Neuberger Berman NY INT MUN

Q2 2023 vs Q3 2023

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Morgan Stanley

INCREASED

Shares454,860 from 401,980

Change+52,880 (+13%)

Value$4.0M (+$153.7K)

Filed 2023-11-15

Saba Capital Management, L.P.A

INCREASED

Shares407,073 from 310,445

Change+96,628 (+31%)

Value$3.6M (+$607.4K)

Filed 2023-11-14

SIT Investment Associates Inc

INCREASED

Shares177,500 from 87,321

Change+90,179 (+103%)

Value$1.6K (+$723)

Filed 2023-11-13

Rivernorth Capital Management, LLC

NEW

Shares150,603

Change+150,603

Value$1.3M

Filed 2023-11-14

Guggenheim Capital LLC

INCREASED

Shares95,265 from 89,008

Change+6,257 (+7%)

Value$834.5K (-$13.7K)

Filed 2023-11-14

Hennion & Walsh Asset Management, Inc.

DECREASED

Shares93,261 from 139,258

Change-45,997 (-33%)

Value$817.0K (+$815.6K)

Filed 2023-10-27

Karpus Management, Inc.

DECREASED

Shares82,567 from 202,567

Change-120,000 (-59%)

Value$723.3K (-$1.2M)

Filed 2023-11-09

UBS Group AG

DECREASED

Shares56,904 from 68,539

Change-11,635 (-17%)

Value$498.5K (-$154.7K)

Filed 2023-11-09

Logan Stone Capital, LLC

INCREASED

Shares52,310 from 32,667

Change+19,643 (+60%)

Value$458.2K (+$146.9K)

Filed 2023-11-14

Matisse Capital

UNCHANGED

Shares50,964 from 50,964

Change0 (0%)

Value$446.4K (-$39.2K)

Filed 2023-10-13

SkyView Investment Advisors, LLC

UNCHANGED

Shares50,100 from 50,100

Change0 (0%)

Value$439 (-$38)

Filed 2023-11-17

Wells Fargo & Company

DECREASED

Shares40,913 from 41,708

Change-795 (-2%)

Value$358.4K (-$39.1K)

Filed 2023-11-13

Bridgewater Advisors Inc.

UNCHANGED

Shares38,027 from 38,027

Change0 (0%)

Value$333.1K (-$29.3K)

Filed 2023-10-24

Bulldog Investors, LLPA

UNCHANGED

Shares34,908 from 34,908

Change0 (0%)

Value$305.8K (-$26.9K)

Filed 2023-11-13

HighTower Advisors, LLC

UNCHANGED

Shares34,906 from 34,906

Change0 (0%)

Value$306.0K (-$27.0K)

Filed 2023-11-08

Mackay Shields LLC

UNCHANGED

Shares25,745 from 25,745

Change0 (0%)

Value$225.5K (-$19.8K)

Filed 2023-10-25

Yakira Capital Management, Inc.

NEW

Shares22,034

Change+22,034

Value$193.0K

Filed 2023-11-13

Horizon Kinetics Asset Management LLC

UNCHANGED

Shares16,232 from 16,232

Change0 (0%)

Value$142.2K (-$12.5K)

Filed 2023-11-14

Susquehanna International Group, LLP

NEW

Shares16,066

Change+16,066

Value$140.7K

Filed 2023-11-14

Dakota Wealth Management

UNCHANGED

Shares11,800 from 11,800

Change0 (0%)

Value$103.4K (-$9.1K)

Filed 2023-10-24

Bank of America Corp

DECREASED

Shares8,939 from 11,314

Change-2,375 (-21%)

Value$78.3K (-$29.5K)

Filed 2023-11-14

Osaic Holdings, Inc.

UNCHANGED

Shares2,300 from 2,300

Change0 (0%)

Value$20.1K (-$1.8K)

Filed 2023-11-13

Wolverine Asset Management LLC

NEW

Shares408

Change+408

Value$3.6K

Filed 2023-11-13

Almitas Capital LLC

CLOSED

Shares0 from 25,412

Change-25,412 (-100%)

Value$0 (-$244.7K)

Filed 2023-11-21

King Wealth Management Group

CLOSED

Shares0 from 22,190

Change-22,190 (-100%)

Value$0 (-$211)

Filed 2023-11-09

Commonwealth Equity Services, LLC

CLOSED

Shares0 from 17,750

Change-17,750 (-100%)

Value$0 (-$169)

Filed 2023-10-23

Steward Partners Investment Advisory, LLC

CLOSED

Shares0 from 9,500

Change-9,500 (-100%)

Value$0 (-$90.5K)

Filed 2023-11-13

Proequities, Inc.

