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Neuberger High Yield Strateg (NHS)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Absolute Investment Advisers, LLC
INCREASED
Shares880,503 from 800,744
Change+79,759 (+10%)
Value$4.8M (-$224.3K)
Filed 2026-10-21
GraniteShares Advisors LLC
INCREASED
Shares445,060 from 392,922
Change+52,138 (+13%)
Value$2.4M (-$39.6K)
Filed 2026-10-29
Matisse Capital
NEW
Shares340,000
Change+340,000
Value$1.8M
Filed 2026-10-29
Uncommon Cents Investing Inc
UNCHANGED
Shares247,750 from 247,750
Change0 (0%)
Value$1.3M (-$203.2K)
Filed 2026-10-20
J.W. Cole Advisors, Inc.
DECREASED
Shares216,395 from 218,297
Change-1,902 (-1%)
Value$1.2M (-$189.3K)
Filed 2026-11-05
Wolverine Asset Management LLC
INCREASED
Shares182,421 from 62,488
Change+119,933 (+192%)
Value$988.7K (+$598.8K)
Filed 2026-11-02
Melfa Wealth Management, Inc.
DECREASED
Shares99,142 from 104,287
Change-5,145 (-5%)
Value$537.4K (-$113.4K)
Filed 2026-11-06
Shaker Financial Services, LLC
NEW
Shares78,392
Change+78,392
Value$424.9K
Filed 2026-10-14
Total Wealth Planning & Management, Inc.
INCREASED
Shares63,400 from 54,302
Change+9,098 (+17%)
Value$343.6K (+$4.8K)
Filed 2026-10-23
Apollon Wealth Management, LLC
INCREASED
Shares48,202 from 47,078
Change+1,124 (+2%)
Value$261.3K (-$32.5K)
Filed 2026-10-23
SeaCrest Wealth Management, LLC
DECREASED
Shares44,838 from 45,661
Change-823 (-2%)
Value$243.0K (-$41.9K)
Filed 2026-10-21
Aegon USA Investment Management, LLC
NEW
Shares43,800
Change+43,800
Value$237.4K
Filed 2026-10-30
Creative Financial Designs Inc
INCREASED
Shares43,000 from 33,000
Change+10,000 (+30%)
Value$233.1K (+$27.1K)
Filed 2026-11-04
TrueMark Investments, LLC
INCREASED
Shares33,297 from 31,347
Change+1,950 (+6%)
Value$180.5K (-$15.1K)
Filed 2026-11-05
Commonwealth Equity Services, LLC
DECREASED
Shares22,533 from 28,763
Change-6,230 (-22%)
Value$122.1K (-$57.4K)
Filed 2026-11-02
AlphaCore Capital LLC
UNCHANGED
Shares21,000 from 21,000
Change0 (0%)
Value$113.8K (-$17.2K)
Filed 2026-11-04
MRA Advisory Group
INCREASED
Shares19,236 from 19,017
Change+219 (+1%)
Value$104.3K (-$14.4K)
Filed 2026-10-07
Kestra Advisory Services, LLC
DECREASED
Shares19,092 from 19,260
Change-168 (-1%)
Value$103.5K (-$16.7K)
Filed 2026-11-02
Capital Investment Advisors, LLC
INCREASED
Shares16,519 from 15,519
Change+1,000 (+6%)
Value$89.5K (-$7.3K)
Filed 2026-10-22
StoneX Group Inc.
DECREASED
Shares15,130 from 28,938
Change-13,808 (-48%)
Value$82.6K (-$102.2K)
Filed 2026-11-03
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares13,725 from 11,031
Change+2,694 (+24%)
Value$74 (-$68.9K)
Filed 2026-11-02
Bailard, Inc.
