Neophotonics Corp

Q2 2022 vs Q3 2022

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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IFP Advisors, Inc

UNCHANGED

Shares433 from 433

Change0 (0%)

Value$4 ($0)

Filed 2022-11-08

Harbour Investments, Inc.

UNCHANGED

Shares79 from 79

Change0 (0%)

Value$1 ($0)

Filed 2022-11-15

BlackRock Inc.

CLOSED

Shares0 from 3,479,493

Change-3,479,493 (-100%)

Value$0 (-$54.7K)

Filed 2022-11-14

Vanguard Group Inc

CLOSED

Shares0 from 2,641,795

Change-2,641,795 (-100%)

Value$0 (-$41.6K)

Filed 2022-11-14

Magnetar Financial LLC

CLOSED

Shares0 from 2,424,399

Change-2,424,399 (-100%)

Value$0 (-$38.1K)

Filed 2022-11-14

Alpine Associates Management Inc.

CLOSED

Shares0 from 2,344,094

Change-2,344,094 (-100%)

Value$0 (-$36.9K)

Filed 2022-11-10

State Street Corp

CLOSED

Shares0 from 2,305,202

Change-2,305,202 (-100%)

Value$0 (-$36.3K)

Filed 2022-11-15

Pentwater Capital Management LP

CLOSED

Shares0 from 2,100,000

Change-2,100,000 (-100%)

Value$0 (-$33.0K)

Filed 2022-11-14

Paradigm Capital Management Inc

CLOSED

Shares0 from 2,060,000

Change-2,060,000 (-100%)

Value$0 (-$32.4K)

Filed 2022-10-26

Millennium Management LLC

CLOSED

Shares0 from 1,955,993

Change-1,955,993 (-100%)

Value$0 (-$30.8K)

Filed 2022-11-14

Alliancebernstein L.P.

CLOSED

Shares0 from 1,890,884

Change-1,890,884 (-100%)

Value$0 (-$29.7K)

Filed 2022-11-15

Dimensional Fund Advisors LP

CLOSED

Shares0 from 1,817,091

Change-1,817,091 (-100%)

Value$0 (-$28.6K)

Filed 2022-11-10

Goldman Sachs Group Inc

CLOSED

Shares0 from 1,689,218

Change-1,689,218 (-100%)

Value$0 (-$26.6K)

Filed 2024-05-14

Healthcare of Ontario Pension Plan Trust Fund

CLOSED

Shares0 from 1,395,500

Change-1,395,500 (-100%)

Value$0 (-$22.0K)

Filed 2022-11-14

TIG Advisors, LLC

CLOSED

Shares0 from 1,362,380

Change-1,362,380 (-100%)

Value$0 (-$21.4K)

Filed 2022-11-14

Renaissance Technologies LLC

CLOSED

Shares0 from 1,236,457

Change-1,236,457 (-100%)

Value$0 (-$19.4K)

Filed 2022-11-14

Water Island Capital LLC

CLOSED

Shares0 from 1,151,614

Change-1,151,614 (-100%)

Value$0 (-$18.1K)

Filed 2022-11-14

Versor Investments LP

CLOSED

Shares0 from 1,106,272

Change-1,106,272 (-100%)

Value$0 (-$17.4K)

Filed 2022-10-25

Morgan Stanley

CLOSED

Shares0 from 991,236

Change-991,236 (-100%)

Value$0 (-$15.6K)

Filed 2022-11-14

Geode Capital Management, LLC

CLOSED

Shares0 from 879,817

Change-879,817 (-100%)

Value$0 (-$13.8K)

Filed 2022-11-14

AQR Arbitrage LLC

CLOSED

Shares0 from 872,818

Change-872,818 (-100%)

Value$0 (-$13.7K)

Filed 2022-11-14

Westchester Capital Management, LLC

CLOSED

Shares0 from 866,717

Change-866,717 (-100%)

Value$0 (-$13.6K)

Filed 2022-11-17

Bank of America Corp

CLOSED

Shares0 from 747,914

Change-747,914 (-100%)

Value$0 (-$11.8K)

Filed 2022-11-14

Man Group plc

CLOSED

Shares0 from 745,449

Change-745,449 (-100%)

Value$0 (-$11.7K)

Filed 2022-11-14

JPMorgan Chase & Co

CLOSED

Shares0 from 744,968

Change-744,968 (-100%)

Value$0 (-$11.7K)

Filed 2022-11-14

LMR Partners LLP

CLOSED

Shares0 from 532,582

Change-532,582 (-100%)

Value$0 (-$8.4K)

Filed 2022-11-14

Nexpoint Asset Management, L.P.

CLOSED

Shares0 from 529,170

Change-529,170 (-100%)

Value$0 (-$8.3K)

Filed 2022-11-14

Northern Trust Corp

CLOSED

Shares0 from 494,857

Change-494,857 (-100%)

Value$0 (-$7.8K)

Filed 2022-11-14

Crabel Capital Management, LLC

CLOSED

Shares0 from 477,707

Change-477,707 (-100%)

Value$0 (-$7.5K)

Filed 2022-11-14

Ergoteles LLC

CLOSED

Shares0 from 461,532

Change-461,532 (-100%)

Value$0 (-$7.3K)

Filed 2022-11-14

Maso Capital Partners Ltd

CLOSED

Shares0 from 393,922

Change-393,922 (-100%)

Value$0 (-$6.2K)

Filed 2022-11-16

HSBC Holdings PLC

CLOSED

Shares0 from 390,545

Change-390,545 (-100%)

Value$0 (-$6.1K)

Filed 2022-11-14

EHP Funds Inc.

