Montgomery STR Income Secs I

Q2 2015 vs Q3 2015

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Karpus Management, Inc.

INCREASED

Shares2,368,422 from 2,135,799

Change+232,623 (+11%)

Value$41.2K (+$6.2K)

Filed 2015-11-13

1607 Capital Partners, LLC

DECREASED

Shares1,549,221 from 1,573,321

Change-24,100 (-2%)

Value$27.0K (+$1.2K)

Filed 2015-11-16

Wells Fargo & Company

INCREASED

Shares1,316,441 from 1,060,011

Change+256,430 (+24%)

Value$22.9K (+$5.5K)

Filed 2015-11-13

SIT Investment Associates Inc

DECREASED

Shares196,738 from 432,471

Change-235,733 (-55%)

Value$3.4K (-$3.7K)

Filed 2015-11-04

Icon Advisers Inc

INCREASED

Shares190,447 from 183,096

Change+7,351 (+4%)

Value$3.3K (+$313)

Filed 2016-01-08

Yakira Capital Management, Inc.

NEW

Shares112,730

Change+112,730

Value$2.0K

Filed 2015-11-13

SII Investments Inc

INCREASED

Shares41,750 from 37,500

Change+4,250 (+11%)

Value$727 (+$112)

Filed 2015-11-12

CSS LLC

NEW

Shares36,980

Change+36,980

Value$643

Filed 2015-11-16

HighTower Advisors, LLC

INCREASED

Shares28,200 from 25,800

Change+2,400 (+9%)

Value$491 (+$68)

Filed 2015-11-16

Horizon Kinetics LLC

DECREASED

Shares27,733 from 28,648

Change-915 (-3%)

Value$483 (+$13)

Filed 2015-11-13

LPL Financial LLC

DECREASED

Shares19,025 from 20,827

Change-1,802 (-9%)

Value$332 (-$12)

Filed 2015-11-13

Morgan Stanley

INCREASED

Shares11,946 from 11,750

Change+196 (+2%)

Value$208 (+$15)

Filed 2016-02-08

UBS Group AG

INCREASED

Shares9,303 from 6,545

Change+2,758 (+42%)

Value$162 (+$55)

Filed 2015-11-13

FTB Advisors, Inc.

UNCHANGED

Shares9,000 from 9,000

Change0 (0%)

Value$157 (+$9)

Filed 2015-11-06

Bank of America Corp

DECREASED

Shares5,146 from 7,120

Change-1,974 (-28%)

Value$90 (-$26)

Filed 2015-11-16

Royal Bank of Canada

DECREASED

Shares4,701 from 13,401

Change-8,700 (-65%)

Value$82 (-$138)

Filed 2015-11-16

Envestnet Asset Management Inc

NEW

Shares2,100

Change+2,100

Value$37

Filed 2015-11-13

Creative Planning

NEW

Shares1,250

Change+1,250

Value$22

Filed 2015-10-09

Washington Trust Bank

UNCHANGED

Shares1,175 from 1,175

Change0 (0%)

Value$20 (+$1)

Filed 2015-10-07

Allworth Financial LP

UNCHANGED

Shares1,000 from 1,000

Change0 (0%)

Value$17 (+$1)

Filed 2015-10-30

US Bancorp \de\

UNCHANGED

Shares1,000 from 1,000

Change0 (0%)

Value$17 (+$1)

Filed 2015-11-16

Thompson Siegel & Walmsley LLC

UNCHANGED

Shares800 from 800

Change0 (0%)

Value$14 (+$1)

Filed 2015-11-03

Citigroup Inc

DECREASED

Shares309 from 2,288

Change-1,979 (-86%)

Value$5 (-$33)

Filed 2015-11-13

Tower Research Capital LLC (TRC)

NEW

Shares278

Change+278

Value$5

Filed 2015-11-13

Ladenburg Thalmann Financial Services Inc

UNCHANGED

Shares200 from 200

Change0 (0%)

Value$3 ($0)

Filed 2015-11-16

Bank of Montreal

DECREASED

Shares100 from 200

Change-100 (-50%)

Value$2 (-$1)

Filed 2015-11-12

MetLife Securities, Inc

UNCHANGED

Shares100 from 100

Change0 (0%)

Value$2 ($0)

Filed 2015-10-28

Rivernorth Capital Management, LLC

CLOSED

Shares0 from 93,437

Change-93,437 (-100%)

Value$0 (-$1.5K)

Filed 2015-11-16

Shepherd Kaplan Krochuk, LLC

CLOSED

Shares0 from 15,530

Change-15,530 (-100%)

Value$0 (-$255)

Filed 2015-11-16

Landscape Capital Management, L.L.C.

