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Swan Hedged Equity US LG Cap (HEGD)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Taylor Securities Services, Inc.
INCREASED
Shares2,805,568 from 2,360,663
Change+444,905 (+19%)
Value$75.4M (+$12.4M)
Filed 2026-10-20
Blueprint Investment Partners LLC
INCREASED
Shares1,732,907 from 1,658,700
Change+74,207 (+4%)
Value$46.5M (+$2.3M)
Filed 2026-10-28
Blueprint Financial Advisors LLC
INCREASED
Shares889,770 from 857,002
Change+32,768 (+4%)
Value$23.9M (+$1.1M)
Filed 2026-10-28
Legacy CG, LLC
INCREASED
Shares782,331 from 751,283
Change+31,048 (+4%)
Value$21.0M (+$984.2K)
Filed 2026-10-30
Laurel OAK Wealth Management, LLC
INCREASED
Shares675,216 from 630,722
Change+44,494 (+7%)
Value$18.1M (+$1.3M)
Filed 2026-10-19
Financial Designs Corp
INCREASED
Shares615,923 from 607,632
Change+8,291 (+1%)
Value$16.5M (+$344.2K)
Filed 2026-10-09
Avior Wealth Management, LLC
INCREASED
Shares543,365 from 533,624
Change+9,741 (+2%)
Value$14.6M (+$368.4K)
Filed 2026-10-13
Atria Investments, Inc
INCREASED
Shares363,057 from 331,070
Change+31,987 (+10%)
Value$9.8M (+$925.4K)
Filed 2026-10-15
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares338,390 from 291,066
Change+47,324 (+16%)
Value$9.1K (-$7.8M)
Filed 2026-11-02
Spartan Planning & Wealth Management
INCREASED
Shares314,431 from 308,649
Change+5,782 (+2%)
Value$8.4M (+$217.0K)
Filed 2026-10-13
Retirement Guys Formula LLC
DECREASED
Shares285,422 from 294,582
Change-9,160 (-3%)
Value$7.7M (-$187.1K)
Filed 2026-10-26
MY Wealth Management Inc.
DECREASED
Shares268,572 from 429,643
Change-161,071 (-37%)
Value$7.2M (-$4.2M)
Filed 2026-10-21
J.W. Cole Advisors, Inc.
INCREASED
Shares231,993 from 212,929
Change+19,064 (+9%)
Value$6.2M (+$554.6K)
Filed 2026-11-05
Marshall & Sterling Wealth Advisors Inc.
INCREASED
Shares204,894 from 189,652
Change+15,242 (+8%)
Value$5.5M (+$447.3K)
Filed 2026-10-28
Commonwealth Equity Services, LLC
INCREASED
Shares126,762 from 85,690
Change+41,072 (+48%)
Value$3.4M (+$1.1M)
Filed 2026-11-02
Sentinel Pension Advisors, LLC
INCREASED
Shares77,984 from 76,700
Change+1,284 (+2%)
Value$2.1M (+$52.9K)
Filed 2026-11-02
Integrity Alliance, Llc.
INCREASED
Shares47,833 from 40,570
Change+7,263 (+18%)
Value$1.3M (+$203.2K)
Filed 2026-10-29
Vise Technologies, Inc.
INCREASED
Shares44,247 from 29,268
Change+14,979 (+51%)
Value$1.2M (+$408.2K)
Filed 2026-10-29
Chilton Capital Management LLC
DECREASED
Shares36,214 from 38,060
Change-1,846 (-5%)
Value$972.7K (-$42.0K)
Filed 2026-10-28
Riverchase Wealth Management, LLC
INCREASED
Shares35,228 from 34,233
Change+995 (+3%)
Value$946.2K (+$33.6K)
Filed 2026-10-28
Gateway Investment Advisers LLC
NEW
Shares31,325
Change+31,325
Value$841.4K
Filed 2026-10-13
Signature Estate & Investment Advisors LLC
DECREASED
Shares19,118 from 26,406
Change-7,288 (-28%)
Value$513.5K (-$190.5K)
Filed 2026-10-13
Granite Islands Private Wealth, LLC
UNCHANGED
Shares17,958 from 17,958
Change0 (0%)
Value$482.4K (+$3.6K)
Filed 2026-10-16
World Equity Group, Inc.