CLOSED

Shares0 from 387,816

Change-387,816 (-100%)

Value$0 (-$6.1K)

Filed 2022-11-14

Gabelli Funds LLC

CLOSED

Shares0 from 376,171

Change-376,171 (-100%)

Value$0 (-$5.9K)

Filed 2022-11-14

Qube Research & Technologies Ltd

CLOSED

Shares0 from 364,574

Change-364,574 (-100%)

Value$0 (-$5.7K)

Filed 2022-11-14

Penserra Capital Management LLC

CLOSED

Shares0 from 306,885

Change-306,885 (-100%)

Value$0 (-$4.8K)

Filed 2022-11-14

Beryl Capital Management LLC

CLOSED

Shares0 from 298,468

Change-298,468 (-100%)

Value$0 (-$4.7K)

Filed 2022-11-14

UBS Group AG

CLOSED

Shares0 from 294,314

Change-294,314 (-100%)

Value$0 (-$4.6K)

Filed 2022-11-10

Athos Capital Ltd

CLOSED

Shares0 from 273,000

Change-273,000 (-100%)

Value$0 (-$4.3K)

Filed 2022-11-14

Marshall Wace, LLP

CLOSED

Shares0 from 272,134

Change-272,134 (-100%)

Value$0 (-$4.3K)

Filed 2022-11-14

Citadel Advisors LLC

CLOSED

Shares0 from 260,595

Change-260,595 (-100%)

Value$0 (-$4.1K)

Filed 2022-11-14

BCK Capital Management LP

CLOSED

Shares0 from 259,809

Change-259,809 (-100%)

Value$0 (-$4.1K)

Filed 2022-11-08

Needham Investment Management LLC

CLOSED

Shares0 from 240,000

Change-240,000 (-100%)

Value$0 (-$3.8K)

Filed 2022-11-14

Gabelli & Co Investment Advisers, Inc.

CLOSED

Shares0 from 231,076

Change-231,076 (-100%)

Value$0 (-$3.6K)

Filed 2022-11-14

Prelude Capital Management, LLC

CLOSED

Shares0 from 208,664

Change-208,664 (-100%)

Value$0 (-$3.3K)

Filed 2022-11-14

Omni Event Management Ltd

CLOSED

Shares0 from 203,965

Change-203,965 (-100%)

Value$0 (-$3.2K)

Filed 2022-11-10

Herald Investment Management Ltd

CLOSED

Shares0 from 200,000

Change-200,000 (-100%)

Value$0 (-$3.1K)

Filed 2022-11-07

Voloridge Investment Management, LLC

CLOSED

Shares0 from 196,124

Change-196,124 (-100%)

Value$0 (-$3.1K)

Filed 2022-11-14

Calamos Advisors LLC

CLOSED

Shares0 from 192,524

Change-192,524 (-100%)

Value$0 (-$3.0K)

Filed 2022-10-24

Havens Advisors LLC

CLOSED

Shares0 from 191,000

Change-191,000 (-100%)

Value$0 (-$3.0K)

Filed 2022-10-12

Candriam S.C.A.

CLOSED

Shares0 from 189,128

Change-189,128 (-100%)

Value$0 (-$3.0K)

Filed 2022-11-10

Citigroup Inc

CLOSED

Shares0 from 157,387

Change-157,387 (-100%)

Value$0 (-$2.5K)

Filed 2022-11-10

Hudson Bay Capital Management LP

CLOSED

Shares0 from 151,787

Change-151,787 (-100%)

Value$0 (-$2.4K)

Filed 2022-11-14

Nuveen Asset Management, LLC

CLOSED

Shares0 from 150,353

Change-150,353 (-100%)

Value$0 (-$2.4K)

Filed 2022-11-14

Millrace Asset Group, Inc.

CLOSED

Shares0 from 148,503

Change-148,503 (-100%)

Value$0 (-$2.3K)

Filed 2022-10-31

Olympiad Research LP

CLOSED

Shares0 from 133,119

Change-133,119 (-100%)

Value$0 (-$2.1K)

Filed 2023-02-01

Vazirani Asset Management LLC

CLOSED

Shares0 from 125,000

Change-125,000 (-100%)

Value$0 (-$2.0K)

Filed 2022-11-14

Swiss National Bank

CLOSED

Shares0 from 124,600

Change-124,600 (-100%)

Value$0 (-$2.0K)

Filed 2022-11-09

Ramius Advisors LLC

CLOSED

Shares0 from 121,416

Change-121,416 (-100%)

Value$0 (-$1.9K)

Filed 2022-11-10

Wolverine Asset Management LLC

CLOSED

Shares0 from 113,894

Change-113,894 (-100%)

Value$0 (-$1.8K)

Filed 2022-11-10

Centiva Capital, LP

CLOSED

Shares0 from 113,076

Change-113,076 (-100%)

Value$0 (-$1.8K)

Filed 2022-11-14

Mitsubishi UFJ Asset Management Co., Ltd.

CLOSED

Shares0 from 103,469

Change-103,469 (-100%)

Value$0 (-$1.6K)

Filed 2022-11-01

Guggenheim Capital LLC

CLOSED

Shares0 from 102,036

Change-102,036 (-100%)

Value$0 (-$1.6K)

Filed 2022-11-14

Raymond James Financial Services Advisors, Inc.

CLOSED

Shares0 from 102,014

Change-102,014 (-100%)

Value$0 (-$1.6K)

Filed 2022-10-25

Lombard Odier Asset Management (USA) Corp

CLOSED

Shares0 from 97,200

Change-97,200 (-100%)

Value$0 (-$1.5K)

Filed 2022-11-14

Credit Suisse AG/

CLOSED

Shares0 from 95,076

Change-95,076 (-100%)

Value$0 (-$1.5K)

Filed 2022-11-10

New York Life Investment Management LLC

CLOSED

Shares0 from 84,341

Change-84,341 (-100%)

Value$0 (-$1.3K)

Filed 2022-11-10

Canada Pension Plan Investment Board

CLOSED

Shares0 from 83,050

Change-83,050 (-100%)

Value$0 (-$1.3K)

Filed 2022-11-14

Walleye Capital LLC

CLOSED

Shares0 from 80,198

Change-80,198 (-100%)

Value$0 (-$1.3K)

Filed 2022-11-14

Yakira Capital Management, Inc.

