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Japan Smaller Capitalization (JOF)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Allspring Global Investments Holdings, LLC
DECREASED
Shares3,795,783 from 4,483,067
Change-687,284 (-15%)
Value$47.8M (-$5.0M)
Filed 2026-11-04
City of London Investment Management Co LTD
DECREASED
Shares3,223,016 from 3,894,571
Change-671,555 (-17%)
Value$40.6M (-$5.3M)
Filed 2026-10-30
Pekin Hardy Strauss, Inc.
DECREASED
Shares246,809 from 281,705
Change-34,896 (-12%)
Value$3.1M (-$208.7K)
Filed 2026-11-02
LPL Financial LLC
INCREASED
Shares225,151 from 150,688
Change+74,463 (+49%)
Value$2.8M (+$1.1M)
Filed 2026-11-06
Mraz, Amerine & Associates, Inc.
INCREASED
Shares211,069 from 202,362
Change+8,707 (+4%)
Value$2.7M (+$275.6K)
Filed 2026-10-30
Flagship Harbor Advisors, LLC
INCREASED
Shares179,353 from 162,571
Change+16,782 (+10%)
Value$2.3M (+$344.8K)
Filed 2026-10-26
Altium Capital Management LLC
DECREASED
Shares135,597 from 150,412
Change-14,815 (-10%)
Value$1.7M (-$63.3K)
Filed 2026-11-04
Blue Bell Private Wealth Management, LLC
NEW
Shares98,879
Change+98,879
Value$1.2M
Filed 2026-10-29
Hara Capital LLC
DECREASED
Shares98,164 from 98,764
Change-600 (-1%)
Value$1.2M (+$73.4K)
Filed 2026-10-30
Shaker Financial Services, LLC
UNCHANGED
Shares93,079 from 93,079
Change0 (0%)
Value$1.2M (+$76.3K)
Filed 2026-10-14
Wolverine Asset Management LLC
NEW
Shares83,860
Change+83,860
Value$1.1M
Filed 2026-11-02
Barry Investment Advisors, LLC
INCREASED
Shares73,554 from 57,510
Change+16,044 (+28%)
Value$926.8K (+$249.3K)
Filed 2026-10-14
Noble Wealth Management PBC
INCREASED
Shares72,405 from 4,500
Change+67,905 (+1509%)
Value$912.3K (+$859.3K)
Filed 2026-10-01
DKM Wealth Management, Inc.
UNCHANGED
Shares34,001 from 34,001
Change0 (0%)
Value$428.4K (+$27.9K)
Filed 2026-10-09
Calamos Advisors LLC
NEW
Shares29,443
Change+29,443
Value$371.0K
Filed 2026-11-02
Beam Wealth Advisors, Inc.
UNCHANGED
Shares24,500 from 24,500
Change0 (0%)
Value$308.7K (+$20.1K)
Filed 2026-11-03
Triasima Portfolio Management inc.
UNCHANGED
Shares21,800 from 21,800
Change0 (0%)
Value$274.7K (+$17.9K)
Filed 2026-10-15
SAX Wealth Advisors, LLC
DECREASED
Shares18,645 from 21,395
Change-2,750 (-13%)
Value$234.9K (+$1.7K)
Filed 2026-10-13
Successful Portfolios LLC
UNCHANGED
Shares15,000 from 15,000
Change0 (0%)
Value$190.1K (+$14.1K)
Filed 2026-10-09
Mills Wealth Advisors LLC
UNCHANGED
Shares12,823 from 12,823
Change0 (0%)
Value$161.6K (+$10.5K)
Filed 2026-10-22
Beverly Hills Private Wealth, LLC
NEW
Shares10,229
Change+10,229
Value$128.9K
Filed 2026-11-04
United Financial Planning Group LLC
DECREASED
Shares2,440 from 2,800
Change-360 (-13%)
Value$30.7K (-$2.2K)
Filed 2026-11-04
US Bancorp \de\
UNCHANGED
Shares1,525 from 1,525
Change0 (0%)
Value$19.2K (+$1.3K)
Filed 2026-11-05
CoreCap Advisors, LLC
NEW
Shares1,000
Change+1,000
Value$12.6K
Filed 2026-10-08
PNC Financial Services Group, Inc.
