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LMP Capital and Income Fund (XSCDX)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Allspring Global Investments Holdings, LLC
INCREASED
Shares365,434 from 234,388
Change+131,046 (+56%)
Value$5.4M (+$1.7M)
Filed 2026-11-04
Shaker Financial Services, LLC
DECREASED
Shares288,321 from 333,414
Change-45,093 (-14%)
Value$4.2M (-$968.1K)
Filed 2026-10-14
Wolverine Asset Management LLC
INCREASED
Shares223,426 from 142,755
Change+80,671 (+57%)
Value$3.3M (+$1.1M)
Filed 2026-11-02
Wealth Enhancement Advisory Services, LLC
INCREASED
Shares186,771 from 169,537
Change+17,234 (+10%)
Value$2.7M (+$111.3K)
Filed 2026-10-13
LPL Financial LLC
INCREASED
Shares66,844 from 60,235
Change+6,609 (+11%)
Value$985.3K (+$42.6K)
Filed 2026-11-06
Calamos Advisors LLC
INCREASED
Shares59,325 from 44,362
Change+14,963 (+34%)
Value$874.5K (+$180.2K)
Filed 2026-11-02
Chapin Davis, Inc.
DECREASED
Shares52,346 from 52,416
Change-70 (0%)
Value$771.6K (-$48.7K)
Filed 2026-10-09
HB Wealth Management, LLC
NEW
Shares50,348
Change+50,348
Value$742.1K
Filed 2026-10-23
Blue Bell Private Wealth Management, LLC
INCREASED
Shares43,575 from 26,947
Change+16,628 (+62%)
Value$642.3K (+$220.6K)
Filed 2026-10-29
AlphaStar Capital Management, LLC
INCREASED
Shares30,861 from 30,203
Change+658 (+2%)
Value$454.9K (-$17.8K)
Filed 2026-10-16
Independent Financial Group, LLC
INCREASED
Shares27,505 from 22,865
Change+4,640 (+20%)
Value$405.4K (+$47.6K)
Filed 2026-10-13
International Assets Investment Management, LLC
DECREASED
Shares26,008 from 31,126
Change-5,118 (-16%)
Value$382.3K (-$103.9K)
Filed 2026-11-02
NWF Advisory Services Inc.
UNCHANGED
Shares25,888 from 25,888
Change0 (0%)
Value$381.6K (-$23.6K)
Filed 2026-10-19
Abel Hall, LLC
UNCHANGED
Shares25,000 from 25,000
Change0 (0%)
Value$368.5K (-$22.8K)
Filed 2026-10-19
MGO One Seven LLC
DECREASED
Shares24,653 from 26,364
Change-1,711 (-6%)
Value$363.4K (-$49.2K)
Filed 2026-10-28
XML Financial, LLC
UNCHANGED
Shares20,523 from 20,523
Change0 (0%)
Value$302.5K (-$18.7K)
Filed 2026-10-29
Commonwealth Equity Services, LLC
INCREASED
Shares20,411 from 20,081
Change+330 (+2%)
Value$300.9K (-$13.4K)
Filed 2026-11-02
Cambridge Investment Research Advisors, Inc.
DECREASED
Shares19,527 from 19,980
Change-453 (-2%)
Value$288 (-$312.7K)
Filed 2026-11-02
Fifth Third Bancorp
UNCHANGED
Shares18,500 from 18,500
Change0 (0%)
Value$272.7K (-$16.8K)
Filed 2026-11-05
Closed-End Fund Advisors, Inc.
NEW
Shares16,431
Change+16,431
Value$242.2K
Filed 2026-11-04
Eclectic Associates Inc
INCREASED
Shares16,221 from 16,125
Change+96 (+1%)
Value$239.1K (-$13.3K)
Filed 2026-10-09
Level Four Advisory Services, LLC
INCREASED
Shares14,056 from 12,764
Change+1,292 (+10%)
Value$207.2K (+$7.4K)
Filed 2026-11-06
Truist Financial Corp
DECREASED
Shares13,542 from 14,385
Change-843 (-6%)
Value$199.6K (-$25.5K)
Filed 2026-10-30
Aurora Private Wealth, Inc.
INCREASED
Shares12,082 from 11,818
Change+264 (+2%)
Value$178 (-$184.8K)
Filed 2026-10-20
CoreCap Advisors, LLC
UNCHANGED
Shares1,200 from 1,200
Change0 (0%)
Value$17.7K (-$1.1K)
Filed 2026-10-08
Geneos Wealth Management Inc.
