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Neuberger Brman Clifrn Muni

Q2 2023 vs Q3 2023

Comparing institutional holders between quarters

Quarters

Q3 2023Q2 2023Q1 2023Q4 2022Q3 2022
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Saba Capital Management, L.P.A
INCREASED
Shares531,221 from 439,848
Change+91,373 (+21%)
Value$5.2M (+$516.3K)
Filed 2023-11-14
SIT Investment Associates Inc
INCREASED
Shares429,836 from 158,097
Change+271,739 (+172%)
Value$4.2K (+$2.5K)
Filed 2023-11-13
Melfa Wealth Management, Inc.
DECREASED
Shares150,222 from 155,673
Change-5,451 (-3%)
Value$1.5M (-$187.2K)
Filed 2023-10-30
Hennion & Walsh Asset Management, Inc.
DECREASED
Shares95,681 from 118,543
Change-22,862 (-19%)
Value$936.7K (+$935.5K)
Filed 2023-10-27
UBS Group AG
DECREASED
Shares92,627 from 97,012
Change-4,385 (-5%)
Value$906.8K (-$126.4K)
Filed 2023-11-09
Guggenheim Capital LLC
DECREASED
Shares88,691 from 104,565
Change-15,874 (-15%)
Value$868.3K (-$245.3K)
Filed 2023-11-14
Logan Stone Capital, LLC
INCREASED
Shares81,174 from 72,434
Change+8,740 (+12%)
Value$794.7K (+$23.3K)
Filed 2023-11-14
Rivernorth Capital Management, LLC
INCREASED
Shares74,901 from 43,589
Change+31,312 (+72%)
Value$733.3K (+$269.1K)
Filed 2023-11-14
Wells Fargo & Company
DECREASED
Shares68,937 from 69,112
Change-175 (0%)
Value$674.9K (-$61.2K)
Filed 2023-11-13
Ameriprise Financial Inc
DECREASED
Shares68,791 from 69,849
Change-1,058 (-2%)
Value$673.5K (-$70.4K)
Filed 2023-11-14
Advisors Asset Management, Inc.
DECREASED
Shares67,682 from 70,020
Change-2,338 (-3%)
Value$662.6K (-$83.1K)
Filed 2026-08-26
Matisse Capital
UNCHANGED
Shares66,646 from 66,646
Change0 (0%)
Value$652.5K (-$57.3K)
Filed 2023-10-13
Almitas Capital LLC
DECREASED
Shares43,410 from 67,716
Change-24,306 (-36%)
Value$425.0K (-$308.4K)
Filed 2023-11-21
Evoke Wealth, LLC
DECREASED
Shares37,800 from 40,900
Change-3,100 (-8%)
Value$372.8K (-$63.8K)
Filed 2023-11-13
Morgan Stanley
DECREASED
Shares27,992 from 36,324
Change-8,332 (-23%)
Value$274.0K (-$112.8K)
Filed 2023-11-15
SkyView Investment Advisors, LLC
UNCHANGED
Shares24,302 from 24,302
Change0 (0%)
Value$238 (-$21)
Filed 2023-11-17
First Foundation Advisors
UNCHANGED
Shares12,705 from 12,705
Change0 (0%)
Value$124.4K (-$10.9K)
Filed 2023-11-15
Private Advisor Group, LLC
UNCHANGED
Shares12,275 from 12,275
Change0 (0%)
Value$120.2K (-$10.6K)
Filed 2023-11-03
Concorde Asset Management, LLC
UNCHANGED
Shares12,000 from 12,000
Change0 (0%)
Value$117.5K (-$10.3K)
Filed 2023-11-13
Bank of America Corp
UNCHANGED
Shares8,000 from 8,000
Change0 (0%)
Value$78.3K (-$6.9K)
Filed 2023-11-14
Wolverine Asset Management LLC
DECREASED
Shares4,554 from 17,564
Change-13,010 (-74%)
Value$44.6K (-$142.5K)
Filed 2023-11-13
Hollencrest Capital Management
UNCHANGED
Shares2,240 from 2,240
Change0 (0%)
Value$21.9K (-$1.9K)
Filed 2023-11-13
Proequities, Inc.
UNCHANGED
Shares0 from 0
Change0
Value$0 ($0)
Filed 2023-10-30
Status
Saba Capital Management, L.P.A
INCREASED531,221439,848+91,373+21%$4.7M$5.2M+$516.3K2023-11-14
SIT Investment Associates Inc
INCREASED429,836158,097+271,739+172%$1.7K$4.2K+$2.5K2023-11-13
Melfa Wealth Management, Inc.
DECREASED150,222155,673-5,451-3%$1.7M$1.5M-$187.2K2023-10-30
Hennion & Walsh Asset Management, Inc.
DECREASED95,681118,543-22,862-19%$1.3K$936.7K+$935.5K2023-10-27
UBS Group AG
DECREASED92,62797,012-4,385-5%$1.0M$906.8K-$126.4K2023-11-09
Guggenheim Capital LLC
DECREASED88,691104,565-15,874-15%$1.1M$868.3K-$245.3K2023-11-14
Logan Stone Capital, LLC
INCREASED81,17472,434+8,740+12%$771.4K$794.7K+$23.3K2023-11-14
Rivernorth Capital Management, LLC
INCREASED74,90143,589+31,312+72%$464.2K$733.3K+$269.1K2023-11-14
Wells Fargo & Company
DECREASED68,93769,112-1750%$736.0K$674.9K-$61.2K2023-11-13
Ameriprise Financial Inc
DECREASED68,79169,849-1,058-2%$743.9K$673.5K-$70.4K2023-11-14
Advisors Asset Management, Inc.
DECREASED67,68270,020-2,338-3%$745.7K$662.6K-$83.1K2026-08-26
Matisse Capital
UNCHANGED66,64666,64600%$709.8K$652.5K-$57.3K2023-10-13
Almitas Capital LLC
DECREASED43,41067,716-24,306-36%$733.4K$425.0K-$308.4K2023-11-21
Evoke Wealth, LLC
DECREASED37,80040,900-3,100-8%$436.6K$372.8K-$63.8K2023-11-13
Morgan Stanley
DECREASED27,99236,324-8,332-23%$386.9K$274.0K-$112.8K2023-11-15
SkyView Investment Advisors, LLC
UNCHANGED24,30224,30200%$259$238-$212023-11-17
First Foundation Advisors
UNCHANGED12,70512,70500%$135.3K$124.4K-$10.9K2023-11-15
Private Advisor Group, LLC
UNCHANGED12,27512,27500%$130.7K$120.2K-$10.6K2023-11-03
Concorde Asset Management, LLC
UNCHANGED12,00012,00000%$127.8K$117.5K-$10.3K2023-11-13
Bank of America Corp
UNCHANGED8,0008,00000%$85.2K$78.3K-$6.9K2023-11-14
Wolverine Asset Management LLC
DECREASED4,55417,564-13,010-74%$187.1K$44.6K-$142.5K2023-11-13
Hollencrest Capital Management
UNCHANGED2,2402,24000%$23.9K$21.9K-$1.9K2023-11-13
Proequities, Inc.
UNCHANGED000—$0$0$02023-10-30
Showing 23 of 23 institutions