CLOSED

Shares0 from 77,739

Change-77,739 (-100%)

Value$0 (-$1.2K)

Filed 2022-11-10

Bank of Montreal

CLOSED

Shares0 from 74,040

Change-74,040 (-100%)

Value$0 (-$1.2K)

Filed 2022-11-10

Jane Street Group, LLC

CLOSED

Shares0 from 73,368

Change-73,368 (-100%)

Value$0 (-$1.2K)

Filed 2022-11-15

Invesco Ltd.

CLOSED

Shares0 from 71,484

Change-71,484 (-100%)

Value$0 (-$1.1K)

Filed 2022-11-14

California State Teachers Retirement System

CLOSED

Shares0 from 67,806

Change-67,806 (-100%)

Value$0 (-$1.1K)

Filed 2022-11-21

Squarepoint Ops LLC

CLOSED

Shares0 from 64,493

Change-64,493 (-100%)

Value$0 (-$1.0K)

Filed 2022-11-14

Rhumbline Advisers

CLOSED

Shares0 from 62,482

Change-62,482 (-100%)

Value$0 (-$983)

Filed 2022-11-10

Mint Tower Capital Management B.V.

CLOSED

Shares0 from 62,082

Change-62,082 (-100%)

Value$0 (-$977)

Filed 2022-11-22

First Trust Capital Management L.P.

CLOSED

Shares0 from 56,660

Change-56,660 (-100%)

Value$0 (-$891)

Filed 2022-11-14

MetLife Investment Management, LLC

CLOSED

Shares0 from 53,922

Change-53,922 (-100%)

Value$0 (-$848.2K)

Filed 2024-05-10

HRT Financial LP

CLOSED

Shares0 from 50,756

Change-50,756 (-100%)

Value$0 (-$798)

Filed 2022-11-14

Deutsche Bank Ag\

CLOSED

Shares0 from 48,994

Change-48,994 (-100%)

Value$0 (-$771)

Filed 2022-11-14

Public Employees Retirement System of Ohio

CLOSED

Shares0 from 48,000

Change-48,000 (-100%)

Value$0 (-$755)

Filed 2022-11-15

UBS Asset Management Americas LLC

CLOSED

Shares0 from 43,178

Change-43,178 (-100%)

Value$0 (-$679.2K)

Filed 2022-11-14

Russell Investments Group, Ltd.

CLOSED

Shares0 from 39,939

Change-39,939 (-100%)

Value$0 (-$628)

Filed 2022-11-04

Susquehanna International Group, LLP

CLOSED

Shares0 from 37,912

Change-37,912 (-100%)

Value$0 (-$596)

Filed 2022-11-14

Natixis

CLOSED

Shares0 from 37,852

Change-37,852 (-100%)

Value$0 (-$595)

Filed 2022-11-14

Weiss Multi-Strategy Advisers LLC

CLOSED

Shares0 from 37,056

Change-37,056 (-100%)

Value$0 (-$583)

Filed 2022-11-14

HAP Trading, LLC

CLOSED

Shares0 from 36,087

Change-36,087 (-100%)

Value$0 (-$568)

Filed 2022-11-14

Victory Capital Management Inc

CLOSED

Shares0 from 35,723

Change-35,723 (-100%)

Value$0 (-$562)

Filed 2022-11-02

Shay Capital LLC

CLOSED

Shares0 from 35,635

Change-35,635 (-100%)

Value$0 (-$561)

Filed 2022-11-14

New York State Common Retirement Fund

CLOSED

Shares0 from 35,144

Change-35,144 (-100%)

Value$0 (-$553)

Filed 2022-11-08

PenderFund Capital Management Ltd.

CLOSED

Shares0 from 30,300

Change-30,300 (-100%)

Value$0 (-$614)

Filed 2022-11-14

GSA Capital Partners LLP

CLOSED

Shares0 from 29,094

Change-29,094 (-100%)

Value$0 (-$458)

Filed 2022-11-14

Wellington Management Group LLP

CLOSED

Shares0 from 28,248

Change-28,248 (-100%)

Value$0 (-$444)

Filed 2022-11-14

Telemetry Investments, L.L.C.

CLOSED

Shares0 from 26,200

Change-26,200 (-100%)

Value$0 (-$412)

Filed 2022-11-17

SG Americas Securities, LLC

CLOSED

Shares0 from 25,354

Change-25,354 (-100%)

Value$0 (-$399)

Filed 2022-10-31

American International Group, Inc.

CLOSED

Shares0 from 24,608

Change-24,608 (-100%)

Value$0 (-$387)

Filed 2022-11-14

Allianz Asset Management GmbH

CLOSED

Shares0 from 24,000

Change-24,000 (-100%)

Value$0 (-$378)

Filed 2022-11-08

Diametric Capital, LP

CLOSED

Shares0 from 23,637

Change-23,637 (-100%)

Value$0 (-$372)

Filed 2022-11-14

Vident Investment Advisory, LLC

CLOSED

Shares0 from 22,302

Change-22,302 (-100%)

Value$0 (-$351)

Filed 2022-11-14

Boothbay Fund Management, LLC

CLOSED

Shares0 from 21,627

Change-21,627 (-100%)

Value$0 (-$340)

Filed 2022-11-14

Barclays PLC

CLOSED

Shares0 from 21,042

Change-21,042 (-100%)

Value$0 (-$331)

Filed 2022-11-03

AdvisorShares Investments LLC

CLOSED

Shares0 from 21,000

Change-21,000 (-100%)

Value$0 (-$330)

Filed 2022-11-14

Manufacturers Life Insurance Company, the

CLOSED

Shares0 from 20,949

Change-20,949 (-100%)

Value$0 (-$329.5K)

