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LMP Capital and Income Fund (SCD-R)

Q2 2025 vs Q3 2025

Comparing institutional holders between quarters

Quarters

Q3 2025Q2 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Osaic Holdings, Inc.
DECREASED
Shares6,441 from 26,760
Change-20,319 (-76%)
Value$450 (-$1.4K)
Filed 2025-11-14
Raymond James Financial Inc
CLOSED
Shares0 from 1,667,805
Change-1,667,805 (-100%)
Value$0 (-$118.6K)
Filed 2025-11-14
Polar Asset Management Partners Inc.
CLOSED
Shares0 from 1,528,853
Change-1,528,853 (-100%)
Value$0 (-$107.1K)
Filed 2025-12-01
SIT Investment Associates Inc
CLOSED
Shares0 from 837,738
Change-837,738 (-100%)
Value$0 (-$60)
Filed 2025-11-13
Cantor Fitzgerald, L. P.
CLOSED
Shares0 from 575,373
Change-575,373 (-100%)
Value$0 (-$40.9K)
Filed 2026-02-17
Mizuho Securities USA LLC
CLOSED
Shares0 from 431,375
Change-431,375 (-100%)
Value$0 (-$30.2K)
Filed 2025-10-22
Morgan Stanley
CLOSED
Shares0 from 338,706
Change-338,706 (-100%)
Value$0 (-$24.1K)
Filed 2026-05-27
Yakira Capital Management, Inc.
CLOSED
Shares0 from 166,110
Change-166,110 (-100%)
Value$0 (-$11.8K)
Filed 2025-11-13
Steward Partners Investment Advisory, LLC
CLOSED
Shares0 from 157,662
Change-157,662 (-100%)
Value$0 (-$11.2K)
Filed 2025-11-12
Balyasny Asset Management L.P.
CLOSED
Shares0 from 153,037
Change-153,037 (-100%)
Value$0 (-$10.9K)
Filed 2025-11-14
Wells Fargo & Company
CLOSED
Shares0 from 147,054
Change-147,054 (-100%)
Value$0 (-$10.5K)
Filed 2025-11-13
Wealth Enhancement Advisory Services, LLC
CLOSED
Shares0 from 81,915
Change-81,915 (-100%)
Value$0 (-$7.4K)
Filed 2025-10-29
Susquehanna International Group, LLP
CLOSED
Shares0 from 79,439
Change-79,439 (-100%)
Value$0 (-$5.6K)
Filed 2025-11-14
Boothbay Fund Management, LLC
CLOSED
Shares0 from 63,351
Change-63,351 (-100%)
Value$0 (-$4.5K)
Filed 2025-11-14
Alpine Global Management, LLC
CLOSED
Shares0 from 63,351
Change-63,351 (-100%)
Value$0 (-$4.5K)
Filed 2025-11-21
AlphaStar Capital Management, LLC
CLOSED
Shares0 from 51,588
Change-51,588 (-100%)
Value$0 (-$3.7K)
Filed 2025-11-13
Chapin Davis, Inc.
CLOSED
Shares0 from 51,219
Change-51,219 (-100%)
Value$0 (-$3.6K)
Filed 2025-10-09
Cable Car Capital, LPA
CLOSED
Shares0 from 50,001
Change-50,001 (-100%)
Value$0 (-$3.6K)
Filed 2025-11-14
Royal Bank of Canada
CLOSED
Shares0 from 39,475
Change-39,475 (-100%)
Value$0 (-$3.0K)
Filed 2025-11-14
NewEdge Advisors, LLC
CLOSED
Shares0 from 36,177
Change-36,177 (-100%)
Value$0 (-$2.6K)
Filed 2025-11-17
Nfsg Corp
CLOSED
Shares0 from 31,935
Change-31,935 (-100%)
Value$0 (-$2.3K)
Filed 2025-11-13
Compound Planning, Inc.
