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NB Short Duration Income ETF (NBSD)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
LPL Financial LLC
INCREASED
Shares3,338,226 from 2,057,290
Change+1,280,936 (+62%)
Value$166.4M (+$62.5M)
Filed 2026-11-06
Francis Financial, Inc.
INCREASED
Shares548,550 from 493,314
Change+55,236 (+11%)
Value$27.4M (+$2.4M)
Filed 2026-11-09
Commonwealth Equity Services, LLC
DECREASED
Shares131,789 from 144,714
Change-12,925 (-9%)
Value$6.6M (-$738.0K)
Filed 2026-11-02
YHB Investment Advisors, Inc.
INCREASED
Shares125,495 from 89,929
Change+35,566 (+40%)
Value$6.3M (+$1.7M)
Filed 2026-10-08
Robinson Smith Wealth Advisors LLC
INCREASED
Shares110,572 from 103,592
Change+6,980 (+7%)
Value$5.5M (+$281.1K)
Filed 2026-10-22
Cambridge Investment Research Advisors, Inc.
DECREASED
Shares85,656 from 103,994
Change-18,338 (-18%)
Value$4.3K (-$5.2M)
Filed 2026-11-02
J.W. Cole Advisors, Inc.
DECREASED
Shares79,110 from 83,024
Change-3,914 (-5%)
Value$3.9M (-$248.8K)
Filed 2026-11-05
Convergence Financial, LLC
DECREASED
Shares67,844 from 135,405
Change-67,561 (-50%)
Value$3.4M (-$3.5M)
Filed 2026-10-27
Rubicon Advisors, GP
DECREASED
Shares42,450 from 47,512
Change-5,062 (-11%)
Value$2.1M (-$283.1K)
Filed 2026-10-23
Clearstead Trust, LLC
INCREASED
Shares32,117 from 16,504
Change+15,613 (+95%)
Value$1.6M (+$767.8K)
Filed 2026-11-06
Kestra Advisory Services, LLC
INCREASED
Shares29,505 from 28,228
Change+1,277 (+5%)
Value$1.5M (+$45.4K)
Filed 2026-11-02
Manchester Financial Inc
DECREASED
Shares29,049 from 33,627
Change-4,578 (-14%)
Value$1.4M (-$250.0K)
Filed 2026-10-15
Triumph Capital Management
INCREASED
Shares21,489 from 20,148
Change+1,341 (+7%)
Value$1.1M (+$53.9K)
Filed 2026-10-14
Wetzel Investment Advisors, Inc.
DECREASED
Shares19,130 from 19,484
Change-354 (-2%)
Value$953.8K (-$30.2K)
Filed 2026-10-13
Claro Advisors Inc.
INCREASED
Shares14,025 from 13,497
Change+528 (+4%)
Value$699.3K (+$17.6K)
Filed 2026-11-02
Great Valley Advisor Group, Inc.
DECREASED
Shares13,325 from 16,764
Change-3,439 (-21%)
Value$664.4K (-$182.3K)
Filed 2026-11-09
Fifth Third Bancorp
INCREASED
Shares9,895 from 4,033
Change+5,862 (+145%)
Value$493.4K (+$289.7K)
Filed 2026-11-05
Kraft, Davis & Associates, LLC
DECREASED
Shares9,121 from 11,387
Change-2,266 (-20%)
Value$456.1K (-$119.0K)
Filed 2026-10-21
MGO One Seven LLC
INCREASED
Shares8,610 from 8,459
Change+151 (+2%)
Value$429.3K (+$2.1K)
Filed 2026-10-28
Flynn Zito Capital Management, LLC
NEW
Shares7,972
Change+7,972
Value$397.5K
Filed 2026-11-04
Mayfair Advisory Group, LLC
NEW
Shares6,050
Change+6,050
Value$301.7K
Filed 2026-10-20
Kingswood Wealth Advisors, LLC
DECREASED
Shares5,526 from 11,118
Change-5,592 (-50%)
Value$275.5K (-$286.0K)
Filed 2026-10-23
Sagespring Wealth Partners, LLC
DECREASED
Shares4,879 from 6,183
Change-1,304 (-21%)
Value$243.3K (-$69.0K)
Filed 2026-10-22
Assetmark, Inc
NEW
Shares929
Change+929
Value$46.3K
Filed 2026-10-21
Private Trust Co NA
UNCHANGED
Shares598 from 598
Change0 (0%)
Value$29.8K (-$387)
Filed 2026-10-20
Center for Financial Planning, Inc.