UNCHANGED
Shares10,839 from 10,839
Change0 (0%)
Value$58.7K (-$8.9K)
Filed 2026-10-13
Fifth Third Bancorp
INCREASED
Shares3,696 from 3,014
Change+682 (+23%)
Value$20.0K (+$1.2K)
Filed 2026-11-05
Highline Wealth Partners LLC
UNCHANGED
Shares1,500 from 1,500
Change0 (0%)
Value$8.1K (-$1.2K)
Filed 2026-10-19
Farther Finance Advisors, LLC
INCREASED
Shares1,117 from 1,066
Change+51 (+5%)
Value$6.1K (-$599)
Filed 2026-10-08
Community Financial Services Group, LLC
UNCHANGED
Shares470 from 470
Change0 (0%)
Value$2.5K (-$376)
Filed 2026-10-15
Pinnacle Wealth Planning Services, Inc.
DECREASED
Shares341 from 388
Change-47 (-12%)
Value$1.8K (-$573)
Filed 2026-10-27
WPG Advisers, LLC
UNCHANGED
Shares169 from 169
Change0 (0%)
Value$916 (-$139)
Filed 2026-10-27
CoreCap Advisors, LLC
CLOSED
Shares0 from 19,132
Change-19,132 (-100%)
Value$0 (-$119.4K)
Filed 2026-10-08
Axiom Investment Management LLC
CLOSED
Shares0 from 2,523
Change-2,523 (-100%)
Value$0 (-$15.7K)
Filed 2026-11-03
SIT Investment Associates Inc
N/A
Shares— from 5,605,481
Change-5,605,481 (-100%)
Value—
Rivernorth Capital Management, LLC
N/A
Shares— from 1,371,413
Change-1,371,413 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 725,270
Change-725,270 (-100%)
Value—
Guggenheim Capital LLC
N/A
Shares— from 488,989
Change-488,989 (-100%)
Value—
LPL Financial LLC
N/A
Shares— from 415,028
Change-415,028 (-100%)
Value—
Quarry LP
N/A
Shares— from 341,935
Change-341,935 (-100%)
Value—
Invesco Ltd.
N/A
Shares— from 322,732
Change-322,732 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 286,201
Change-286,201 (-100%)
Value—
Cable Car Capital, LPA
N/A
Shares— from 233,169
Change-233,169 (-100%)
Value—
Toronto Dominion Bank
N/A
Shares— from 204,757
Change-204,757 (-100%)
Value—
Clear Street Group Inc.
N/A
Shares— from 198,684
Change-198,684 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 198,182
Change-198,182 (-100%)
Value—
Ameriprise Financial Inc
N/A
Shares— from 172,589
Change-172,589 (-100%)
Value—
Marex Group Ltd
N/A
Shares— from 161,473
Change-161,473 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 152,385
Change-152,385 (-100%)
Value—
Bramshill Investments, LLC
N/A
Shares— from 133,785
Change-133,785 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 112,370
Change-112,370 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 110,364
Change-110,364 (-100%)
Value—
Logan Stone Capital, LLC
N/A
Shares— from 61,132
Change-61,132 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 53,680
Change-53,680 (-100%)
Value—
Readystate Asset Management LP
N/A
Shares— from 52,151
Change-52,151 (-100%)
Value—
UBS Group AG
N/A
Shares— from 49,622
Change-49,622 (-100%)
Value—
Equitable Holdings, Inc.
N/A
Shares— from 46,000
Change-46,000 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 45,215
Change-45,215 (-100%)
Value—
XTX Topco Ltd
N/A
Shares— from 37,737
Change-37,737 (-100%)
Value—
Robinson Capital Management, LLC
N/A
Shares— from 32,993
Change-32,993 (-100%)
Value—
HighTower Advisors, LLC
N/A
Shares— from 30,648
Change-30,648 (-100%)
Value—
PFG Investments, LLC
N/A
Shares— from 18,500
Change-18,500 (-100%)
Value—
Mercer Global Advisors Inc
N/A
Shares— from 13,244
Change-13,244 (-100%)
Value—
Cura Wealth Advisors, LLC
N/A
Shares— from 12,282
Change-12,282 (-100%)
Value—
EP Wealth Advisors, LLC
N/A
Shares— from 11,301
Change-11,301 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 10,341
Change-10,341 (-100%)
Value—
Osbon Capital Management LLC
N/A
Shares— from 1,810
Change-1,810 (-100%)
Value—
Berthel, Fisher & Company Financial Services, Inc.