UNCHANGED
Shares800 from 800
Change0 (0%)
Value$11.8K (-$728)
Filed 2026-11-09
Farther Finance Advisors, LLC
UNCHANGED
Shares650 from 650
Change0 (0%)
Value$9.6K (-$592)
Filed 2026-10-08
Allworth Financial LP
NEW
Shares503
Change+503
Value$7.9K
Filed 2026-11-06
Highline Wealth Partners LLC
UNCHANGED
Shares250 from 250
Change0 (0%)
Value$3.7K (-$228)
Filed 2026-10-19
First National Trust Co
CLOSED
Shares0 from 11,581
Change-11,581 (-100%)
Value$0 (-$181.2K)
Filed 2026-10-28
IFP Advisors, Inc
CLOSED
Shares0 from 973
Change-973 (-100%)
Value$0 (-$15.2K)
Filed 2026-10-16
Institute for Wealth Management, Llc.
CLOSED
Shares0 from 250
Change-250 (-100%)
Value$0 (-$3.9K)
Filed 2026-11-06
FNY Investment Advisers, LLC
CLOSED
Shares0 from 200
Change-200 (-100%)
Value$0 (-$3)
Filed 2026-10-16
EverSource Wealth Advisors, LLC
CLOSED
Shares0 from 111
Change-111 (-100%)
Value$0 (-$1.7K)
Filed 2026-11-04
SIT Investment Associates Inc
N/A
Shares— from 2,635,988
Change-2,635,988 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 1,250,759
Change-1,250,759 (-100%)
Value—
Z3 Capital Partners, LLC
N/A
Shares— from 425,705
Change-425,705 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 411,785
Change-411,785 (-100%)
Value—
Penserra Capital Management LLC
N/A
Shares— from 400,669
Change-400,669 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 327,370
Change-327,370 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 169,835
Change-169,835 (-100%)
Value—
Advisors Asset Management, Inc.
N/A
Shares— from 148,994
Change-148,994 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 111,980
Change-111,980 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 83,818
Change-83,818 (-100%)
Value—
Yakira Capital Management, Inc.
N/A
Shares— from 73,285
Change-73,285 (-100%)
Value—
Wealth Care LLC
N/A
Shares— from 49,813
Change-49,813 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 47,911
Change-47,911 (-100%)
Value—
Ameriprise Financial Inc
N/A
Shares— from 37,966
Change-37,966 (-100%)
Value—
Readystate Asset Management LP
N/A
Shares— from 37,940
Change-37,940 (-100%)
Value—
Logan Stone Capital, LLC
N/A
Shares— from 32,089
Change-32,089 (-100%)
Value—
Landscape Capital Management, L.L.C.
N/A
Shares— from 31,914
Change-31,914 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 25,438
Change-25,438 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 20,937
Change-20,937 (-100%)
Value—
World Investment Advisors
N/A
Shares— from 14,727
Change-14,727 (-100%)
Value—
Harbour Wealth Management Group, Inc.
N/A
Shares— from 13,467
Change-13,467 (-100%)
Value—
Janney Montgomery Scott LLC
N/A
Shares— from 12,519
Change-12,519 (-100%)
Value—
UBS Group AG
N/A
Shares— from 10,062
Change-10,062 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 2,000
Change-2,000 (-100%)
Value—
Jones Financial Companies Lllp
N/A
Shares— from 1,000
Change-1,000 (-100%)
Value—
BFC Planning, Inc.
N/A
Shares— from 842
Change-842 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 45
Change-45 (-100%)
Value—
Strategic Wealth Partners, Ltd.
N/A
Shares— from 0
Change0
Value—
Status
Allspring Global Investments Holdings, LLC
INCREASED365,434234,388+131,046+56%$3.7M$5.4M+$1.7M2026-11-04
Shaker Financial Services, LLC
DECREASED288,321333,414-45,093-14%$5.2M$4.2M-$968.1K2026-10-14
Wolverine Asset Management LLC
INCREASED223,426142,755+80,671+57%$2.2M$3.3M+$1.1M2026-11-02
Wealth Enhancement Advisory Services, LLC
INCREASED186,771169,537+17,234+10%$2.6M$2.7M+$111.3K2026-10-13
LPL Financial LLC
INCREASED66,84460,235+6,609+11%$942.7K$985.3K+$42.6K2026-11-06
Calamos Advisors LLC
INCREASED59,32544,362+14,963+34%$694.3K$874.5K+$180.2K2026-11-02
Chapin Davis, Inc.
DECREASED52,34652,416-700%$820.3K$771.6K-$48.7K2026-10-09
HB Wealth Management, LLC
NEW50,348—+50,348——$742.1K—2026-10-23
Blue Bell Private Wealth Management, LLC
INCREASED43,57526,947+16,628+62%$421.7K$642.3K+$220.6K2026-10-29
AlphaStar Capital Management, LLC
INCREASED30,86130,203+658+2%$472.7K$454.9K-$17.8K2026-10-16
Independent Financial Group, LLC
INCREASED27,50522,865+4,640+20%$357.8K$405.4K+$47.6K2026-10-13
International Assets Investment Management, LLC
DECREASED26,00831,126-5,118-16%$486.2K$382.3K-$103.9K2026-11-02
NWF Advisory Services Inc.