NEW
Shares226
Change+226
Value$11.3K
Filed 2026-10-26
Wealth Enhancement Advisory Services, LLC
CLOSED
Shares0 from 298,048
Change-298,048 (-100%)
Value$0 (-$15.1M)
Filed 2026-10-13
HighPoint Advisor Group LLC
CLOSED
Shares0 from 78,269
Change-78,269 (-100%)
Value$0 (-$4.0M)
Filed 2026-11-09
Paulson Wealth Management Inc.
CLOSED
Shares0 from 6,462
Change-6,462 (-100%)
Value$0 (-$326.4K)
Filed 2026-11-02
Atria Investments, Inc
CLOSED
Shares0 from 4,701
Change-4,701 (-100%)
Value$0 (-$237.4K)
Filed 2026-10-15
NWF Advisory Services Inc.
CLOSED
Shares0 from 4,000
Change-4,000 (-100%)
Value$0 (-$202.0K)
Filed 2026-10-19
Geneos Wealth Management Inc.
CLOSED
Shares0 from 2,027
Change-2,027 (-100%)
Value$0 (-$102.4K)
Filed 2026-11-09
IFG Advisory, LLC
CLOSED
Shares0 from 345
Change-345 (-100%)
Value$0 (-$17.4K)
Filed 2026-11-09
Morgan Stanley
N/A
Shares— from 5,195,919
Change-5,195,919 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 1,953,682
Change-1,953,682 (-100%)
Value—
Neuberger Berman Group LLC
N/A
Shares— from 1,893,567
Change-1,893,567 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 1,743,169
Change-1,743,169 (-100%)
Value—
Ameriprise Financial Inc
N/A
Shares— from 449,669
Change-449,669 (-100%)
Value—
Integrated Wealth Concepts LLC
N/A
Shares— from 406,288
Change-406,288 (-100%)
Value—
UBS Group AG
N/A
Shares— from 318,934
Change-318,934 (-100%)
Value—
Round Rock Advisors LLC
N/A
Shares— from 257,509
Change-257,509 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 252,485
Change-252,485 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 186,121
Change-186,121 (-100%)
Value—
Main Street Financial Solutions, LLC
N/A
Shares— from 128,621
Change-128,621 (-100%)
Value—
Jones Financial Companies Lllp
N/A
Shares— from 126,218
Change-126,218 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 84,807
Change-84,807 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 76,297
Change-76,297 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 72,279
Change-72,279 (-100%)
Value—
Mutual Advisors, LLC
N/A
Shares— from 60,608
Change-60,608 (-100%)
Value—
HighTower Advisors, LLC
N/A
Shares— from 51,698
Change-51,698 (-100%)
Value—
Goldman Sachs Group Inc
N/A
Shares— from 44,540
Change-44,540 (-100%)
Value—
Gotham Asset Management, LLC
N/A
Shares— from 39,338
Change-39,338 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 36,973
Change-36,973 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 32,876
Change-32,876 (-100%)
Value—
Janney Montgomery Scott LLC
N/A
Shares— from 29,999
Change-29,999 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 28,648
Change-28,648 (-100%)
Value—
Sanctuary Advisors, LLC
N/A
Shares— from 23,603
Change-23,603 (-100%)
Value—
Quantinno Capital Management LP
N/A
Shares— from 22,742
Change-22,742 (-100%)
Value—
Harvest Investment Services, LLC
N/A
Shares— from 19,004
Change-19,004 (-100%)
Value—
HRT Financial LP
N/A
Shares— from 13,551
Change-13,551 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 12,797
Change-12,797 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 12,600
Change-12,600 (-100%)
Value—
Northwestern Mutual Wealth Management Co
N/A
Shares— from 12,496
Change-12,496 (-100%)
Value—
Stratos Wealth Partners, Ltd.