UNCHANGED

Shares0 from 0

Change0

Value$0 ($0)

Filed 2023-10-30

	Status
Morgan Stanley	INCREASED	454,860	401,980	+52,880	+13%	$3.8M	$4.0M	+$153.7K	2023-11-15
Saba Capital Management, L.P.A	INCREASED	407,073	310,445	+96,628	+31%	$3.0M	$3.6M	+$607.4K	2023-11-14
SIT Investment Associates Inc	INCREASED	177,500	87,321	+90,179	+103%	$832	$1.6K	+$723	2023-11-13
Rivernorth Capital Management, LLC	NEW	150,603	—	+150,603	—	—	$1.3M	—	2023-11-14
Guggenheim Capital LLC	INCREASED	95,265	89,008	+6,257	+7%	$848.2K	$834.5K	-$13.7K	2023-11-14
Hennion & Walsh Asset Management, Inc.	DECREASED	93,261	139,258	-45,997	-33%	$1.3K	$817.0K	+$815.6K	2023-10-27
Karpus Management, Inc.	DECREASED	82,567	202,567	-120,000	-59%	$1.9M	$723.3K	-$1.2M	2023-11-09
UBS Group AG	DECREASED	56,904	68,539	-11,635	-17%	$653.2K	$498.5K	-$154.7K	2023-11-09
Logan Stone Capital, LLC	INCREASED	52,310	32,667	+19,643	+60%	$311.3K	$458.2K	+$146.9K	2023-11-14
Matisse Capital	UNCHANGED	50,964	50,964	0	0%	$485.7K	$446.4K	-$39.2K	2023-10-13
SkyView Investment Advisors, LLC	UNCHANGED	50,100	50,100	0	0%	$477	$439	-$38	2023-11-17
Wells Fargo & Company	DECREASED	40,913	41,708	-795	-2%	$397.5K	$358.4K	-$39.1K	2023-11-13
Bridgewater Advisors Inc.	UNCHANGED	38,027	38,027	0	0%	$362.4K	$333.1K	-$29.3K	2023-10-24
Bulldog Investors, LLPA	UNCHANGED	34,908	34,908	0	0%	$332.7K	$305.8K	-$26.9K	2023-11-13
HighTower Advisors, LLC	UNCHANGED	34,906	34,906	0	0%	$333.0K	$306.0K	-$27.0K	2023-11-08
Mackay Shields LLC	UNCHANGED	25,745	25,745	0	0%	$245.4K	$225.5K	-$19.8K	2023-10-25
Yakira Capital Management, Inc.	NEW	22,034	—	+22,034	—	—	$193.0K	—	2023-11-13
Horizon Kinetics Asset Management LLC	UNCHANGED	16,232	16,232	0	0%	$154.7K	$142.2K	-$12.5K	2023-11-14
Susquehanna International Group, LLP	NEW	16,066	—	+16,066	—	—	$140.7K	—	2023-11-14
Dakota Wealth Management	UNCHANGED	11,800	11,800	0	0%	$112.5K	$103.4K	-$9.1K	2023-10-24
Bank of America Corp	DECREASED	8,939	11,314	-2,375	-21%	$107.8K	$78.3K	-$29.5K	2023-11-14
Osaic Holdings, Inc.	UNCHANGED	2,300	2,300	0	0%	$21.9K	$20.1K	-$1.8K	2023-11-13
Wolverine Asset Management LLC	NEW	408	—	+408	—	—	$3.6K	—	2023-11-13
Almitas Capital LLC	CLOSED	0	25,412	-25,412	-100%	$244.7K	$0	-$244.7K	2023-11-21
King Wealth Management Group	CLOSED	0	22,190	-22,190	-100%	$211	$0	-$211	2023-11-09
Commonwealth Equity Services, LLC	CLOSED	0	17,750	-17,750	-100%	$169	$0	-$169	2023-10-23
Steward Partners Investment Advisory, LLC	CLOSED	0	9,500	-9,500	-100%	$90.5K	$0	-$90.5K	2023-11-13
Proequities, Inc.	UNCHANGED	0	0	0	—	$0	$0	$0	2023-10-30

Showing 28 of 28 institutions