UNCHANGED25,88825,88800%$405.1K$381.6K-$23.6K2026-10-19
Abel Hall, LLC
UNCHANGED25,00025,00000%$391.3K$368.5K-$22.8K2026-10-19
MGO One Seven LLC
DECREASED24,65326,364-1,711-6%$412.6K$363.4K-$49.2K2026-10-28
XML Financial, LLC
UNCHANGED20,52320,52300%$321.2K$302.5K-$18.7K2026-10-29
Commonwealth Equity Services, LLC
INCREASED20,41120,081+330+2%$314.3K$300.9K-$13.4K2026-11-02
Cambridge Investment Research Advisors, Inc.
DECREASED19,52719,980-453-2%$313.0K$288-$312.7K2026-11-02
Fifth Third Bancorp
UNCHANGED18,50018,50000%$289.5K$272.7K-$16.8K2026-11-05
Closed-End Fund Advisors, Inc.
NEW16,431—+16,431——$242.2K—2026-11-04
Eclectic Associates Inc
INCREASED16,22116,125+96+1%$252.4K$239.1K-$13.3K2026-10-09
Level Four Advisory Services, LLC
INCREASED14,05612,764+1,292+10%$199.8K$207.2K+$7.4K2026-11-06
Truist Financial Corp
DECREASED13,54214,385-843-6%$225.1K$199.6K-$25.5K2026-10-30
Aurora Private Wealth, Inc.
INCREASED12,08211,818+264+2%$185.0K$178-$184.8K2026-10-20
CoreCap Advisors, LLC
UNCHANGED1,2001,20000%$18.8K$17.7K-$1.1K2026-10-08
Geneos Wealth Management Inc.
UNCHANGED80080000%$12.5K$11.8K-$7282026-11-09
Farther Finance Advisors, LLC
UNCHANGED65065000%$10.2K$9.6K-$5922026-10-08
Allworth Financial LP
NEW503—+503——$7.9K—2026-11-06
Highline Wealth Partners LLC
UNCHANGED25025000%$3.9K$3.7K-$2282026-10-19
First National Trust Co
CLOSED011,581-11,581-100%$181.2K$0-$181.2K2026-10-28
IFP Advisors, Inc
CLOSED0973-973-100%$15.2K$0-$15.2K2026-10-16
Institute for Wealth Management, Llc.
CLOSED0250-250-100%$3.9K$0-$3.9K2026-11-06
FNY Investment Advisers, LLC
CLOSED0200-200-100%$3$0-$32026-10-16
EverSource Wealth Advisors, LLC
CLOSED0111-111-100%$1.7K$0-$1.7K2026-11-04
SIT Investment Associates Inc
N/A—2,635,988-2,635,988-100%$41.3M———
Raymond James Financial Inc
N/A—1,250,759-1,250,759-100%$19.6M———
Z3 Capital Partners, LLC
N/A—425,705-425,705-100%$6.7M———
Morgan Stanley
N/A—411,785-411,785-100%$6.4M———
Penserra Capital Management LLC
N/A—400,669-400,669-100%$6.3M———
Wells Fargo & Company
N/A—327,370-327,370-100%$5.1M———
Steward Partners Investment Advisory, LLC
N/A—169,835-169,835-100%$2.7M———
Advisors Asset Management, Inc.
N/A—148,994-148,994-100%$2.3M———
Osaic Holdings, Inc.
N/A—111,980-111,980-100%$1.8M———
Royal Bank of Canada
N/A—83,818-83,818-100%$1.3M———
Yakira Capital Management, Inc.
N/A—73,285-73,285-100%$1.1M———
Wealth Care LLC
N/A—49,813-49,813-100%$779.6K———
NewEdge Advisors, LLC
N/A—47,911-47,911-100%$749.8K———
Ameriprise Financial Inc
N/A—37,966-37,966-100%$594.2K———
Readystate Asset Management LP
N/A—37,940-37,940-100%$593.8K———
Logan Stone Capital, LLC
N/A—32,089-32,089-100%$502.2K———
Landscape Capital Management, L.L.C.
N/A—31,914-31,914-100%$499.5K———
Bank of America Corp
N/A—25,438-25,438-100%$398.1K———
Private Advisor Group, LLC
N/A—20,937-20,937-100%$327.7K———
World Investment Advisors
N/A—14,727-14,727-100%$222.3K———
Harbour Wealth Management Group, Inc.
N/A—13,467-13,467-100%$210.8K———
Janney Montgomery Scott LLC
N/A—12,519-12,519-100%$196.0K———
UBS Group AG
N/A—10,062-10,062-100%$157.5K———
Rockefeller Capital Management L.P.
N/A—2,000-2,000-100%$31.3K———
Jones Financial Companies Lllp
N/A—1,000-1,000-100%$15.5K———
BFC Planning, Inc.
N/A—842-842-100%$13.2K———
JPMorgan Chase & Co
N/A—45-45-100%$707———
Strategic Wealth Partners, Ltd.
N/A—00—$2———
Showing 62 of 62 institutions