DECREASED
Shares15,580 from 102,912
Change-87,332 (-85%)
Value$418.5K (-$2.3M)
Filed 2026-10-14
Kestra Advisory Services, LLC
INCREASED
Shares15,389 from 15,352
Change+37 (+0%)
Value$413.4K (+$4.1K)
Filed 2026-11-02
Truist Financial Corp
INCREASED
Shares14,839 from 14,327
Change+512 (+4%)
Value$398.6K (+$16.6K)
Filed 2026-10-30
Prosperity Financial Group, Inc.
DECREASED
Shares13,176 from 13,476
Change-300 (-2%)
Value$353.9K (-$5.4K)
Filed 2026-10-29
Prospera Financial Services Inc
NEW
Shares13,003
Change+13,003
Value$346.5K
Filed 2026-11-04
Wealth Enhancement Advisory Services, LLC
DECREASED
Shares12,892 from 13,147
Change-255 (-2%)
Value$349.8K (-$3.5K)
Filed 2026-10-13
VestGen Advisors, LLC
DECREASED
Shares11,350 from 11,732
Change-382 (-3%)
Value$304.9K (-$7.9K)
Filed 2026-10-27
Global View Capital Management LLC
INCREASED
Shares10,466 from 10,175
Change+291 (+3%)
Value$281.1K (+$9.9K)
Filed 2026-10-28
EverSource Wealth Advisors, LLC
DECREASED
Shares10,072 from 10,157
Change-85 (-1%)
Value$270.5K (-$251)
Filed 2026-11-04
Wealthcare Advisory Partners LLC
NEW
Shares9,750
Change+9,750
Value$261.9K
Filed 2026-10-21
Synergy Asset Management, LLC
INCREASED
Shares9,723 from 9,496
Change+227 (+2%)
Value$261.2K (+$8.0K)
Filed 2026-11-05
Creative Financial Designs Inc
UNCHANGED
Shares5,057 from 5,057
Change0 (0%)
Value$135.8K (+$1.0K)
Filed 2026-11-04
Parallel Advisors, LLC
INCREASED
Shares4,475 from 4,474
Change+1 (+0%)
Value$120.2K (+$894)
Filed 2026-11-03
Assetmark, Inc
UNCHANGED
Shares1,875 from 1,875
Change0 (0%)
Value$50.4K (+$375)
Filed 2026-10-21
Spire Wealth Management
UNCHANGED
Shares1,771 from 1,771
Change0 (0%)
Value$47.6K (+$354)
Filed 2026-10-30
Private Trust Co NA
UNCHANGED
Shares1,553 from 1,553
Change0 (0%)
Value$41.7K (+$310)
Filed 2026-10-20
Cullen T Bankers, Inc.
UNCHANGED
Shares1,005 from 1,005
Change0 (0%)
Value$27.0K (+$201)
Filed 2026-10-28
Tradewinds Capital Management, LLC
UNCHANGED
Shares318 from 318
Change0 (0%)
Value$8.5K (+$64)
Filed 2026-10-23
Dhjj Financial Advisors, Ltd.
UNCHANGED
Shares10 from 10
Change0 (0%)
Value$269 (+$2)
Filed 2026-10-23
Syntegra Private Wealth Group, LLC
CLOSED
Shares0 from 10,390
Change-10,390 (-100%)
Value$0 (-$277.0K)
Filed 2026-10-13
Advisor Resource Council
CLOSED
Shares0 from 8,830
Change-8,830 (-100%)
Value$0 (-$235.4K)
Filed 2026-11-05
Swan Global Investments, LLC
N/A
Shares— from 1,569,429
Change-1,569,429 (-100%)
Value—
LPL Financial LLC
N/A
Shares— from 1,518,861
Change-1,518,861 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 1,397,996
Change-1,397,996 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 845,273
Change-845,273 (-100%)
Value—
Beacon Pointe Advisors, LLC
N/A
Shares— from 650,777
Change-650,777 (-100%)
Value—
O'shaughnessy Asset Management, LLC
N/A
Shares— from 623,845
Change-623,845 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 488,134
Change-488,134 (-100%)
Value—
Ausdal Financial Partners, Inc.