CLOSED
Shares0 from 31,935
Change-31,935 (-100%)
Value$0 (-$2.3K)
Filed 2025-11-10
LPL Financial LLC
CLOSED
Shares0 from 29,220
Change-29,220 (-100%)
Value$0 (-$2.1K)
Filed 2025-11-12
Bank of America Corp
CLOSED
Shares0 from 28,632
Change-28,632 (-100%)
Value$0 (-$2.0K)
Filed 2026-02-03
XML Financial, LLC
CLOSED
Shares0 from 25,470
Change-25,470 (-100%)
Value$0 (-$1.8K)
Filed 2025-10-20
Envestnet Asset Management Inc
CLOSED
Shares0 from 23,654
Change-23,654 (-100%)
Value$0 (-$1.7K)
Filed 2025-11-05
Ameriprise Financial Inc
CLOSED
Shares0 from 21,720
Change-21,720 (-100%)
Value$0 (-$1.5K)
Filed 2025-11-14
Private Advisor Group, LLC
CLOSED
Shares0 from 20,163
Change-20,163 (-100%)
Value$0 (-$1.4K)
Filed 2025-11-13
GTS Securities LLC
CLOSED
Shares0 from 20,085
Change-20,085 (-100%)
Value$0 (-$1.4K)
Filed 2025-11-14
Almitas Capital LLC
CLOSED
Shares0 from 19,361
Change-19,361 (-100%)
Value$0 (-$1.3K)
Filed 2025-11-17
Two Sigma Securities, LLC
CLOSED
Shares0 from 17,571
Change-17,571 (-100%)
Value$0 (-$1.2K)
Filed 2025-11-14
UBS Group AG
CLOSED
Shares0 from 16,984
Change-16,984 (-100%)
Value$0 (-$1.2K)
Filed 2025-11-13
Commonwealth Equity Services, LLC
CLOSED
Shares0 from 16,269
Change-16,269 (-100%)
Value$0 (-$1)
Filed 2025-10-22
Cetera Investment Advisers
CLOSED
Shares0 from 16,040
Change-16,040 (-100%)
Value$0 (-$1.1K)
Filed 2025-11-14
Ashton Thomas Securities, LLC
CLOSED
Shares0 from 15,504
Change-15,504 (-100%)
Value$0 (-$1.1K)
Filed 2025-10-27
Cambridge Investment Research Advisors, Inc.
CLOSED
Shares0 from 14,985
Change-14,985 (-100%)
Value$0 (-$1)
Filed 2025-11-12
Marex Group Ltd
CLOSED
Shares0 from 10,000
Change-10,000 (-100%)
Value$0 (-$711)
Filed 2025-11-14
MAI Capital Management
CLOSED
Shares0 from 6,000
Change-6,000 (-100%)
Value$0 (-$427)
Filed 2025-11-10
Allworth Financial LP
CLOSED
Shares0 from 2,505
Change-2,505 (-100%)
Value$0 (-$179)
Filed 2025-12-02
Creekmur Asset Management LLC
CLOSED
Shares0 from 2,133
Change-2,133 (-100%)
Value$0 (-$152)
Filed 2025-11-12
Berthel, Fisher & Company Financial Services, Inc.
CLOSED
Shares0 from 378
Change-378 (-100%)
Value$0 (-$27)
Filed 2026-10-30
FNY Investment Advisers, LLC
CLOSED
Shares0 from 100
Change-100 (-100%)
Value$0 ($0)
Filed 2025-12-15
Aurora Private Wealth, Inc.
N/A
Shares— from 10,116
Change-10,116 (-100%)
Value—
Proequities, Inc.
N/A
Shares— from 0
Change0
Value—
Status
Osaic Holdings, Inc.
DECREASED6,44126,760-20,319-76%$1.9K$450-$1.4K2025-11-14
Raymond James Financial Inc
CLOSED01,667,805-1,667,805-100%$118.6K$0-$118.6K2025-11-14
Polar Asset Management Partners Inc.
CLOSED01,528,853-1,528,853-100%$107.1K$0-$107.1K2025-12-01
SIT Investment Associates Inc
CLOSED0837,738-837,738-100%$60$0-$602025-11-13
Cantor Fitzgerald, L. P.
CLOSED0575,373-575,373-100%$40.9K$0-$40.9K2026-02-17
Mizuho Securities USA LLC
CLOSED0431,375-431,375-100%$30.2K$0-$30.2K2025-10-22
Morgan Stanley
CLOSED0338,706-338,706-100%$24.1K$0-$24.1K2026-05-27
Yakira Capital Management, Inc.
