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Neuberger Option Strategy ET (NBOS)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Assetmark, Inc
INCREASED
Shares1,030,779 from 1,018,963
Change+11,816 (+1%)
Value$29.3M (+$790.6K)
Filed 2026-10-21
Fifth Third Securities, Inc.
INCREASED
Shares105,533 from 99,622
Change+5,911 (+6%)
Value$3.0M (+$212.6K)
Filed 2026-10-21
J.W. Cole Advisors, Inc.
INCREASED
Shares30,211 from 29,692
Change+519 (+2%)
Value$859.8K (+$28.0K)
Filed 2026-11-05
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares22,357 from 10,606
Change+11,751 (+111%)
Value$636 (-$296.4K)
Filed 2026-11-02
Fortitude Advisory Group L.L.C.
INCREASED
Shares19,637 from 11,401
Change+8,236 (+72%)
Value$558.9K (+$239.5K)
Filed 2026-10-15
Concurrent Investment Advisors, LLC
INCREASED
Shares8,806 from 8,643
Change+163 (+2%)
Value$250.6K (+$8.5K)
Filed 2026-10-16
Commonwealth Equity Services, LLC
INCREASED
Shares8,651 from 8,590
Change+61 (+1%)
Value$246.2K (+$5.6K)
Filed 2026-11-02
TFB Advisors LLC
UNCHANGED
Shares7,330 from 7,330
Change0 (0%)
Value$208.6K (+$3.3K)
Filed 2026-11-02
Compass Financial Management LLC
DECREASED
Shares3,143 from 4,583
Change-1,440 (-31%)
Value$89.5K (-$40.6K)
Filed 2026-10-30
Quest 10 Wealth Builders, Inc.
UNCHANGED
Shares1,959 from 1,959
Change0 (0%)
Value$55.8K (+$873)
Filed 2026-11-02
Farther Finance Advisors, LLC
DECREASED
Shares1,265 from 1,665
Change-400 (-24%)
Value$36.0K (-$10.6K)
Filed 2026-10-08
Fifth Third Bancorp
NEW
Shares1,192
Change+1,192
Value$33.9K
Filed 2026-11-05
Lanark Financial, Inc.
UNCHANGED
Shares1,117 from 1,117
Change0 (0%)
Value$31.8K (+$499)
Filed 2026-10-26
Armstrong Advisory Group, Inc
NEW
Shares697
Change+697
Value$19.8K
Filed 2026-10-09
Triumph Capital Management
UNCHANGED
Shares478 from 478
Change0 (0%)
Value$13.6K (+$213)
Filed 2026-10-14
Key Capital Management, Inc
UNCHANGED
Shares175 from 175
Change0 (0%)
Value$5.0K (+$79)
Filed 2026-11-03
Networth Advisors, LLC
INCREASED
Shares52 from 51
Change+1 (+2%)
Value$1.5K (+$52)
Filed 2026-11-03
Kingdom Financial Group Llc.
UNCHANGED
Shares6 from 6
Change0 (0%)
Value$166 (+$6)
Filed 2026-11-04
HB Wealth Management, LLC
CLOSED
Shares0 from 32,202
Change-32,202 (-100%)
Value$0 (-$902.1K)
Filed 2026-10-23
Savant Capital, LLC
CLOSED
Shares0 from 16,960
Change-16,960 (-100%)
Value$0 (-$463.0K)
Filed 2026-11-06
Neuberger Berman Group LLC
N/A
Shares— from 6,638,404
Change-6,638,404 (-100%)
Value—
Cary Street Partners Financial LLC
N/A
Shares— from 758,975
Change-758,975 (-100%)
Value—
LPL Financial LLC
N/A
Shares— from 567,965
Change-567,965 (-100%)
Value—
Marquette Associates, Inc.
N/A
Shares— from 462,368
Change-462,368 (-100%)
Value—
Wealthspire Advisors, LLC
N/A
Shares— from 208,415
Change-208,415 (-100%)
Value—
Proficio Capital Partners LLC
N/A
Shares— from 207,525
Change-207,525 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 176,163
Change-176,163 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 133,036
Change-133,036 (-100%)
Value—
UBS Group AG
N/A
Shares— from 93,701
Change-93,701 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 77,994
Change-77,994 (-100%)
Value—
Marshall Investment Management, LLC
N/A
Shares— from 71,901
Change-71,901 (-100%)
Value—
MML Investors Services, LLC
N/A
Shares— from 58,493
Change-58,493 (-100%)
Value—
Equitable Holdings, Inc.
N/A
Shares— from 51,647
Change-51,647 (-100%)
Value—
Janney Montgomery Scott LLC
N/A
Shares— from 37,745
Change-37,745 (-100%)
Value—
Old Mission Capital LLC
N/A
Shares— from 31,911
Change-31,911 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 24,328
Change-24,328 (-100%)
Value—
Cerity Partners LLC
N/A
Shares— from 23,150
Change-23,150 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 15,261
Change-15,261 (-100%)
Value—
Goldman Sachs Group Inc
N/A
Shares— from 11,610
Change-11,610 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 10,979
Change-10,979 (-100%)
Value—
Cary Street Partners Investment Advisory LLC
N/A
Shares— from 7,457
Change-7,457 (-100%)
Value—
PNC Financial Services Group, Inc.