CLOSED

Shares0 from 10,017

Change-10,017 (-100%)

Value$0 (-$164)

Filed 2015-11-10

Invesco Ltd.

CLOSED

Shares0 from 5,722

Change-5,722 (-100%)

Value$0 (-$94)

Filed 2015-11-16

	Status
Karpus Management, Inc.	INCREASED	2,368,422	2,135,799	+232,623	+11%	$35.0K	$41.2K	+$6.2K	2015-11-13
1607 Capital Partners, LLC	DECREASED	1,549,221	1,573,321	-24,100	-2%	$25.8K	$27.0K	+$1.2K	2015-11-16
Wells Fargo & Company	INCREASED	1,316,441	1,060,011	+256,430	+24%	$17.4K	$22.9K	+$5.5K	2015-11-13
SIT Investment Associates Inc	DECREASED	196,738	432,471	-235,733	-55%	$7.1K	$3.4K	-$3.7K	2015-11-04
Icon Advisers Inc	INCREASED	190,447	183,096	+7,351	+4%	$3.0K	$3.3K	+$313	2016-01-08
Yakira Capital Management, Inc.	NEW	112,730	—	+112,730	—	—	$2.0K	—	2015-11-13
SII Investments Inc	INCREASED	41,750	37,500	+4,250	+11%	$615	$727	+$112	2015-11-12
CSS LLC	NEW	36,980	—	+36,980	—	—	$643	—	2015-11-16
HighTower Advisors, LLC	INCREASED	28,200	25,800	+2,400	+9%	$423	$491	+$68	2015-11-16
Horizon Kinetics LLC	DECREASED	27,733	28,648	-915	-3%	$470	$483	+$13	2015-11-13
LPL Financial LLC	DECREASED	19,025	20,827	-1,802	-9%	$344	$332	-$12	2015-11-13
Morgan Stanley	INCREASED	11,946	11,750	+196	+2%	$193	$208	+$15	2016-02-08
UBS Group AG	INCREASED	9,303	6,545	+2,758	+42%	$107	$162	+$55	2015-11-13
FTB Advisors, Inc.	UNCHANGED	9,000	9,000	0	0%	$148	$157	+$9	2015-11-06
Bank of America Corp	DECREASED	5,146	7,120	-1,974	-28%	$116	$90	-$26	2015-11-16
Royal Bank of Canada	DECREASED	4,701	13,401	-8,700	-65%	$220	$82	-$138	2015-11-16
Envestnet Asset Management Inc	NEW	2,100	—	+2,100	—	—	$37	—	2015-11-13
Creative Planning	NEW	1,250	—	+1,250	—	—	$22	—	2015-10-09
Washington Trust Bank	UNCHANGED	1,175	1,175	0	0%	$19	$20	+$1	2015-10-07
Allworth Financial LP	UNCHANGED	1,000	1,000	0	0%	$16	$17	+$1	2015-10-30
US Bancorp \de\	UNCHANGED	1,000	1,000	0	0%	$16	$17	+$1	2015-11-16
Thompson Siegel & Walmsley LLC	UNCHANGED	800	800	0	0%	$13	$14	+$1	2015-11-03
Citigroup Inc	DECREASED	309	2,288	-1,979	-86%	$38	$5	-$33	2015-11-13
Tower Research Capital LLC (TRC)	NEW	278	—	+278	—	—	$5	—	2015-11-13
Ladenburg Thalmann Financial Services Inc	UNCHANGED	200	200	0	0%	$3	$3	$0	2015-11-16
Bank of Montreal	DECREASED	100	200	-100	-50%	$3	$2	-$1	2015-11-12
MetLife Securities, Inc	UNCHANGED	100	100	0	0%	$2	$2	$0	2015-10-28
Rivernorth Capital Management, LLC	CLOSED	0	93,437	-93,437	-100%	$1.5K	$0	-$1.5K	2015-11-16
Shepherd Kaplan Krochuk, LLC	CLOSED	0	15,530	-15,530	-100%	$255	$0	-$255	2015-11-16
Landscape Capital Management, L.L.C.	CLOSED	0	10,017	-10,017	-100%	$164	$0	-$164	2015-11-10
Invesco Ltd.	CLOSED	0	5,722	-5,722	-100%	$94	$0	-$94	2015-11-16

Showing 31 of 31 institutions