Filed 2023-08-11

Two Sigma Investments, LP

CLOSED

Shares0 from 20,498

Change-20,498 (-100%)

Value$0 (-$322)

Filed 2022-11-14

Voya Investment Management LLC

CLOSED

Shares0 from 19,609

Change-19,609 (-100%)

Value$0 (-$308)

Filed 2025-02-07

Legal & General Group Plc

CLOSED

Shares0 from 19,109

Change-19,109 (-100%)

Value$0 (-$301)

Filed 2022-11-14

Dynamic Technology Lab Private Ltd

CLOSED

Shares0 from 17,512

Change-17,512 (-100%)

Value$0 (-$275)

Filed 2022-11-14

Naples Global Advisors, LLC

CLOSED

Shares0 from 17,000

Change-17,000 (-100%)

Value$0 (-$267)

Filed 2022-10-20

Mirae Asset Global Investments Co., Ltd.

CLOSED

Shares0 from 15,818

Change-15,818 (-100%)

Value$0 (-$249)

Filed 2022-11-10

State Board of Administration of Florida Retirement System

CLOSED

Shares0 from 15,436

Change-15,436 (-100%)

Value$0 (-$243)

Filed 2022-11-08

AQR Capital Management LLC

CLOSED

Shares0 from 15,113

Change-15,113 (-100%)

Value$0 (-$238)

Filed 2022-11-14

CSS LLC

CLOSED

Shares0 from 14,849

Change-14,849 (-100%)

Value$0 (-$234)

Filed 2022-11-14

Arizona State Retirement System

CLOSED

Shares0 from 14,392

Change-14,392 (-100%)

Value$0 (-$226)

Filed 2022-11-07

Shell Asset Management Co

CLOSED

Shares0 from 14,259

Change-14,259 (-100%)

Value$0 (-$224)

Filed 2022-11-14

Fora Capital, LLC

CLOSED

Shares0 from 14,124

Change-14,124 (-100%)

Value$0 (-$222)

Filed 2022-11-14

LOS Angeles Capital Management LLC

CLOSED

Shares0 from 13,469

Change-13,469 (-100%)

Value$0 (-$212)

Filed 2022-11-02

State of Wisconsin Investment Board

CLOSED

Shares0 from 12,810

Change-12,810 (-100%)

Value$0 (-$202)

Filed 2022-11-14

Cubist Systematic Strategies, LLC

CLOSED

Shares0 from 12,788

Change-12,788 (-100%)

Value$0 (-$201)

Filed 2022-11-14

BNP Paribas Financial Markets

CLOSED

Shares0 from 12,514

Change-12,514 (-100%)

Value$0 (-$196.8K)

Filed 2022-11-16

Gamco Investors, Inc. ET AL

CLOSED

Shares0 from 12,423

Change-12,423 (-100%)

Value$0 (-$195)

Filed 2022-11-14

Sarissa Consulting LLC

CLOSED

Shares0 from 12,000

Change-12,000 (-100%)

Value$0 (-$189)

Filed 2022-11-14

Thoroughbred Financial Services, LLC

CLOSED

Shares0 from 10,985

Change-10,985 (-100%)

Value$0 (-$172)

Filed 2022-10-27

Truvestments Capital LLC

CLOSED

Shares0 from 10,578

Change-10,578 (-100%)

Value$0 (-$166)

Filed 2022-11-15

Henderson Group PLC

CLOSED

Shares0 from 10,306

Change-10,306 (-100%)

Value$0 (-$162)

Filed 2023-01-13

Vestor Capital, LLC

CLOSED

Shares0 from 10,000

Change-10,000 (-100%)

Value$0 (-$157)

Filed 2022-11-14

Group One Trading LLC

CLOSED

Shares0 from 9,226

Change-9,226 (-100%)

Value$0 (-$145)

Filed 2022-11-09

Amalgamated Bank

CLOSED

Shares0 from 8,229

Change-8,229 (-100%)

Value$0 (-$129)

Filed 2022-11-09

Standard Family Office LLC

CLOSED

Shares0 from 8,000

Change-8,000 (-100%)

Value$0 (-$126)

Filed 2022-11-14

Zurcher Kantonalbank (Zurich Cantonalbank)

CLOSED

Shares0 from 6,795

Change-6,795 (-100%)

Value$0 (-$107)

Filed 2022-11-09

Wells Fargo & Company

CLOSED

Shares0 from 4,945

Change-4,945 (-100%)

Value$0 (-$78)

Filed 2022-11-14

Ameritas Investment Partners, Inc.

CLOSED

Shares0 from 4,198

Change-4,198 (-100%)

Value$0 (-$66)

Filed 2022-11-14

Metropolitan Life Insurance Co

CLOSED

Shares0 from 3,318

Change-3,318 (-100%)

Value$0 (-$52.2K)

Filed 2023-06-14

Tower Research Capital LLC (TRC)

CLOSED

Shares0 from 2,990

Change-2,990 (-100%)

Value$0 (-$47)

Filed 2022-11-10

Equitec Proprietary Markets, LLC

CLOSED

Shares0 from 2,700

Change-2,700 (-100%)

Value$0 (-$42)

Filed 2022-10-11

FMR LLC

CLOSED

Shares0 from 1,584

Change-1,584 (-100%)

Value$0 (-$24.9K)

Filed 2026-11-05

S.A.C. Capital Advisors (Hong Kong) Ltd.

CLOSED

Shares0 from 1,548

Change-1,548 (-100%)

Value$0 (-$24)

Filed 2022-11-14

Simplex Trading, LLC

CLOSED

Shares0 from 1,333

Change-1,333 (-100%)

Value$0 (-$20)

Filed 2022-11-04

Geneos Wealth Management Inc.

CLOSED

Shares0 from 1,306

Change-1,306 (-100%)

Value$0 (-$20)

Filed 2022-11-14

Federated Hermes, Inc.