N/A
Shares— from 8,352
Change-8,352 (-100%)
Value—
Gladstone Institutional Advisory LLC
N/A
Shares— from 6,969
Change-6,969 (-100%)
Value—
IHT Wealth Management, LLC
N/A
Shares— from 6,175
Change-6,175 (-100%)
Value—
Kintra Wealth, LLC
N/A
Shares— from 4,450
Change-4,450 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 1,739
Change-1,739 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 1,211
Change-1,211 (-100%)
Value—
Global Retirement Partners, LLC
N/A
Shares— from 433
Change-433 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 35
Change-35 (-100%)
Value—
Status
LPL Financial LLC
INCREASED3,338,2262,057,290+1,280,936+62%$103.9M$166.4M+$62.5M2026-11-06
Francis Financial, Inc.
INCREASED548,550493,314+55,236+11%$24.9M$27.4M+$2.4M2026-11-09
Commonwealth Equity Services, LLC
DECREASED131,789144,714-12,925-9%$7.3M$6.6M-$738.0K2026-11-02
YHB Investment Advisors, Inc.
INCREASED125,49589,929+35,566+40%$4.5M$6.3M+$1.7M2026-10-08
Robinson Smith Wealth Advisors LLC
INCREASED110,572103,592+6,980+7%$5.2M$5.5M+$281.1K2026-10-22
Cambridge Investment Research Advisors, Inc.
DECREASED85,656103,994-18,338-18%$5.3M$4.3K-$5.2M2026-11-02
J.W. Cole Advisors, Inc.
DECREASED79,11083,024-3,914-5%$4.2M$3.9M-$248.8K2026-11-05
Convergence Financial, LLC
DECREASED67,844135,405-67,561-50%$6.8M$3.4M-$3.5M2026-10-27
Rubicon Advisors, GP
DECREASED42,45047,512-5,062-11%$2.4M$2.1M-$283.1K2026-10-23
Clearstead Trust, LLC
INCREASED32,11716,504+15,613+95%$833.6K$1.6M+$767.8K2026-11-06
Kestra Advisory Services, LLC
INCREASED29,50528,228+1,277+5%$1.4M$1.5M+$45.4K2026-11-02
Manchester Financial Inc
DECREASED29,04933,627-4,578-14%$1.7M$1.4M-$250.0K2026-10-15
Triumph Capital Management
INCREASED21,48920,148+1,341+7%$1.0M$1.1M+$53.9K2026-10-14
Wetzel Investment Advisors, Inc.
DECREASED19,13019,484-354-2%$984.1K$953.8K-$30.2K2026-10-13
Claro Advisors Inc.
INCREASED14,02513,497+528+4%$681.7K$699.3K+$17.6K2026-11-02
Great Valley Advisor Group, Inc.
DECREASED13,32516,764-3,439-21%$846.7K$664.4K-$182.3K2026-11-09
Fifth Third Bancorp
INCREASED9,8954,033+5,862+145%$203.7K$493.4K+$289.7K2026-11-05
Kraft, Davis & Associates, LLC
DECREASED9,12111,387-2,266-20%$575.1K$456.1K-$119.0K2026-10-21
MGO One Seven LLC
INCREASED8,6108,459+151+2%$427.2K$429.3K+$2.1K2026-10-28
Flynn Zito Capital Management, LLC
NEW7,972—+7,972——$397.5K—2026-11-04
Mayfair Advisory Group, LLC
NEW6,050—+6,050——$301.7K—2026-10-20
Kingswood Wealth Advisors, LLC
DECREASED5,52611,118-5,592-50%$561.5K$275.5K-$286.0K2026-10-23
Sagespring Wealth Partners, LLC
DECREASED4,8796,183-1,304-21%$312.3K$243.3K-$69.0K2026-10-22
Assetmark, Inc
NEW929—+929——$46.3K—2026-10-21
Private Trust Co NA
UNCHANGED59859800%$30.2K$29.8K-$3872026-10-20
Center for Financial Planning, Inc.