N/A
Shares— from 376,676
Change-376,676 (-100%)
Value—
Inspire Advisors, LLC
N/A
Shares— from 282,321
Change-282,321 (-100%)
Value—
Ethos Financial Group, LLC
N/A
Shares— from 267,815
Change-267,815 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 152,252
Change-152,252 (-100%)
Value—
AQR Capital Management LLC
N/A
Shares— from 134,801
Change-134,801 (-100%)
Value—
Mosaic Family Wealth Partners, LLC
N/A
Shares— from 126,259
Change-126,259 (-100%)
Value—
LaSalle St. Investment Advisors, LLC
N/A
Shares— from 107,561
Change-107,561 (-100%)
Value—
Thompson David Blair
N/A
Shares— from 82,627
Change-82,627 (-100%)
Value—
Barnes Wealth Management Group, Inc
N/A
Shares— from 58,135
Change-58,135 (-100%)
Value—
Camarda Financial Advisors, LLC
N/A
Shares— from 54,228
Change-54,228 (-100%)
Value—
Kingsview Wealth Management, LLC
N/A
Shares— from 43,526
Change-43,526 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 42,611
Change-42,611 (-100%)
Value—
Baird Financial Group, Inc.
N/A
Shares— from 41,690
Change-41,690 (-100%)
Value—
Regal Investment Advisors LLC
N/A
Shares— from 35,188
Change-35,188 (-100%)
Value—
Old Mission Capital LLC
N/A
Shares— from 31,820
Change-31,820 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 29,136
Change-29,136 (-100%)
Value—
Momentum Wealth Planning, LLC
N/A
Shares— from 29,107
Change-29,107 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 28,303
Change-28,303 (-100%)
Value—
MML Investors Services, LLC
N/A
Shares— from 26,015
Change-26,015 (-100%)
Value—
CreativeOne Wealth, LLC
N/A
Shares— from 23,385
Change-23,385 (-100%)
Value—
Integrated Wealth Concepts LLC
N/A
Shares— from 22,384
Change-22,384 (-100%)
Value—
Mutual Advisors, LLC
N/A
Shares— from 21,809
Change-21,809 (-100%)
Value—
WCG Wealth Advisors LLC
N/A
Shares— from 16,953
Change-16,953 (-100%)
Value—
HighTower Advisors, LLC
N/A
Shares— from 16,081
Change-16,081 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 11,798
Change-11,798 (-100%)
Value—
Empire Financial Management Company, LLC
N/A
Shares— from 11,133
Change-11,133 (-100%)
Value—
Global Retirement Partners, LLC
N/A
Shares— from 7,917
Change-7,917 (-100%)
Value—
UBS Group AG
N/A
Shares— from 7,579
Change-7,579 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 5,635
Change-5,635 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 5,499
Change-5,499 (-100%)
Value—
Colonial Trust Co / SC
N/A
Shares— from 5,283
Change-5,283 (-100%)
Value—
Caitlin John, LLC
N/A
Shares— from 5,167
Change-5,167 (-100%)
Value—
Jones Financial Companies Lllp
N/A
Shares— from 2,764
Change-2,764 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 1,585
Change-1,585 (-100%)
Value—
Park Square Financial Group, LLC
N/A
Shares— from 712
Change-712 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 1
Change-1 (-100%)
Value—
Status
Taylor Securities Services, Inc.
INCREASED2,805,5682,360,663+444,905+19%$62.9M$75.4M+$12.4M2026-10-20
Blueprint Investment Partners LLC
INCREASED1,732,9071,658,700+74,207+4%$44.2M$46.5M+$2.3M2026-10-28
Blueprint Financial Advisors LLC
INCREASED889,770857,002+32,768+4%$22.8M$23.9M+$1.1M2026-10-28
Legacy CG, LLC
INCREASED782,331751,283+31,048+4%$20.0M$21.0M+$984.2K2026-10-30
Laurel OAK Wealth Management, LLC
INCREASED675,216630,722+44,494+7%$16.8M$18.1M+$1.3M2026-10-19
Financial Designs Corp
INCREASED615,923607,632+8,291+1%$16.2M$16.5M+$344.2K2026-10-09
Avior Wealth Management, LLC
INCREASED543,365533,624+9,741+2%$14.2M$14.6M+$368.4K2026-10-13
Atria Investments, Inc
INCREASED363,057331,070+31,987+10%$8.8M$9.8M+$925.4K2026-10-15
Cambridge Investment Research Advisors, Inc.
