mission Capital LLC

N/A

Shares— from 10,584

Change-10,584 (-100%)

Value—

Bank of America Corp

N/A

Shares— from 9,007

Change-9,007 (-100%)

Value—

AE Wealth Management LLC

N/A

Shares— from 3,915

Change-3,915 (-100%)

Value—

Northwestern Mutual Wealth Management Co

N/A

Shares— from 34

Change-34 (-100%)

Value—

	Status
J. L. Bainbridge & Co., Inc.	DECREASED	870,368	947,144	-76,776	-8%	$26.4M	$24.8M	-$1.6M	2026-10-20
Client First Capital LLC	DECREASED	143,186	143,897	-711	0%	$4.0M	$4.1M	+$68.2K	2026-10-22
FC Advisory LLC	UNCHANGED	80,533	80,533	0	0%	$2.2M	$2.3M	+$49.5K	2026-10-05
Grantvest Financial Group LLC	DECREASED	72,441	73,199	-758	-1%	$2.0M	$2.1M	+$23.4K	2026-10-21
Kestra Advisory Services, LLC	INCREASED	38,898	21,493	+17,405	+81%	$598.9K	$1.1M	+$508.9K	2026-11-02
Amplius Wealth Advisors, LLC	DECREASED	37,001	48,101	-11,100	-23%	$1.3M	$1.1M	-$286.5K	2026-10-20
JIM Saulnier & Associates, LLC	UNCHANGED	36,141	36,141	0	0%	$1.0M	$1.0M	+$22.2K	2026-11-04
Diversify Wealth Management, LLC	INCREASED	28,651	7,294	+21,357	+293%	$203.9K	$820.6K	+$616.7K	2026-10-20
Diversify Advisory Services, LLC	INCREASED	28,651	7,294	+21,357	+293%	$203.9K	$820.6K	+$616.7K	2026-10-20
Commonwealth Equity Services, LLC	INCREASED	27,081	26,778	+303	+1%	$746.2K	$771.3K	+$25.1K	2026-11-02
Blue Sky Capital Consultants Group, Inc.	INCREASED	27,080	11,667	+15,413	+132%	$325.1K	$771.2K	+$446.1K	2026-10-13
Atria Investments, Inc	NEW	20,703	—	+20,703	—	—	$589.6K	—	2026-10-15
ARS Investment Partners, LLC	UNCHANGED	19,900	19,900	0	0%	$554.5K	$566.8K	+$12.2K	2026-11-05
Crown Wealth Group, LLC	DECREASED	16,639	16,701	-62	0%	$465.4K	$473.9K	+$8.5K	2026-10-19
Kestra Investment Management, LLC	INCREASED	16,508	14,787	+1,721	+12%	$412.0K	$470.1K	+$58.1K	2026-11-04
Lifestyle Asset Management, Inc.	DECREASED	14,528	16,720	-2,192	-13%	$465.9K	$413.8K	-$52.1K	2026-10-20
Creative Planning	UNCHANGED	13,994	13,994	0	0%	$389.9K	$398.5K	+$8.6K	2026-11-02
Kestra Private Wealth Services, LLC	UNCHANGED	9,000	9,000	0	0%	$250.8K	$256.3K	+$5.5K	2026-11-06
Investment Partners Asset Management, Inc.	UNCHANGED	8,522	8,522	0	0%	$237.5K	$242.7K	+$5.2K	2026-10-09
Farther Finance Advisors, LLC	UNCHANGED	7,488	7,488	0	0%	$208.7K	$213.3K	+$4.6K	2026-10-08
Concurrent Investment Advisors, LLC	NEW	7,197	—	+7,197	—	—	$205.0K	—	2026-10-16
Spire Wealth Management	INCREASED	7,197	7,196	+1	+0%	$200.5K	$205.0K	+$4.4K	2026-10-30
IFP Advisors, Inc	INCREASED	196	51	+145	+284%	$1.4K	$5.6K	+$4.2K	2026-10-16
Elevated Capital Advisors, LLC	UNCHANGED	174	174	0	0%	$4.8K	$5.0K	+$107	2026-11-04
Kingdom Financial Group Llc.	UNCHANGED	1	1	0	0%	$24	$25	+$1	2026-11-04
Clear Creek Financial Management, LLC	CLOSED	0	15,357	-15,357	-100%	$427.9K	$0	-$427.9K	2026-10-28
Blue Trust, Inc.	CLOSED	0	1,428	-1,428	-100%	$39.8K	$0	-$39.8K	2026-10-15
Raymond James Financial Inc	N/A	—	93,262	-93,262	-100%	$2.6M	—	—	—
Susquehanna International Group, LLP	N/A	—	69,884	-69,884	-100%	$1.9M	—	—	—
Envestnet Asset Management Inc	N/A	—	44,209	-44,209	-100%	$1.2M	—	—	—
Crewe Advisors LLC	N/A	—	38,118	-38,118	-100%	$1.1M	—	—	—
Tradition Wealth Management, LLC	N/A	—	21,112	-21,112	-100%	$588.3K	—	—	—
Citadel Advisors LLC	N/A	—	15,936	-15,936	-100%	$444.1K	—	—	—
Kovack Advisors, Inc.	N/A	—	14,782	-14,782	-100%	$411.9K	—	—	—
Ausdal Financial Partners, Inc.	N/A	—	11,600	-11,600	-100%	$323.2K	—	—	—
Old Mission Capital LLC	N/A	—	10,584	-10,584	-100%	$294.9K	—	—	—
Bank of America Corp	N/A	—	9,007	-9,007	-100%	$251.0K	—	—	—
AE Wealth Management LLC	N/A	—	3,915	-3,915	-100%	$109.1K	—	—	—
Northwestern Mutual Wealth Management Co	N/A	—	34	-34	-100%	$947	—	—	—

Showing 39 of 39 institutions