CLOSED

Shares0 from 1,124

Change-1,124 (-100%)

Value$0 (-$18)

Filed 2022-11-14

Venture Visionary Partners LLC

CLOSED

Shares0 from 1,000

Change-1,000 (-100%)

Value$0 (-$15.7K)

Filed 2022-11-14

Northwestern Mutual Wealth Management Co

CLOSED

Shares0 from 1,000

Change-1,000 (-100%)

Value$0 (-$16)

Filed 2022-11-14

Blue Bell Private Wealth Management, LLC

CLOSED

Shares0 from 800

Change-800 (-100%)

Value$0 (-$13)

Filed 2022-11-09

Macquarie Group LTD

CLOSED

Shares0 from 615

Change-615 (-100%)

Value$0 (-$10)

Filed 2022-11-14

Signaturefd, LLC

CLOSED

Shares0 from 504

Change-504 (-100%)

Value$0 (-$8)

Filed 2022-11-08

Stonebridge Capital Advisors LLC

CLOSED

Shares0 from 500

Change-500 (-100%)

Value$0 (-$8)

Filed 2022-11-14

Royal Bank of Canada

CLOSED

Shares0 from 296

Change-296 (-100%)

Value$0 (-$5)

Filed 2022-11-14

Osaic Holdings, Inc.

CLOSED

Shares0 from 200

Change-200 (-100%)

Value$0 (-$3)

Filed 2022-11-14

Manchester Capital Management LLC

CLOSED

Shares0 from 171

Change-171 (-100%)

Value$0 (-$3)

Filed 2022-11-08

Captrust Financial Advisors

CLOSED

Shares0 from 156

Change-156 (-100%)

Value$0 (-$2)

Filed 2022-11-16

Accel Wealth Management

CLOSED

Shares0 from 150

Change-150 (-100%)

Value$0 (-$2)

Filed 2022-10-12

Quadrant Capital Group LLC

CLOSED

Shares0 from 29

Change-29 (-100%)

Value$0 ($0)

Filed 2022-11-10

Allworth Financial LP

CLOSED

Shares0 from 19

Change-19 (-100%)

Value$0 ($0)

Filed 2022-11-14

Proequities, Inc.

CLOSED

Shares0 from 0

Change0

Value$0 ($0)

Filed 2022-11-15

Norges Bank

N/A

Shares— from 356,900

Change-356,900 (-100%)