INCREASED338,390291,066+47,324+16%$7.8M$9.1K-$7.8M2026-11-02
Spartan Planning & Wealth Management
INCREASED314,431308,649+5,782+2%$8.2M$8.4M+$217.0K2026-10-13
Retirement Guys Formula LLC
DECREASED285,422294,582-9,160-3%$7.9M$7.7M-$187.1K2026-10-26
MY Wealth Management Inc.
DECREASED268,572429,643-161,071-37%$11.5M$7.2M-$4.2M2026-10-21
J.W. Cole Advisors, Inc.
INCREASED231,993212,929+19,064+9%$5.7M$6.2M+$554.6K2026-11-05
Marshall & Sterling Wealth Advisors Inc.
INCREASED204,894189,652+15,242+8%$5.1M$5.5M+$447.3K2026-10-28
Commonwealth Equity Services, LLC
INCREASED126,76285,690+41,072+48%$2.3M$3.4M+$1.1M2026-11-02
Sentinel Pension Advisors, LLC
INCREASED77,98476,700+1,284+2%$2.0M$2.1M+$52.9K2026-11-02
Integrity Alliance, Llc.
INCREASED47,83340,570+7,263+18%$1.1M$1.3M+$203.2K2026-10-29
Vise Technologies, Inc.
INCREASED44,24729,268+14,979+51%$780.3K$1.2M+$408.2K2026-10-29
Chilton Capital Management LLC
DECREASED36,21438,060-1,846-5%$1.0M$972.7K-$42.0K2026-10-28
Riverchase Wealth Management, LLC
INCREASED35,22834,233+995+3%$912.7K$946.2K+$33.6K2026-10-28
Gateway Investment Advisers LLC
NEW31,325—+31,325——$841.4K—2026-10-13
Signature Estate & Investment Advisors LLC
DECREASED19,11826,406-7,288-28%$704.0K$513.5K-$190.5K2026-10-13
Granite Islands Private Wealth, LLC
UNCHANGED17,95817,95800%$478.8K$482.4K+$3.6K2026-10-16
World Equity Group, Inc.
DECREASED15,580102,912-87,332-85%$2.7M$418.5K-$2.3M2026-10-14
Kestra Advisory Services, LLC
INCREASED15,38915,352+37+0%$409.3K$413.4K+$4.1K2026-11-02
Truist Financial Corp
INCREASED14,83914,327+512+4%$382.0K$398.6K+$16.6K2026-10-30
Prosperity Financial Group, Inc.
DECREASED13,17613,476-300-2%$359.3K$353.9K-$5.4K2026-10-29
Prospera Financial Services Inc
NEW13,003—+13,003——$346.5K—2026-11-04
Wealth Enhancement Advisory Services, LLC
DECREASED12,89213,147-255-2%$353.3K$349.8K-$3.5K2026-10-13
VestGen Advisors, LLC
DECREASED11,35011,732-382-3%$312.8K$304.9K-$7.9K2026-10-27
Global View Capital Management LLC
INCREASED10,46610,175+291+3%$271.3K$281.1K+$9.9K2026-10-28
EverSource Wealth Advisors, LLC
DECREASED10,07210,157-85-1%$270.8K$270.5K-$2512026-11-04
Wealthcare Advisory Partners LLC
NEW9,750—+9,750——$261.9K—2026-10-21
Synergy Asset Management, LLC
INCREASED9,7239,496+227+2%$253.2K$261.2K+$8.0K2026-11-05
Creative Financial Designs Inc
UNCHANGED5,0575,05700%$134.8K$135.8K+$1.0K2026-11-04
Parallel Advisors, LLC
INCREASED4,4754,474+1+0%$119.3K$120.2K+$8942026-11-03
Assetmark, Inc
UNCHANGED1,8751,87500%$50.0K$50.4K+$3752026-10-21
Spire Wealth Management
UNCHANGED1,7711,77100%$47.2K$47.6K+$3542026-10-30
Private Trust Co NA
UNCHANGED1,5531,55300%$41.4K$41.7K+$3102026-10-20
Cullen T Bankers, Inc.