DECREASED
Shares945 from 6,055
Change-5,110 (-84%)
Value$11.9K (-$59.4K)
Filed 2026-11-06
Highline Wealth Partners LLC
UNCHANGED
Shares200 from 200
Change0 (0%)
Value$2.5K (+$164)
Filed 2026-10-19
Dynamic Advisor Solutions LLC
CLOSED
Shares0 from 34,366
Change-34,366 (-100%)
Value$0 (-$404.8K)
Filed 2026-10-13
International Assets Investment Management, LLC
CLOSED
Shares0 from 3,900
Change-3,900 (-100%)
Value$0 (-$45.8K)
Filed 2026-11-02
Assetmark, Inc
CLOSED
Shares0 from 132
Change-132 (-100%)
Value$0 (-$1.6K)
Filed 2026-10-21
1607 Capital Partners, LLC
N/A
Shares— from 5,448,218
Change-5,448,218 (-100%)
Value—
Lazard Asset Management LLC
N/A
Shares— from 3,560,978
Change-3,560,978 (-100%)
Value—
Saba Capital Management, L.P.A
N/A
Shares— from 1,948,781
Change-1,948,781 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 443,293
Change-443,293 (-100%)
Value—
Karpus Management, Inc.
N/A
Shares— from 417,754
Change-417,754 (-100%)
Value—
Almitas Capital LLC
N/A
Shares— from 386,375
Change-386,375 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 289,647
Change-289,647 (-100%)
Value—
Bulldog Investors, LLPA
N/A
Shares— from 187,557
Change-187,557 (-100%)
Value—
Raffles Associates LP
N/A
Shares— from 110,967
Change-110,967 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 106,861
Change-106,861 (-100%)
Value—
CIBC World Market Inc.
N/A
Shares— from 105,444
Change-105,444 (-100%)
Value—
Verition Fund Management LLC
N/A
Shares— from 79,538
Change-79,538 (-100%)
Value—
CSS LLC
N/A
Shares— from 68,679
Change-68,679 (-100%)
Value—
Baird Financial Group, Inc.
N/A
Shares— from 63,423
Change-63,423 (-100%)
Value—
Bard Associates Inc
N/A
Shares— from 58,289
Change-58,289 (-100%)
Value—
HRT Financial LP
N/A
Shares— from 42,242
Change-42,242 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 38,815
Change-38,815 (-100%)
Value—
Quantinno Capital Management LP
N/A
Shares— from 36,100
Change-36,100 (-100%)
Value—
Readystate Asset Management LP
N/A
Shares— from 22,249
Change-22,249 (-100%)
Value—
Ingalls & Snyder LLC
N/A
Shares— from 20,000
Change-20,000 (-100%)
Value—
Roberts Glore & Co Inc
N/A
Shares— from 17,633
Change-17,633 (-100%)
Value—
XTX Topco Ltd
N/A
Shares— from 16,076
Change-16,076 (-100%)
Value—
Sanctuary Advisors, LLC
N/A
Shares— from 12,300
Change-12,300 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 10,292
Change-10,292 (-100%)
Value—
North Ground Capital
N/A
Shares— from 10,000
Change-10,000 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 9,184
Change-9,184 (-100%)
Value—
Colonial Trust Advisors
N/A
Shares— from 5,649
Change-5,649 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 2,107
Change-2,107 (-100%)
Value—
Thomas J. Herzfeld Advisors, Inc.
N/A
Shares— from 783
Change-783 (-100%)
Value—
Ancora Advisors LLCA
N/A
Shares— from 500
Change-500 (-100%)
Value—
Jones Financial Companies Lllp
N/A
Shares— from 333
Change-333 (-100%)
Value—
Status
Allspring Global Investments Holdings, LLC
DECREASED3,795,7834,483,067-687,284-15%$52.8M$47.8M-$5.0M2026-11-04
City of London Investment Management Co LTD
DECREASED3,223,0163,894,571-671,555-17%$45.9M$40.6M-$5.3M2026-10-30
Pekin Hardy Strauss, Inc.
DECREASED246,809281,705-34,896-12%$3.3M$3.1M-$208.7K2026-11-02
LPL Financial LLC
INCREASED225,151150,688+74,463+49%$1.8M$2.8M+$1.1M2026-11-06
Mraz, Amerine & Associates, Inc.
INCREASED211,069202,362+8,707+4%$2.4M$2.7M+$275.6K2026-10-30
Flagship Harbor Advisors, LLC
INCREASED179,353162,571+16,782+10%$1.9M$2.3M+$344.8K2026-10-26
Altium Capital Management LLC
DECREASED135,597150,412-14,815-10%$1.8M$1.7M-$63.3K2026-11-04
Blue Bell Private Wealth Management, LLC
NEW98,879—+98,879——$1.2M—2026-10-29
Hara Capital LLC
DECREASED98,16498,764-600-1%$1.2M$1.2M+$73.4K2026-10-30
Shaker Financial Services, LLC
UNCHANGED93,07993,07900%$1.1M$1.2M+$76.3K2026-10-14
Wolverine Asset Management LLC
NEW83,860—+83,860——$1.1M—2026-11-02
Barry Investment Advisors, LLC
INCREASED73,55457,510+16,044+28%$677.5K$926.8K+$249.3K2026-10-14
Noble Wealth Management PBC
INCREASED72,4054,500+67,905+1509%$53.0K$912.3K+$859.3K2026-10-01
DKM Wealth Management, Inc.