Value—

Filed 2023-11-13

	Status
IFP Advisors, Inc	UNCHANGED	433	433	0	0%	$4	$4	$0	2022-11-08
Harbour Investments, Inc.	UNCHANGED	79	79	0	0%	$1	$1	$0	2022-11-15
BlackRock Inc.	CLOSED	0	3,479,493	-3,479,493	-100%	$54.7K	$0	-$54.7K	2022-11-14
Vanguard Group Inc	CLOSED	0	2,641,795	-2,641,795	-100%	$41.6K	$0	-$41.6K	2022-11-14
Magnetar Financial LLC	CLOSED	0	2,424,399	-2,424,399	-100%	$38.1K	$0	-$38.1K	2022-11-14
Alpine Associates Management Inc.	CLOSED	0	2,344,094	-2,344,094	-100%	$36.9K	$0	-$36.9K	2022-11-10
State Street Corp	CLOSED	0	2,305,202	-2,305,202	-100%	$36.3K	$0	-$36.3K	2022-11-15
Pentwater Capital Management LP	CLOSED	0	2,100,000	-2,100,000	-100%	$33.0K	$0	-$33.0K	2022-11-14
Paradigm Capital Management Inc	CLOSED	0	2,060,000	-2,060,000	-100%	$32.4K	$0	-$32.4K	2022-10-26
Millennium Management LLC	CLOSED	0	1,955,993	-1,955,993	-100%	$30.8K	$0	-$30.8K	2022-11-14
Alliancebernstein L.P.	CLOSED	0	1,890,884	-1,890,884	-100%	$29.7K	$0	-$29.7K	2022-11-15
Dimensional Fund Advisors LP	CLOSED	0	1,817,091	-1,817,091	-100%	$28.6K	$0	-$28.6K	2022-11-10
Goldman Sachs Group Inc	CLOSED	0	1,689,218	-1,689,218	-100%	$26.6K	$0	-$26.6K	2024-05-14
Healthcare of Ontario Pension Plan Trust Fund	CLOSED	0	1,395,500	-1,395,500	-100%	$22.0K	$0	-$22.0K	2022-11-14
TIG Advisors, LLC	CLOSED	0	1,362,380	-1,362,380	-100%	$21.4K	$0	-$21.4K	2022-11-14
Renaissance Technologies LLC	CLOSED	0	1,236,457	-1,236,457	-100%	$19.4K	$0	-$19.4K	2022-11-14
Water Island Capital LLC	CLOSED	0	1,151,614	-1,151,614	-100%	$18.1K	$0	-$18.1K	2022-11-14
Versor Investments LP	CLOSED	0	1,106,272	-1,106,272	-100%	$17.4K	$0	-$17.4K	2022-10-25
Morgan Stanley	CLOSED	0	991,236	-991,236	-100%	$15.6K	$0	-$15.6K	2022-11-14
Geode Capital Management, LLC	CLOSED	0	879,817	-879,817	-100%	$13.8K	$0	-$13.8K	2022-11-14
AQR Arbitrage LLC	CLOSED	0	872,818	-872,818	-100%	$13.7K	$0	-$13.7K	2022-11-14
Westchester Capital Management, LLC	CLOSED	0	866,717	-866,717	-100%	$13.6K	$0	-$13.6K	2022-11-17
Bank of America Corp	CLOSED	0	747,914	-747,914	-100%	$11.8K	$0	-$11.8K	2022-11-14
Man Group plc	CLOSED	0	745,449	-745,449	-100%	$11.7K	$0	-$11.7K	2022-11-14
JPMorgan Chase & Co	CLOSED	0	744,968	-744,968	-100%	$11.7K	$0	-$11.7K	2022-11-14
LMR Partners LLP	CLOSED	0	532,582	-532,582	-100%	$8.4K	$0	-$8.4K	2022-11-14
Nexpoint Asset Management, L.P.	CLOSED	0	529,170	-529,170	-100%	$8.3K	$0	-$8.3K	2022-11-14
Northern Trust Corp	CLOSED	0	494,857	-494,857	-100%	$7.8K	$0	-$7.8K	2022-11-14
Crabel Capital Management, LLC	CLOSED	0	477,707	-477,707	-100%	$7.5K	$0	-$7.5K	2022-11-14
Ergoteles LLC	CLOSED	0	461,532	-461,532	-100%	$7.3K	$0	-$7.3K	2022-11-14
Maso Capital Partners Ltd	CLOSED	0	393,922	-393,922	-100%	$6.2K	$0	-$6.2K	2022-11-16
HSBC Holdings PLC	CLOSED	0	390,545	-390,545	-100%	$6.1K	$0	-$6.1K	2022-11-14
EHP Funds Inc.	CLOSED	0	387,816	-387,816	-100%	$6.1K	$0	-$6.1K	2022-11-14
Gabelli Funds LLC	CLOSED	0	376,171	-376,171	-100%	$5.9K	$0	-$5.9K	2022-11-14
Qube Research & Technologies Ltd	CLOSED	0	364,574	-364,574	-100%	$5.7K	$0	-$5.7K	2022-11-14
Penserra Capital Management LLC	CLOSED	0	306,885	-306,885	-100%	$4.8K	$0	-$4.8K	2022-11-14
Beryl Capital Management LLC	CLOSED	0	298,468	-298,468	-100%	$4.7K	$0	-$4.7K	2022-11-14
UBS Group AG	CLOSED	0	294,314	-294,314	-100%	$4.6K	$0	-$4.6K	2022-11-10
Athos Capital Ltd	CLOSED	0	273,000	-273,000	-100%	$4.3K	$0	-$4.3K	2022-11-14
Marshall Wace, LLP	CLOSED	0	272,134	-272,134	-100%	$4.3K	$0	-$4.3K	2022-11-14
Citadel Advisors LLC	CLOSED	0	260,595	-260,595	-100%	$4.1K	$0	-$4.1K	2022-11-14
BCK Capital Management LP	CLOSED	0	259,809	-259,809	-100%	$4.1K	$0	-$4.1K	2022-11-08
Needham Investment Management LLC	CLOSED	0	240,000	-240,000	-100%	$3.8K	$0	-$3.8K	2022-11-14
Gabelli & Co Investment Advisers, Inc.	CLOSED	0	231,076	-231,076	-100%	$3.6K	$0	-$3.6K	2022-11-14
Prelude Capital Management, LLC	CLOSED	0	208,664	-208,664	-100%	$3.3K	$0	-$3.3K	2022-11-14
Omni Event Management Ltd	CLOSED	0	203,965	-203,965	-100%	$3.2K	$0	-$3.2K	2022-11-10
Herald Investment Management Ltd	CLOSED	0	200,000	-200,000	-100%	$3.1K	$0	-$3.1K	2022-11-07
Voloridge Investment Management, LLC	CLOSED	0	196,124	-196,124	-100%	$3.1K	$0	-$3.1K	2022-11-14
Calamos Advisors LLC	CLOSED	0	192,524	-192,524	-100%	$3.0K	$0	-$3.0K	2022-10-24
Havens Advisors LLC	CLOSED	0	191,000	-191,000	-100%	$3.0K	$0	-$3.0K	2022-10-12