N/A
Shares— from 1,754
Change-1,754 (-100%)
Value—
BFC Planning, Inc.
N/A
Shares— from 1,754
Change-1,754 (-100%)
Value—
Global Retirement Partners, LLC
N/A
Shares— from 1,131
Change-1,131 (-100%)
Value—
Status
Absolute Investment Advisers, LLC
INCREASED880,503800,744+79,759+10%$5.0M$4.8M-$224.3K2026-10-21
GraniteShares Advisors LLC
INCREASED445,060392,922+52,138+13%$2.5M$2.4M-$39.6K2026-10-29
Matisse Capital
NEW340,000—+340,000——$1.8M—2026-10-29
Uncommon Cents Investing Inc
UNCHANGED247,750247,75000%$1.5M$1.3M-$203.2K2026-10-20
J.W. Cole Advisors, Inc.
DECREASED216,395218,297-1,902-1%$1.4M$1.2M-$189.3K2026-11-05
Wolverine Asset Management LLC
INCREASED182,42162,488+119,933+192%$389.9K$988.7K+$598.8K2026-11-02
Melfa Wealth Management, Inc.
DECREASED99,142104,287-5,145-5%$650.8K$537.4K-$113.4K2026-11-06
Shaker Financial Services, LLC
NEW78,392—+78,392——$424.9K—2026-10-14
Total Wealth Planning & Management, Inc.
INCREASED63,40054,302+9,098+17%$338.8K$343.6K+$4.8K2026-10-23
Apollon Wealth Management, LLC
INCREASED48,20247,078+1,124+2%$293.8K$261.3K-$32.5K2026-10-23
SeaCrest Wealth Management, LLC
DECREASED44,83845,661-823-2%$284.9K$243.0K-$41.9K2026-10-21
Aegon USA Investment Management, LLC
NEW43,800—+43,800——$237.4K—2026-10-30
Creative Financial Designs Inc
INCREASED43,00033,000+10,000+30%$205.9K$233.1K+$27.1K2026-11-04
TrueMark Investments, LLC
INCREASED33,29731,347+1,950+6%$195.6K$180.5K-$15.1K2026-11-05
Commonwealth Equity Services, LLC
DECREASED22,53328,763-6,230-22%$179.5K$122.1K-$57.4K2026-11-02
AlphaCore Capital LLC
UNCHANGED21,00021,00000%$131.0K$113.8K-$17.2K2026-11-04
MRA Advisory Group
INCREASED19,23619,017+219+1%$118.7K$104.3K-$14.4K2026-10-07
Kestra Advisory Services, LLC
DECREASED19,09219,260-168-1%$120.2K$103.5K-$16.7K2026-11-02
Capital Investment Advisors, LLC
INCREASED16,51915,519+1,000+6%$96.8K$89.5K-$7.3K2026-10-22
StoneX Group Inc.
DECREASED15,13028,938-13,808-48%$184.8K$82.6K-$102.2K2026-11-03
Cambridge Investment Research Advisors, Inc.
INCREASED13,72511,031+2,694+24%$69.0K$74-$68.9K2026-11-02
Bailard, Inc.