UNCHANGED34,00134,00100%$400.5K$428.4K+$27.9K2026-10-09
Calamos Advisors LLC
NEW29,443—+29,443——$371.0K—2026-11-02
Beam Wealth Advisors, Inc.
UNCHANGED24,50024,50000%$288.6K$308.7K+$20.1K2026-11-03
Triasima Portfolio Management inc.
UNCHANGED21,80021,80000%$256.8K$274.7K+$17.9K2026-10-15
SAX Wealth Advisors, LLC
DECREASED18,64521,395-2,750-13%$233.2K$234.9K+$1.7K2026-10-13
Successful Portfolios LLC
UNCHANGED15,00015,00000%$176.0K$190.1K+$14.1K2026-10-09
Mills Wealth Advisors LLC
UNCHANGED12,82312,82300%$151.1K$161.6K+$10.5K2026-10-22
Beverly Hills Private Wealth, LLC
NEW10,229—+10,229——$128.9K—2026-11-04
United Financial Planning Group LLC
DECREASED2,4402,800-360-13%$33.0K$30.7K-$2.2K2026-11-04
US Bancorp \de\
UNCHANGED1,5251,52500%$18.0K$19.2K+$1.3K2026-11-05
CoreCap Advisors, LLC
NEW1,000—+1,000——$12.6K—2026-10-08
PNC Financial Services Group, Inc.
DECREASED9456,055-5,110-84%$71.3K$11.9K-$59.4K2026-11-06
Highline Wealth Partners LLC
UNCHANGED20020000%$2.4K$2.5K+$1642026-10-19
Dynamic Advisor Solutions LLC
CLOSED034,366-34,366-100%$404.8K$0-$404.8K2026-10-13
International Assets Investment Management, LLC
CLOSED03,900-3,900-100%$45.8K$0-$45.8K2026-11-02
Assetmark, Inc
CLOSED0132-132-100%$1.6K$0-$1.6K2026-10-21
1607 Capital Partners, LLC
N/A—5,448,218-5,448,218-100%$64.2M———
Lazard Asset Management LLC
N/A—3,560,978-3,560,978-100%$41.9M———
Saba Capital Management, L.P.A
N/A—1,948,781-1,948,781-100%$23.0M———
Bank of America Corp
N/A—443,293-443,293-100%$5.2M———
Karpus Management, Inc.
N/A—417,754-417,754-100%$4.9M———
Almitas Capital LLC
N/A—386,375-386,375-100%$4.6M———
Morgan Stanley
N/A—289,647-289,647-100%$3.4M———
Bulldog Investors, LLPA
N/A—187,557-187,557-100%$2.2M———
Raffles Associates LP
N/A—110,967-110,967-100%$1.3M———
Raymond James Financial Inc
N/A—106,861-106,861-100%$1.3M———
CIBC World Market Inc.
N/A—105,444-105,444-100%$1.2M———
Verition Fund Management LLC
N/A—79,538-79,538-100%$937.0K———
CSS LLC
N/A—68,679-68,679-100%$809.0K———
Baird Financial Group, Inc.
N/A—63,423-63,423-100%$747.1K———
Bard Associates Inc
N/A—58,289-58,289-100%$686.6K———
HRT Financial LP
N/A—42,242-42,242-100%$497.0K———
Citadel Advisors LLC
N/A—38,815-38,815-100%$457.2K———
Quantinno Capital Management LP
N/A—36,100-36,100-100%$425.3K———
Readystate Asset Management LP
N/A—22,249-22,249-100%$262.1K———
Ingalls & Snyder LLC
N/A—20,000-20,000-100%$236.0K———
Roberts Glore & Co Inc
N/A—17,633-17,633-100%$207.7K———
XTX Topco Ltd
N/A—16,076-16,076-100%$189.4K———
Sanctuary Advisors, LLC
N/A—12,300-12,300-100%$144.9K———
Wells Fargo & Company
N/A—10,292-10,292-100%$121.2K———
North Ground Capital
N/A—10,000-10,000-100%$117.8K———
Osaic Holdings, Inc.
N/A—9,184-9,184-100%$108.3K———
Colonial Trust Advisors
N/A—5,649-5,649-100%$66.5K———
JPMorgan Chase & Co
N/A—2,107-2,107-100%$25.0K———
Thomas J. Herzfeld Advisors, Inc.
N/A—783-783-100%$9.2K———
Ancora Advisors LLCA
N/A—500-500-100%$5.9K———
Jones Financial Companies Lllp
N/A—333-333-100%$3.8K———
Showing 60 of 60 institutions