NEW226—+226——$11.3K—2026-10-26
Wealth Enhancement Advisory Services, LLC
CLOSED0298,048-298,048-100%$15.1M$0-$15.1M2026-10-13
HighPoint Advisor Group LLC
CLOSED078,269-78,269-100%$4.0M$0-$4.0M2026-11-09
Paulson Wealth Management Inc.
CLOSED06,462-6,462-100%$326.4K$0-$326.4K2026-11-02
Atria Investments, Inc
CLOSED04,701-4,701-100%$237.4K$0-$237.4K2026-10-15
NWF Advisory Services Inc.
CLOSED04,000-4,000-100%$202.0K$0-$202.0K2026-10-19
Geneos Wealth Management Inc.
CLOSED02,027-2,027-100%$102.4K$0-$102.4K2026-11-09
IFG Advisory, LLC
CLOSED0345-345-100%$17.4K$0-$17.4K2026-11-09
Morgan Stanley
N/A—5,195,919-5,195,919-100%$262.4M———
Raymond James Financial Inc
N/A—1,953,682-1,953,682-100%$98.7M———
Neuberger Berman Group LLC
N/A—1,893,567-1,893,567-100%$95.6M———
Bank of America Corp
N/A—1,743,169-1,743,169-100%$88.0M———
Ameriprise Financial Inc
N/A—449,669-449,669-100%$22.5M———
Integrated Wealth Concepts LLC
N/A—406,288-406,288-100%$20.5M———
UBS Group AG
N/A—318,934-318,934-100%$16.1M———
Round Rock Advisors LLC
N/A—257,509-257,509-100%$13.0M———
Osaic Holdings, Inc.
N/A—252,485-252,485-100%$12.8M———
Jane Street Group, LLC
N/A—186,121-186,121-100%$9.4M———
Main Street Financial Solutions, LLC
N/A—128,621-128,621-100%$6.5M———
Jones Financial Companies Lllp
N/A—126,218-126,218-100%$6.4M———
Citadel Advisors LLC
N/A—84,807-84,807-100%$4.3M———
Steward Partners Investment Advisory, LLC
N/A—76,297-76,297-100%$3.9M———
NewEdge Advisors, LLC
N/A—72,279-72,279-100%$3.7M———
Mutual Advisors, LLC
N/A—60,608-60,608-100%$3.1M———
HighTower Advisors, LLC
N/A—51,698-51,698-100%$2.6M———
Goldman Sachs Group Inc
N/A—44,540-44,540-100%$2.2M———
Gotham Asset Management, LLC
N/A—39,338-39,338-100%$2.0M———
Stifel Financial Corp
N/A—36,973-36,973-100%$1.9M———
Private Advisor Group, LLC
N/A—32,876-32,876-100%$1.7M———
Janney Montgomery Scott LLC
N/A—29,999-29,999-100%$1.5M———
Rockefeller Capital Management L.P.
N/A—28,648-28,648-100%$1.4M———
Sanctuary Advisors, LLC
N/A—23,603-23,603-100%$1.2M———
Quantinno Capital Management LP
N/A—22,742-22,742-100%$1.1M———
Harvest Investment Services, LLC
N/A—19,004-19,004-100%$959.8K———
HRT Financial LP
N/A—13,551-13,551-100%$684.0K———
Cetera Investment Advisers
N/A—12,797-12,797-100%$646.3K———
Envestnet Asset Management Inc
N/A—12,600-12,600-100%$636.4K———
Northwestern Mutual Wealth Management Co
N/A—12,496-12,496-100%$631.1K———
Stratos Wealth Partners, Ltd.
N/A—8,352-8,352-100%$421.8K———
Gladstone Institutional Advisory LLC
N/A—6,969-6,969-100%$352.0K———
IHT Wealth Management, LLC
N/A—6,175-6,175-100%$311.9K———
Kintra Wealth, LLC
N/A—4,450-4,450-100%$225.6K———
Royal Bank of Canada
N/A—1,739-1,739-100%$88.0K———
Wells Fargo & Company
N/A—1,211-1,211-100%$61.2K———
Global Retirement Partners, LLC
N/A—433-433-100%$21.9K———
JPMorgan Chase & Co
N/A—35-35-100%$1.8K———
Showing 71 of 71 institutions