N/A
Shares— from 4,464
Change-4,464 (-100%)
Value—
Capital Analysts, LLC
N/A
Shares— from 3,572
Change-3,572 (-100%)
Value—
Allworth Financial LP
N/A
Shares— from 2,963
Change-2,963 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 1,000
Change-1,000 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 213
Change-213 (-100%)
Value—
Geneos Wealth Management Inc.
N/A
Shares— from 186
Change-186 (-100%)
Value—
Ameriflex Group, Inc.
N/A
Shares— from 101
Change-101 (-100%)
Value—
Status
Assetmark, Inc
INCREASED1,030,7791,018,963+11,816+1%$28.5M$29.3M+$790.6K2026-10-21
Fifth Third Securities, Inc.
INCREASED105,53399,622+5,911+6%$2.8M$3.0M+$212.6K2026-10-21
J.W. Cole Advisors, Inc.
INCREASED30,21129,692+519+2%$831.8K$859.8K+$28.0K2026-11-05
Cambridge Investment Research Advisors, Inc.
INCREASED22,35710,606+11,751+111%$297.0K$636-$296.4K2026-11-02
Fortitude Advisory Group L.L.C.
INCREASED19,63711,401+8,236+72%$319.4K$558.9K+$239.5K2026-10-15
Concurrent Investment Advisors, LLC
INCREASED8,8068,643+163+2%$242.1K$250.6K+$8.5K2026-10-16
Commonwealth Equity Services, LLC
INCREASED8,6518,590+61+1%$240.6K$246.2K+$5.6K2026-11-02
TFB Advisors LLC
UNCHANGED7,3307,33000%$205.3K$208.6K+$3.3K2026-11-02
Compass Financial Management LLC
DECREASED3,1434,583-1,440-31%$130.1K$89.5K-$40.6K2026-10-30
Quest 10 Wealth Builders, Inc.
UNCHANGED1,9591,95900%$54.9K$55.8K+$8732026-11-02
Farther Finance Advisors, LLC
DECREASED1,2651,665-400-24%$46.6K$36.0K-$10.6K2026-10-08
Fifth Third Bancorp
NEW1,192—+1,192——$33.9K—2026-11-05
Lanark Financial, Inc.
UNCHANGED1,1171,11700%$31.3K$31.8K+$4992026-10-26
Armstrong Advisory Group, Inc
NEW697—+697——$19.8K—2026-10-09
Triumph Capital Management
UNCHANGED47847800%$13.4K$13.6K+$2132026-10-14
Key Capital Management, Inc
UNCHANGED17517500%$4.9K$5.0K+$792026-11-03
Networth Advisors, LLC
INCREASED5251+1+2%$1.4K$1.5K+$522026-11-03
Kingdom Financial Group Llc.
UNCHANGED6600%$160$166+$62026-11-04
HB Wealth Management, LLC
CLOSED032,202-32,202-100%$902.1K$0-$902.1K2026-10-23
Savant Capital, LLC
CLOSED016,960-16,960-100%$463.0K$0-$463.0K2026-11-06
Neuberger Berman Group LLC
N/A—6,638,404-6,638,404-100%$186.0M———
Cary Street Partners Financial LLC
N/A—758,975-758,975-100%$21.3M———
LPL Financial LLC
N/A—567,965-567,965-100%$15.9M———
Marquette Associates, Inc.
N/A—462,368-462,368-100%$13.0M———
Wealthspire Advisors, LLC
N/A—208,415-208,415-100%$5.8M———
Proficio Capital Partners LLC
N/A—207,525-207,525-100%$5.8M———
Osaic Holdings, Inc.
N/A—176,163-176,163-100%$4.9M———
Raymond James Financial Inc
N/A—133,036-133,036-100%$3.7M———
UBS Group AG
N/A—93,701-93,701-100%$2.6M———
Steward Partners Investment Advisory, LLC
N/A—77,994-77,994-100%$2.2M———
Marshall Investment Management, LLC
N/A—71,901-71,901-100%$2.0M———
MML Investors Services, LLC
N/A—58,493-58,493-100%$1.6M———
Equitable Holdings, Inc.
N/A—51,647-51,647-100%$1.4M———
Janney Montgomery Scott LLC
N/A—37,745-37,745-100%$1.1M———
Old Mission Capital LLC
N/A—31,911-31,911-100%$894.0K———
JPMorgan Chase & Co
N/A—24,328-24,328-100%$678.0K———
Cerity Partners LLC
N/A—23,150-23,150-100%$648.6K———
Harbour Investments, Inc.
N/A—15,261-15,261-100%$427.5K———
Goldman Sachs Group Inc
N/A—11,610-11,610-100%$325.2K———
Stifel Financial Corp
N/A—10,979-10,979-100%$307.6K———
Cary Street Partners Investment Advisory LLC
N/A—7,457-7,457-100%$208.9K———
PNC Financial Services Group, Inc.
N/A—4,464-4,464-100%$125.1K———
Capital Analysts, LLC
N/A—3,572-3,572-100%$77.0K———
Allworth Financial LP
N/A—2,963-2,963-100%$83.0K———
NewEdge Advisors, LLC
N/A—1,000-1,000-100%$28.0K———
Morgan Stanley
N/A—213-213-100%$6.0K———
Geneos Wealth Management Inc.
N/A—186-186-100%$5.2K———
Ameriflex Group, Inc.
N/A—101-101-100%$2.8K———
Showing 48 of 48 institutions