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Japan Smaller Capitalization (JOF)

CUSIP: 47109U104 | US | Financial Services · Asset Management | Micro Cap | 233 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
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Beneficial Ownership — 13D / 13G

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5%+ stakes reported outside the quarterly cycle. A 13D is due within five business days of the event below, so these figures lead the holders table until the filer's next 13F catches up to them.

HolderShares% of ClassChangeEvent Datevs 13F
13D/ASaba Capital Management, L.P.2,696,15410.6%+201,612Oct 13, 20261,948,781 sh (Jun 30, 2026)
13D/ASaba Capital Management, L.P.2,696,154
10.6% of class · Oct 13, 2026+201,612
1,948,781 sh (Jun 30, 2026)

Institutional Holders — Q3 2026

Allspring Global Investments Holdings, LLC3,795,783
0.1% of portfolio›$47.8M
City of London Investment Management Co LTD3,223,016
2.8% of portfolio›$40.6M
Pekin Hardy Strauss, Inc.246,809
0.3% of portfolio›$3.1M
Mraz, Amerine & Associates, Inc.211,069
0.4% of portfolio›$2.7M
Flagship Harbor Advisors, LLC179,353
0.1% of portfolio›$2.3M
Altium Capital Management LLC135,597
2.5% of portfolio›$1.7M
Blue Bell Private Wealth Management, LLC98,879
0.1% of portfolio›$1.2M
Hara Capital LLC98,164
0.6% of portfolio›$1.2M
Shaker Financial Services, LLC93,079
0.4% of portfolio›$1.2M
Wolverine Asset Management LLC83,860
0.0% of portfolio›$1.1M
Barry Investment Advisors, LLC73,554
0.2% of portfolio›$926.8K
Noble Wealth Management PBC72,405
0.4% of portfolio›$912.3K
DKM Wealth Management, Inc.34,001
0.3% of portfolio›$428.4K
Calamos Advisors LLC29,443
0.0% of portfolio›$371.0K
Beam Wealth Advisors, Inc.24,500
0.1% of portfolio›$308.7K
Triasima Portfolio Management inc.21,800
0.0% of portfolio›$274.7K
SAX Wealth Advisors, LLC18,645
0.0% of portfolio›$234.9K
Successful Portfolios LLC15,000
0.1% of portfolio›$190.1K
Mills Wealth Advisors LLC12,823
0.1% of portfolio›$161.6K
Beverly Hills Private Wealth, LLC10,229
0.0% of portfolio›$128.9K
United Financial Planning Group LLC2,440
0.0% of portfolio›$30.7K
US Bancorp \de\1,525
0.0% of portfolio›$19.2K
CoreCap Advisors, LLC1,000
0.0% of portfolio›$12.6K
PNC Financial Services Group, Inc.945
0.0% of portfolio›$11.9K
Highline Wealth Partners LLC200
0.0% of portfolio›$2.5K
StyleTurnoverLocationFiled
Allspring Global Investments Holdings, LLC
3,795,783$47.8M0.1%CoreMediumCharlotte, NC2026-11-04
City of London Investment Management Co LTD
3,223,016$40.6M2.8%YieldMediumLondon, United Kingdom2026-10-30
Pekin Hardy Strauss, Inc.
246,809$3.1M0.3%ValueMediumChicago, IL2026-11-02
Mraz, Amerine & Associates, Inc.
211,069$2.7M0.4%Deep ValueLowModesto, CA2026-10-30
Flagship Harbor Advisors, LLC
179,353$2.3M0.1%ETFMediumBoston, MA2026-10-26
Altium Capital Management LLC
135,597$1.7M2.5%YieldHighNew York, NY2026-11-04
Blue Bell Private Wealth Management, LLC
98,879$1.2M0.1%YieldVery LowBlue Bell, PA2026-10-29
Hara Capital LLC
98,164$1.2M0.6%Deep ValueMediumBellevue, WA2026-10-30
Shaker Financial Services, LLC
93,079$1.2M0.4%YieldHighArlington, VA2026-10-14
Wolverine Asset Management LLC
83,860$1.1M0.0%Deep ValueVery HighChicago, IL2026-11-02
Barry Investment Advisors, LLC
73,554$926.8K0.2%ETFLowNew Bedford, MA2026-10-14
Noble Wealth Management PBC
72,405$912.3K0.4%YieldMediumGreenwood Village, CO2026-10-01
DKM Wealth Management, Inc.
34,001$428.4K0.3%YieldVery LowStockton, CA2026-10-09
Calamos Advisors LLC
29,443$371.0K0.0%GrowthMediumNaperville, IL2026-11-02
Beam Wealth Advisors, Inc.
24,500$308.7K0.1%ETFMediumCovington, LA2026-11-03
Triasima Portfolio Management inc.
21,800$274.7K0.0%MomentumHighMontreal, Austria2026-10-15
SAX Wealth Advisors, LLC
18,645$234.9K0.0%ETFVery LowParsippany, NJ2026-10-13
Successful Portfolios LLC
15,000$190.1K0.1%CoreVery LowClearwater, FL2026-10-09
Mills Wealth Advisors LLC
12,823$161.6K0.1%ETFMediumSouthlake, TX2026-10-22
Beverly Hills Private Wealth, LLC
10,229$128.9K0.0%ValueMediumBeverly Hills, CA2026-11-04
United Financial Planning Group LLC
2,440$30.7K0.0%ETFHighHauppauge, NY2026-11-04
US Bancorp \de\
1,525$19.2K0.0%IndexLowMinneapolis, MN2026-11-05
CoreCap Advisors, LLC
1,000$12.6K0.0%ETFMediumSouthfield, MI2026-10-08
PNC Financial Services Group, Inc.
945$11.9K0.0%GrowthVery LowPittsburgh, PA2026-11-06
Highline Wealth Partners LLC
200$2.5K0.0%ETFMediumSherman Oaks, CA2026-10-19