Candriam S.C.A.	CLOSED	0	189,128	-189,128	-100%	$3.0K	$0	-$3.0K	2022-11-10
Citigroup Inc	CLOSED	0	157,387	-157,387	-100%	$2.5K	$0	-$2.5K	2022-11-10
Hudson Bay Capital Management LP	CLOSED	0	151,787	-151,787	-100%	$2.4K	$0	-$2.4K	2022-11-14
Nuveen Asset Management, LLC	CLOSED	0	150,353	-150,353	-100%	$2.4K	$0	-$2.4K	2022-11-14
Millrace Asset Group, Inc.	CLOSED	0	148,503	-148,503	-100%	$2.3K	$0	-$2.3K	2022-10-31
Olympiad Research LP	CLOSED	0	133,119	-133,119	-100%	$2.1K	$0	-$2.1K	2023-02-01
Vazirani Asset Management LLC	CLOSED	0	125,000	-125,000	-100%	$2.0K	$0	-$2.0K	2022-11-14
Swiss National Bank	CLOSED	0	124,600	-124,600	-100%	$2.0K	$0	-$2.0K	2022-11-09
Ramius Advisors LLC	CLOSED	0	121,416	-121,416	-100%	$1.9K	$0	-$1.9K	2022-11-10
Wolverine Asset Management LLC	CLOSED	0	113,894	-113,894	-100%	$1.8K	$0	-$1.8K	2022-11-10
Centiva Capital, LP	CLOSED	0	113,076	-113,076	-100%	$1.8K	$0	-$1.8K	2022-11-14
Mitsubishi UFJ Asset Management Co., Ltd.	CLOSED	0	103,469	-103,469	-100%	$1.6K	$0	-$1.6K	2022-11-01
Guggenheim Capital LLC	CLOSED	0	102,036	-102,036	-100%	$1.6K	$0	-$1.6K	2022-11-14
Raymond James Financial Services Advisors, Inc.	CLOSED	0	102,014	-102,014	-100%	$1.6K	$0	-$1.6K	2022-10-25
Lombard Odier Asset Management (USA) Corp	CLOSED	0	97,200	-97,200	-100%	$1.5K	$0	-$1.5K	2022-11-14
Credit Suisse AG/	CLOSED	0	95,076	-95,076	-100%	$1.5K	$0	-$1.5K	2022-11-10
New York Life Investment Management LLC	CLOSED	0	84,341	-84,341	-100%	$1.3K	$0	-$1.3K	2022-11-10
Canada Pension Plan Investment Board	CLOSED	0	83,050	-83,050	-100%	$1.3K	$0	-$1.3K	2022-11-14
Walleye Capital LLC	CLOSED	0	80,198	-80,198	-100%	$1.3K	$0	-$1.3K	2022-11-14
Yakira Capital Management, Inc.	CLOSED	0	77,739	-77,739	-100%	$1.2K	$0	-$1.2K	2022-11-10
Bank of Montreal	CLOSED	0	74,040	-74,040	-100%	$1.2K	$0	-$1.2K	2022-11-10
Jane Street Group, LLC	CLOSED	0	73,368	-73,368	-100%	$1.2K	$0	-$1.2K	2022-11-15
Invesco Ltd.	CLOSED	0	71,484	-71,484	-100%	$1.1K	$0	-$1.1K	2022-11-14
California State Teachers Retirement System	CLOSED	0	67,806	-67,806	-100%	$1.1K	$0	-$1.1K	2022-11-21
Squarepoint Ops LLC	CLOSED	0	64,493	-64,493	-100%	$1.0K	$0	-$1.0K	2022-11-14
Rhumbline Advisers	CLOSED	0	62,482	-62,482	-100%	$983	$0	-$983	2022-11-10
Mint Tower Capital Management B.V.	CLOSED	0	62,082	-62,082	-100%	$977	$0	-$977	2022-11-22
First Trust Capital Management L.P.	CLOSED	0	56,660	-56,660	-100%	$891	$0	-$891	2022-11-14
MetLife Investment Management, LLC	CLOSED	0	53,922	-53,922	-100%	$848.2K	$0	-$848.2K	2024-05-10
HRT Financial LP	CLOSED	0	50,756	-50,756	-100%	$798	$0	-$798	2022-11-14
Deutsche Bank Ag\	CLOSED	0	48,994	-48,994	-100%	$771	$0	-$771	2022-11-14
Public Employees Retirement System of Ohio	CLOSED	0	48,000	-48,000	-100%	$755	$0	-$755	2022-11-15
UBS Asset Management Americas LLC	CLOSED	0	43,178	-43,178	-100%	$679.2K	$0	-$679.2K	2022-11-14
Russell Investments Group, Ltd.	CLOSED	0	39,939	-39,939	-100%	$628	$0	-$628	2022-11-04
Susquehanna International Group, LLP	CLOSED	0	37,912	-37,912	-100%	$596	$0	-$596	2022-11-14
Natixis	CLOSED	0	37,852	-37,852	-100%	$595	$0	-$595	2022-11-14
Weiss Multi-Strategy Advisers LLC	CLOSED	0	37,056	-37,056	-100%	$583	$0	-$583	2022-11-14
HAP Trading, LLC	CLOSED	0	36,087	-36,087	-100%	$568	$0	-$568	2022-11-14
Victory Capital Management Inc	CLOSED	0	35,723	-35,723	-100%	$562	$0	-$562	2022-11-02
Shay Capital LLC	CLOSED	0	35,635	-35,635	-100%	$561	$0	-$561	2022-11-14
New York State Common Retirement Fund	CLOSED	0	35,144	-35,144	-100%	$553	$0	-$553	2022-11-08
PenderFund Capital Management Ltd.	CLOSED	0	30,300	-30,300	-100%	$614	$0	-$614	2022-11-14
GSA Capital Partners LLP	CLOSED	0	29,094	-29,094	-100%	$458	$0	-$458	2022-11-14
Wellington Management Group LLP	CLOSED	0	28,248	-28,248	-100%	$444	$0	-$444	2022-11-14
Telemetry Investments, L.L.C.	CLOSED	0	26,200	-26,200	-100%	$412	$0	-$412	2022-11-17
SG Americas Securities, LLC	CLOSED	0	25,354	-25,354	-100%	$399	$0	-$399	2022-10-31
American International Group, Inc.	CLOSED	0	24,608	-24,608	-100%	$387	$0	-$387	2022-11-14
Allianz Asset Management GmbH	CLOSED	0	24,000	-24,000	-100%	$378	$0	-$378	2022-11-08
Diametric Capital, LP	CLOSED	0	23,637	-23,637	-100%	$372	$0	-$372	2022-11-14
Vident Investment Advisory, LLC	CLOSED	0	22,302	-22,302	-100%	$351	$0	-$351	2022-11-14
Boothbay Fund Management, LLC	CLOSED	0	21,627	-21,627	-100%	$340	$0	-$340	2022-11-14