CLOSED0166,110-166,110-100%$11.8K$0-$11.8K2025-11-13
Steward Partners Investment Advisory, LLC
CLOSED0157,662-157,662-100%$11.2K$0-$11.2K2025-11-12
Balyasny Asset Management L.P.
CLOSED0153,037-153,037-100%$10.9K$0-$10.9K2025-11-14
Wells Fargo & Company
CLOSED0147,054-147,054-100%$10.5K$0-$10.5K2025-11-13
Wealth Enhancement Advisory Services, LLC
CLOSED081,915-81,915-100%$7.4K$0-$7.4K2025-10-29
Susquehanna International Group, LLP
CLOSED079,439-79,439-100%$5.6K$0-$5.6K2025-11-14
Boothbay Fund Management, LLC
CLOSED063,351-63,351-100%$4.5K$0-$4.5K2025-11-14
Alpine Global Management, LLC
CLOSED063,351-63,351-100%$4.5K$0-$4.5K2025-11-21
AlphaStar Capital Management, LLC
CLOSED051,588-51,588-100%$3.7K$0-$3.7K2025-11-13
Chapin Davis, Inc.
CLOSED051,219-51,219-100%$3.6K$0-$3.6K2025-10-09
Cable Car Capital, LPA
CLOSED050,001-50,001-100%$3.6K$0-$3.6K2025-11-14
Royal Bank of Canada
CLOSED039,475-39,475-100%$3.0K$0-$3.0K2025-11-14
NewEdge Advisors, LLC
CLOSED036,177-36,177-100%$2.6K$0-$2.6K2025-11-17
Nfsg Corp
CLOSED031,935-31,935-100%$2.3K$0-$2.3K2025-11-13
Compound Planning, Inc.
CLOSED031,935-31,935-100%$2.3K$0-$2.3K2025-11-10
LPL Financial LLC
CLOSED029,220-29,220-100%$2.1K$0-$2.1K2025-11-12
Bank of America Corp
CLOSED028,632-28,632-100%$2.0K$0-$2.0K2026-02-03
XML Financial, LLC
CLOSED025,470-25,470-100%$1.8K$0-$1.8K2025-10-20
Envestnet Asset Management Inc
CLOSED023,654-23,654-100%$1.7K$0-$1.7K2025-11-05
Ameriprise Financial Inc
CLOSED021,720-21,720-100%$1.5K$0-$1.5K2025-11-14
Private Advisor Group, LLC
CLOSED020,163-20,163-100%$1.4K$0-$1.4K2025-11-13
GTS Securities LLC
CLOSED020,085-20,085-100%$1.4K$0-$1.4K2025-11-14
Almitas Capital LLC
CLOSED019,361-19,361-100%$1.3K$0-$1.3K2025-11-17
Two Sigma Securities, LLC
CLOSED017,571-17,571-100%$1.2K$0-$1.2K2025-11-14
UBS Group AG
CLOSED016,984-16,984-100%$1.2K$0-$1.2K2025-11-13
Commonwealth Equity Services, LLC
CLOSED016,269-16,269-100%$1$0-$12025-10-22
Cetera Investment Advisers
CLOSED016,040-16,040-100%$1.1K$0-$1.1K2025-11-14
Ashton Thomas Securities, LLC
CLOSED015,504-15,504-100%$1.1K$0-$1.1K2025-10-27
Cambridge Investment Research Advisors, Inc.
CLOSED014,985-14,985-100%$1$0-$12025-11-12
Marex Group Ltd
CLOSED010,000-10,000-100%$711$0-$7112025-11-14
MAI Capital Management
CLOSED06,000-6,000-100%$427$0-$4272025-11-10
Allworth Financial LP
CLOSED02,505-2,505-100%$179$0-$1792025-12-02
Creekmur Asset Management LLC
CLOSED02,133-2,133-100%$152$0-$1522025-11-12
Berthel, Fisher & Company Financial Services, Inc.
CLOSED0378-378-100%$27$0-$272026-10-30
FNY Investment Advisers, LLC
CLOSED0100-100-100%$0$0$02025-12-15
Aurora Private Wealth, Inc.
N/A—10,116-10,116-100%$1———
Proequities, Inc.
N/A—00—$0———
Showing 44 of 44 institutions