UNCHANGED10,83910,83900%$67.6K$58.7K-$8.9K2026-10-13
Fifth Third Bancorp
INCREASED3,6963,014+682+23%$18.8K$20.0K+$1.2K2026-11-05
Highline Wealth Partners LLC
UNCHANGED1,5001,50000%$9.4K$8.1K-$1.2K2026-10-19
Farther Finance Advisors, LLC
INCREASED1,1171,066+51+5%$6.7K$6.1K-$5992026-10-08
Community Financial Services Group, LLC
UNCHANGED47047000%$2.9K$2.5K-$3762026-10-15
Pinnacle Wealth Planning Services, Inc.
DECREASED341388-47-12%$2.4K$1.8K-$5732026-10-27
WPG Advisers, LLC
UNCHANGED16916900%$1.1K$916-$1392026-10-27
CoreCap Advisors, LLC
CLOSED019,132-19,132-100%$119.4K$0-$119.4K2026-10-08
Axiom Investment Management LLC
CLOSED02,523-2,523-100%$15.7K$0-$15.7K2026-11-03
SIT Investment Associates Inc
N/A—5,605,481-5,605,481-100%$35.0M———
Rivernorth Capital Management, LLC
N/A—1,371,413-1,371,413-100%$8.6M———
Morgan Stanley
N/A—725,270-725,270-100%$4.5M———
Guggenheim Capital LLC
N/A—488,989-488,989-100%$3.1M———
LPL Financial LLC
N/A—415,028-415,028-100%$2.6M———
Quarry LP
N/A—341,935-341,935-100%$2.1M———
Invesco Ltd.
N/A—322,732-322,732-100%$2.0M———
Wells Fargo & Company
N/A—286,201-286,201-100%$1.8M———
Cable Car Capital, LPA
N/A—233,169-233,169-100%$1.5M———
Toronto Dominion Bank
N/A—204,757-204,757-100%$1.3M———
Clear Street Group Inc.
N/A—198,684-198,684-100%$1.2M———
JPMorgan Chase & Co
N/A—198,182-198,182-100%$1.2M———
Ameriprise Financial Inc
N/A—172,589-172,589-100%$1.1M———
Marex Group Ltd
N/A—161,473-161,473-100%$1.0M———
Harbour Investments, Inc.
N/A—152,385-152,385-100%$950.9K———
Bramshill Investments, LLC
N/A—133,785-133,785-100%$834.8K———
Osaic Holdings, Inc.
N/A—112,370-112,370-100%$701.2K———
Raymond James Financial Inc
N/A—110,364-110,364-100%$688.7K———
Logan Stone Capital, LLC
N/A—61,132-61,132-100%$381.5K———
Jane Street Group, LLC
N/A—53,680-53,680-100%$335.0K———
Readystate Asset Management LP
N/A—52,151-52,151-100%$325.4K———
UBS Group AG
N/A—49,622-49,622-100%$309.6K———
Equitable Holdings, Inc.
N/A—46,000-46,000-100%$287.0K———
NewEdge Advisors, LLC
N/A—45,215-45,215-100%$282.1K———
XTX Topco Ltd
N/A—37,737-37,737-100%$235.5K———
Robinson Capital Management, LLC
N/A—32,993-32,993-100%$205.9K———
HighTower Advisors, LLC
N/A—30,648-30,648-100%$191.2K———
PFG Investments, LLC
N/A—18,500-18,500-100%$115.4K———
Mercer Global Advisors Inc
N/A—13,244-13,244-100%$82.6K———
Cura Wealth Advisors, LLC
N/A—12,282-12,282-100%$76.6K———
EP Wealth Advisors, LLC
N/A—11,301-11,301-100%$70.5K———
Royal Bank of Canada
N/A—10,341-10,341-100%$65.0K———
Osbon Capital Management LLC
N/A—1,810-1,810-100%$11.3K———
Berthel, Fisher & Company Financial Services, Inc.
N/A—1,754-1,754-100%$10.9K———
BFC Planning, Inc.
N/A—1,754-1,754-100%$10.9K———
Global Retirement Partners, LLC
N/A—1,131-1,131-100%$7.1K———
Showing 66 of 66 institutions