UNCHANGED1,0051,00500%$26.8K$27.0K+$2012026-10-28
Tradewinds Capital Management, LLC
UNCHANGED31831800%$8.5K$8.5K+$642026-10-23
Dhjj Financial Advisors, Ltd.
UNCHANGED101000%$267$269+$22026-10-23
Syntegra Private Wealth Group, LLC
CLOSED010,390-10,390-100%$277.0K$0-$277.0K2026-10-13
Advisor Resource Council
CLOSED08,830-8,830-100%$235.4K$0-$235.4K2026-11-05
Swan Global Investments, LLC
N/A—1,569,429-1,569,429-100%$41.8M———
LPL Financial LLC
N/A—1,518,861-1,518,861-100%$40.5M———
NewEdge Advisors, LLC
N/A—1,397,996-1,397,996-100%$37.3M———
Envestnet Asset Management Inc
N/A—845,273-845,273-100%$22.5M———
Beacon Pointe Advisors, LLC
N/A—650,777-650,777-100%$17.3M———
O'shaughnessy Asset Management, LLC
N/A—623,845-623,845-100%$16.6M———
Raymond James Financial Inc
N/A—488,134-488,134-100%$13.0M———
Ausdal Financial Partners, Inc.
N/A—376,676-376,676-100%$10.0M———
Inspire Advisors, LLC
N/A—282,321-282,321-100%$7.5M———
Ethos Financial Group, LLC
N/A—267,815-267,815-100%$7.0M———
Stifel Financial Corp
N/A—152,252-152,252-100%$4.1M———
AQR Capital Management LLC
N/A—134,801-134,801-100%$3.6M———
Mosaic Family Wealth Partners, LLC
N/A—126,259-126,259-100%$3.4M———
LaSalle St. Investment Advisors, LLC
N/A—107,561-107,561-100%$2.9M———
Thompson David Blair
N/A—82,627-82,627-100%$2.2M———
Barnes Wealth Management Group, Inc
N/A—58,135-58,135-100%$1.5M———
Camarda Financial Advisors, LLC
N/A—54,228-54,228-100%$1.4M———
Kingsview Wealth Management, LLC
N/A—43,526-43,526-100%$1.2M———
Private Advisor Group, LLC
N/A—42,611-42,611-100%$1.1M———
Baird Financial Group, Inc.
N/A—41,690-41,690-100%$1.1M———
Regal Investment Advisors LLC
N/A—35,188-35,188-100%$938.1K———
Old Mission Capital LLC
N/A—31,820-31,820-100%$848.3K———
Cetera Investment Advisers
N/A—29,136-29,136-100%$776.8K———
Momentum Wealth Planning, LLC
N/A—29,107-29,107-100%$776.0K———
Osaic Holdings, Inc.
N/A—28,303-28,303-100%$754.6K———
MML Investors Services, LLC
N/A—26,015-26,015-100%$693.6K———
CreativeOne Wealth, LLC
N/A—23,385-23,385-100%$623.4K———
Integrated Wealth Concepts LLC
N/A—22,384-22,384-100%$596.8K———
Mutual Advisors, LLC
N/A—21,809-21,809-100%$581.4K———
WCG Wealth Advisors LLC
N/A—16,953-16,953-100%$452.0K———
HighTower Advisors, LLC
N/A—16,081-16,081-100%$428.7K———
Jane Street Group, LLC
N/A—11,798-11,798-100%$314.5K———
Empire Financial Management Company, LLC
N/A—11,133-11,133-100%$296.8K———
Global Retirement Partners, LLC
N/A—7,917-7,917-100%$211.1K———
UBS Group AG
N/A—7,579-7,579-100%$202.1K———
JPMorgan Chase & Co
N/A—5,635-5,635-100%$149.6K———
Harbour Investments, Inc.
N/A—5,499-5,499-100%$146.6K———
Colonial Trust Co / SC
N/A—5,283-5,283-100%$140.8K———
Caitlin John, LLC
N/A—5,167-5,167-100%$137.8K———
Jones Financial Companies Lllp
N/A—2,764-2,764-100%$72.7K———
Steward Partners Investment Advisory, LLC
N/A—1,585-1,585-100%$42.3K———
Park Square Financial Group, LLC
N/A—712-712-100%$19.0K———
Morgan Stanley
N/A—1-1-100%$34———
Showing 87 of 87 institutions