Barclays PLC	CLOSED	0	21,042	-21,042	-100%	$331	$0	-$331	2022-11-03
AdvisorShares Investments LLC	CLOSED	0	21,000	-21,000	-100%	$330	$0	-$330	2022-11-14
Manufacturers Life Insurance Company, the	CLOSED	0	20,949	-20,949	-100%	$329.5K	$0	-$329.5K	2023-08-11
Two Sigma Investments, LP	CLOSED	0	20,498	-20,498	-100%	$322	$0	-$322	2022-11-14
Voya Investment Management LLC	CLOSED	0	19,609	-19,609	-100%	$308	$0	-$308	2025-02-07
Legal & General Group Plc	CLOSED	0	19,109	-19,109	-100%	$301	$0	-$301	2022-11-14
Dynamic Technology Lab Private Ltd	CLOSED	0	17,512	-17,512	-100%	$275	$0	-$275	2022-11-14
Naples Global Advisors, LLC	CLOSED	0	17,000	-17,000	-100%	$267	$0	-$267	2022-10-20
Mirae Asset Global Investments Co., Ltd.	CLOSED	0	15,818	-15,818	-100%	$249	$0	-$249	2022-11-10
State Board of Administration of Florida Retirement System	CLOSED	0	15,436	-15,436	-100%	$243	$0	-$243	2022-11-08
AQR Capital Management LLC	CLOSED	0	15,113	-15,113	-100%	$238	$0	-$238	2022-11-14
CSS LLC	CLOSED	0	14,849	-14,849	-100%	$234	$0	-$234	2022-11-14
Arizona State Retirement System	CLOSED	0	14,392	-14,392	-100%	$226	$0	-$226	2022-11-07
Shell Asset Management Co	CLOSED	0	14,259	-14,259	-100%	$224	$0	-$224	2022-11-14
Fora Capital, LLC	CLOSED	0	14,124	-14,124	-100%	$222	$0	-$222	2022-11-14
LOS Angeles Capital Management LLC	CLOSED	0	13,469	-13,469	-100%	$212	$0	-$212	2022-11-02
State of Wisconsin Investment Board	CLOSED	0	12,810	-12,810	-100%	$202	$0	-$202	2022-11-14
Cubist Systematic Strategies, LLC	CLOSED	0	12,788	-12,788	-100%	$201	$0	-$201	2022-11-14
BNP Paribas Financial Markets	CLOSED	0	12,514	-12,514	-100%	$196.8K	$0	-$196.8K	2022-11-16
Gamco Investors, Inc. ET AL	CLOSED	0	12,423	-12,423	-100%	$195	$0	-$195	2022-11-14
Sarissa Consulting LLC	CLOSED	0	12,000	-12,000	-100%	$189	$0	-$189	2022-11-14
Thoroughbred Financial Services, LLC	CLOSED	0	10,985	-10,985	-100%	$172	$0	-$172	2022-10-27
Truvestments Capital LLC	CLOSED	0	10,578	-10,578	-100%	$166	$0	-$166	2022-11-15
Henderson Group PLC	CLOSED	0	10,306	-10,306	-100%	$162	$0	-$162	2023-01-13
Vestor Capital, LLC	CLOSED	0	10,000	-10,000	-100%	$157	$0	-$157	2022-11-14
Group One Trading LLC	CLOSED	0	9,226	-9,226	-100%	$145	$0	-$145	2022-11-09
Amalgamated Bank	CLOSED	0	8,229	-8,229	-100%	$129	$0	-$129	2022-11-09
Standard Family Office LLC	CLOSED	0	8,000	-8,000	-100%	$126	$0	-$126	2022-11-14
Zurcher Kantonalbank (Zurich Cantonalbank)	CLOSED	0	6,795	-6,795	-100%	$107	$0	-$107	2022-11-09
Wells Fargo & Company	CLOSED	0	4,945	-4,945	-100%	$78	$0	-$78	2022-11-14
Ameritas Investment Partners, Inc.	CLOSED	0	4,198	-4,198	-100%	$66	$0	-$66	2022-11-14
Metropolitan Life Insurance Co	CLOSED	0	3,318	-3,318	-100%	$52.2K	$0	-$52.2K	2023-06-14
Tower Research Capital LLC (TRC)	CLOSED	0	2,990	-2,990	-100%	$47	$0	-$47	2022-11-10
Equitec Proprietary Markets, LLC	CLOSED	0	2,700	-2,700	-100%	$42	$0	-$42	2022-10-11
FMR LLC	CLOSED	0	1,584	-1,584	-100%	$24.9K	$0	-$24.9K	2026-11-05
S.A.C. Capital Advisors (Hong Kong) Ltd.	CLOSED	0	1,548	-1,548	-100%	$24	$0	-$24	2022-11-14
Simplex Trading, LLC	CLOSED	0	1,333	-1,333	-100%	$20	$0	-$20	2022-11-04
Geneos Wealth Management Inc.	CLOSED	0	1,306	-1,306	-100%	$20	$0	-$20	2022-11-14
Federated Hermes, Inc.	CLOSED	0	1,124	-1,124	-100%	$18	$0	-$18	2022-11-14
Venture Visionary Partners LLC	CLOSED	0	1,000	-1,000	-100%	$15.7K	$0	-$15.7K	2022-11-14
Northwestern Mutual Wealth Management Co	CLOSED	0	1,000	-1,000	-100%	$16	$0	-$16	2022-11-14
Blue Bell Private Wealth Management, LLC	CLOSED	0	800	-800	-100%	$13	$0	-$13	2022-11-09
Macquarie Group LTD	CLOSED	0	615	-615	-100%	$10	$0	-$10	2022-11-14
Signaturefd, LLC	CLOSED	0	504	-504	-100%	$8	$0	-$8	2022-11-08
Stonebridge Capital Advisors LLC	CLOSED	0	500	-500	-100%	$8	$0	-$8	2022-11-14
Royal Bank of Canada	CLOSED	0	296	-296	-100%	$5	$0	-$5	2022-11-14
Osaic Holdings, Inc.	CLOSED	0	200	-200	-100%	$3	$0	-$3	2022-11-14
Manchester Capital Management LLC	CLOSED	0	171	-171	-100%	$3	$0	-$3	2022-11-08
Captrust Financial Advisors	CLOSED	0	156	-156	-100%	$2	$0	-$2	2022-11-16
Accel Wealth Management	CLOSED	0	150	-150	-100%	$2	$0	-$2	2022-10-12
Quadrant Capital Group LLC	CLOSED	0	29	-29	-100%	$0	$0	$0	2022-11-10
Allworth Financial LP	CLOSED	0	19	-19	-100%	$0	$0	$0	2022-11-14
Proequities, Inc.	CLOSED	0	0	0	—	$0	$0	$0	2022-11-15
Norges Bank	N/A	—	356,900	-356,900	-100%	$5.6M	—	—	2023-11-13

Showing 155 of 155 institutions